Hedge Fund Database

LIBERTY WEALTH MANAGEMENT, LLC

Adviser information for LIBERTY WEALTH MANAGEMENT, LLC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 9
Registered State Investment Advisers 19
Licensed Agents of an Insurance Company 18
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,057 $1.1B
Non-Discretionary 357 $129.7M
Total 3,414 $1.2B

Clients

Type Number RAUM
Individuals 998 $367.2M
HNW Individuals 360 $831.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 58 $21.2M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $3.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 55
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsTHIRD-PARTY MANAGEMENT PROGRAM
Compensation % of AUMHourly chargesFixed feesPerformance-based feesTHIRD-PARTY MANAGEMENT PROGRAM

Identifiers

SEC RIA File Number 801-112351
SEC ERA File Number 801-112351
SEC CIK Numbers 1769302
SEC CRD Numbers 286001
Legal Entity Identifier None

Principal Office

411 30TH STREET
2ND FLOOR
OAKLAND
CA
United States
Monday - Friday, 8AM - 5PM, PST
Tel: 510-658-1880, Fax: 510-658-1886

Websites

www.instagram.com/libertygroupllc/ www.facebook.com/login/?next=https%3a%2f%2fwww.facebook.com%2flibertygroupllc%2f www.linkedin.com/authwall?trk=ripf&trkinfo=aqg5mjegn6h90waaaxzx1y_aizw3h8bcgcis_-efm8gll4bkrr7qh9j62m6vcgcu1qhnc9vphbjom tiktok.com@libertygroup_pya moorefinancialadvice.com/ www.libertygroupllc.com twitter.com/libertygrpllc www.youtube.com/channel/ucdgvswwnkggixofsorzkfpa libertygroupllc.com/protectyourassets/

Chief Compliance Officer

CANDACE HAMILTON
CHIEF COMPLIANCE OFFICER
4675 MACARTHUR COURT
SUITE 590
NEWPORT BEACH
CA
United States
Tel: 949-688-7665
Fax: 510-658-1886
(Full email address available in API data)

Regulatory Contact

TONY KAI
OPERATIONS MANAGER
411 30TH STREET
2ND FLOOR
OAKLAND
CA
United States
Tel: 510.903.5483
(Full email address available in API data)

Industry Affiliates

INSURANCE FIELD MARKETING ASSOCIATION ("FMO") OFFERING INSURANCE PRODUCTS & SERVICES Insurance company or agency
LAW OFFICES Lawyer or law firm
PRIVATELY HELD COMPANY FORMED TO INVEST IN LIMITED PARTNERSHIP INTERESTS OF PARTICULAR PRIVATE INVESTMENT OPPORTUNITIES Sponsor, GP, manager of pooled investment vehicles
TAX PREPARATION SERVICES Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
LIBERTY ALTERNATIVE ASSET MANAGEMENT, LLC CONDUIT FUND $7.0M $0.3M 32

Control Persons

Name Type Entity Title Since Ownership
HOLLANDER, DAVID, JAMES Individual – CHAIRMAN/FOUNDER 11/2018 > 75%
SULLIVAN, HEIDI, MAE Individual – CONTROLLER 06/2019 < 5%
HAMILTON, CANDACE, CAROLE Individual – CHIEF COMPLIANCE OFFICER 10/2022 < 5%

No. Employees, Historic

30150201920202021202220232024202522 on 4/24/201922 on 4/29/201922 on 6/27/201921 on 1/21/202021 on 3/26/202021 on 6/11/202021 on 10/29/202021 on 3/29/202121 on 7/13/202121 on 7/14/202121 on 7/15/202121 on 8/26/202121 on 11/8/202121 on 1/12/202222 on 3/30/202222 on 4/19/202222 on 5/18/202222 on 8/4/202222 on 8/4/202222 on 10/7/202222 on 11/14/202222 on 11/23/202222 on 2/16/202322 on 4/3/202322 on 4/5/202322 on 4/6/202322 on 5/15/202322 on 9/8/202322 on 9/8/202322 on 9/11/202322 on 1/2/202422 on 2/21/2024

RAUM, Historic

2B1B02019202020212022202320242025892882000 on 4/24/2019892882000 on 4/29/2019892882000 on 6/27/2019990026000 on 1/21/2020990026000 on 3/26/2020990026000 on 6/11/2020990026000 on 10/29/2020855600000 on 3/29/2021855600000 on 7/13/2021855600000 on 7/14/2021855600000 on 7/15/2021855600000 on 8/26/20211016811586 on 11/8/20211016811586 on 1/12/20221008126432 on 3/30/20221008126432 on 4/19/20221008126432 on 5/18/20221008126432 on 8/4/20221008126432 on 8/4/20221008126432 on 10/7/20221008126432 on 11/14/20221008126432 on 11/23/2022986640795 on 2/16/2023986640795 on 4/3/2023986640795 on 4/5/2023986640795 on 4/6/2023986640795 on 5/15/2023986640795 on 9/8/2023986640795 on 9/8/2023986640795 on 9/11/2023986640795 on 1/2/20241222778986 on 2/21/2024

