CAMELOT EVENT-DRIVEN ADVISORS, LLC
Adviser information for CAMELOT EVENT-DRIVEN ADVISORS, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $105.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $105.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $105.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-112328 |
|---|---|
| SEC ERA File Number | 801-112328 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291798 |
| Legal Entity Identifier | None |
Principal Office
1700 WOODLANDS DRIVEMAUMEE
OH
United States
Monday - Friday, 9-5
Tel: 419-794-0538, Fax: None
Websites
Chief Compliance Officer
ASHLEIGH SWAYZE
660 NEWTOWN YARDLEY ROAD
SUITE 105
NEWTOWN
PA
United States
Tel:
646-395-3900
I***@************M
(Full email address available in API data)
Industry Affiliates
| ATLANTIS WEALTH MANAGEMENT | Other investment adviser, including financial planners |
| CAMELOT PORTFOLIOS, LLC | Other investment adviser, including financial planners |
| MUNN WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KHA CAPITAL PARTNERSHIP I LP | Hedge Fund | $0.0M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUNN, DARREN, THADDAEUS | Individual | – | MEMBER | 12/2017 | < 5% |
| SWAYZE, ASHLEIGH, COOPER | Individual | – | CCO | 12/2017 | < 5% |
| HOFFMEISTER, PAUL, KRISTIAN | Individual | – | PRINCIPAL | 01/2018 | 25-50% |
| KIRCHNER, THOMAS, FELIX | Individual | – | PRINCIPAL | 01/2018 | 25-50% |
| CAMELOT PORTFOLIOS, LLC | Domestic Entity | – | MEMBER | 01/2018 | 10-25% |
| MUNN, DARREN, THADDAEUS | Individual | CAMELOT PORTFOLIOS, LLC | MEMBER | 02/2008 | > 75% |