CHELSEA ADVISORY SERVICES, INC
Adviser information for CHELSEA ADVISORY SERVICES, INC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 18 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 19 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 395 | $99.9M |
| Non-Discretionary | 49 | $1.1M |
| Total | 444 | $101.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 429 | $60.1M |
| HNW Individuals | 16 | $40.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112349 |
|---|---|
| SEC ERA File Number | 801-112349 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150791 |
| Legal Entity Identifier | None |
Principal Office
242 MAIN STREETSTATEN ISLAND
NY
United States
Monday - Friday, 9:00 - 5:00
Tel: 718-967-8400, Fax: 718-967-1222
Websites
Chief Compliance Officer
STEPHEN SEBOLD
CHIEF COMPLIANCE OFFICER
242 MAIN STREET
STATEN ISLAND
NY
United States
Tel:
718-967-8400
Fax:
718-967-1222
S******@*******M
(Full email address available in API data)
Regulatory Contact
JOHN PISAPIA
PRESIDENT
242 MAIN STREET
STATEN ISLAND
NY
United States
Tel:
718 967-8400
J*******@*******M
(Full email address available in API data)
Industry Affiliates
| CHELSEA FINANCIAL SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PISAPIA, JOHN, THOMAS | Individual | – | PRESIDENT | 06/2009 | > 75% |
| SEBOLD, STEPHEN, RAPHAEL | Individual | – | CCO | 07/2020 | < 5% |