MOUNT ELBERT EDGECORE PLATFORM MANAGER, LLC
Adviser information for MOUNT ELBERT EDGECORE PLATFORM MANAGER, LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | NO ACTIVE ADVISORY SERVICES OR PLANNED FUTURE SERVICES |
|---|---|
| Compensation | NO ACTIVE ADVISORY SERVICE RELATIONSHIPS OR COMPENSATION |
Identifiers
| SEC RIA File Number | 801-112325 |
|---|---|
| SEC ERA File Number | 801-112325 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291660 |
| Legal Entity Identifier | None |
Principal Office
520 ZANG ST, SUITE 209BROOMFIELD
CO
United States
Monday - Friday, 9AM - 5PM
Tel: 720-328-5724, Fax: None
Websites
Chief Compliance Officer
JEFF DORR
CFO
520 ZANG STREET, SUITE 209
BROOMFIELD
CO
United States
Tel:
704-491-1644
J********@**************M
(Full email address available in API data)
Regulatory Contact
TOM RAY
CEO
520 ZANG STREET, SUITE 209
BROOMFIELD
CO
United States
Tel:
3035181165
T******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DORR, JEFF | Individual | – | CFO AND CCO | 11/2017 | < 5% |
| MOUNT ELBERT CAPITAL PARTNERS | Domestic Entity | – | SOLE MEMBER AND MANAGER | 11/2017 | > 75% |
| Ray, Thomas, Michael | Individual | – | CEO | 11/2017 | < 5% |
| MAJAVIAN, LLC | Domestic Entity | MOUNT ELBERT CAPITAL PARTNERS | GENERAL PARTNER | 05/2017 | |
| Muell, Matthew, Lee | Individual | MAJAVIAN, LLC | MANAGING MEMBER | 04/2017 | > 75% |
| SOARING EAGLES, LLC | Domestic Entity | MOUNT ELBERT CAPITAL PARTNERS | GENERAL PARTNER | 05/2017 | |
| DORR, JEFF | Individual | SOARING EAGLES, LLC | MANAGER | 04/2017 | > 75% |
| MT. ELBERT CAPITAL PARTNERS, LLC | Domestic Entity | MOUNT ELBERT CAPITAL PARTNERS | GENERAL PARTNER | 05/2017 | |
| Ray, Thomas, Michael | Individual | MT. ELBERT CAPITAL PARTNERS, LLC | MANAGING MEMBER | 01/2017 | > 75% |