No. Clients, Historic

4,0002,000020192020202120222023202420251002 on 4/24/20191002 on 4/29/20191002 on 6/27/20191294 on 1/21/20201294 on 3/26/20201294 on 6/11/20201294 on 10/29/20201269 on 3/29/20211269 on 7/13/20211269 on 7/14/20211269 on 7/15/20211269 on 8/26/20212815 on 11/8/20212815 on 1/12/20222890 on 3/30/20222890 on 4/19/20222890 on 5/18/20222890 on 8/4/20222890 on 8/4/20222890 on 10/7/20222890 on 11/14/20222890 on 11/23/20223199 on 2/16/20233199 on 4/3/20233199 on 4/5/20233199 on 4/6/20233199 on 5/15/20233199 on 9/8/20233199 on 9/8/20233199 on 9/11/20233199 on 1/2/20241423 on 2/21/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 486 9K –
ABBVIE INC COM 1K 12K –
ABM INDS INC COM 494 10K –
ADOBE INC COM 816 573K –
ADVANCED MICRO DEVICES INC COM 1K 7K –
AGILENT TECHNOLOGIES INC COM 206 74K –
ALLSTATE CORP COM 260 2K –
ALPHABET INC CAP STK CL A 2K 69K –
ALPHABET INC CAP STK CL C 2K 11K –
AMAZON COM INC COM 4K 85K –
AMERICAN CENTY ETF TR INTL SMCP VLU 235 4K –
AMERICAN CENTY ETF TR US SML CP VALU 335 4K –
AMERICAN EXPRESS CO COM 378 4K –
AMGEN INC COM 791 12K –
ANALOG DEVICES INC COM 336 1K –
APPLE INC COM 24K 182K –
APPLIED MATLS INC COM 5K 22K –
AT&T INC COM 397 27K –
AUTOMATIC DATA PROCESSING IN COM 684 3K –
AXON ENTERPRISE INC COM 294 1K –
BANK AMERICA CORP COM 1K 39K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2K 35K –
BLACKROCK FLEXIBLE INCOME ETF ETF 2K 47K –
BLACKROCK US EQY FCTR ROTN ETF ETF 17K 933K –
BOEING CO COM 376 2K –
BP PLC SPONSORED ADR 260 7K –
BRAINSTORM CELL THERAPEUTICS COM NEW 115 340K –
BROADCOM INC COM 857 8K –
CATERPILLAR INC COM 346 20K –
CHEVRON CORP NEW COM 3K 208K –
CISCO SYS INC COM 2K 2M –
COCA COLA CO COM 527 48K –
CONSTELLATION BRAND CLASS A COM 42 42K –
CORPAY INC COM SHS 297 1K –
COSTCO WHSL CORP NEW COM 596 9K –
CROWDSTRIKE HLDGS INC CL A 3K 7K –
DBX ETF TR XTRACK MSCI EAFE 687 17K –
DELL TECHNOLOGIES INC CL C 277 2K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 12K 894K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 6K 429K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 640 16K –
DIMENSIONAL INTERN CORE EQT MKT ETF ETF 8K 566K –
DIMENSIONAL INTERN CORE EQUITY 2 ETF ETF 13K 918K –
DIMENSIONAL INTERN HIGH PROFIT ETF ETF 7K 456K –
DIMENSIONAL INTERN SMALLCAP VL ETF ETF 5K 300K –
DIMENSIONAL U S CORE EQUITY 2 ETF ETF 29K 2M –
DIMENSIONAL U S TARGETEDVALUE ETF ETF 7K 376K –
DIMENSIONAL US CORE EQUITY MARKT ETF ETF 26K 2M –
DIMENSIONAL US HIGH PROFTBLTY ETF ETF 25K 2M –
DIMENSIONL US LARGE CAP VALUE ETF ETF 12K 697K –
DISNEY WALT CO COM 701 17K –
DUKE ENERGY CORP COM 231 8K –
ELI LILLY &CO COM 963 1K –
ENPHASE ENERGY INC COM 12K 122K –
EXXON MOBIL CORP COM 449 138K –
FIDELITY COVINGTON TRUST BLUE CHIP GRWTH 343 8K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 928 5K –
FIRST SOLAR INC COM 17 16K –
FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 269 8K –
FIRST TR STOXX EUROPEAN SELE COMMON SHS 161 14K –
FRST TRST SMID CAP RSNG DIV ACH ETF ETF 16 16K –
FT VEST NASDAQ 100 BUFFER ETF ETF 87 87K –
FT VEST US EQTY MOD BUFRETF ETF 83 83K –
GILEAD SCIENCES INC COM 218 3K –
GOLDMAN SACHS GROUP INC COM 507 181K –
HERITAGE COMM CORP COM 99 11K –
HIMS &HERS HEALTH INC COM CL A 272 13K –
HOLOGIC INC COM 25 24K –
HOME DEPOT INC COM 719 16K –
INNOVATOR US EQUITY POWER BUFFER ETF ETF 34 34K –
INTEL CORP COM 363 27K –
INTERNATIONAL BUSINESS MACHS COM 838 30K –
INTUIT COM 1K 36K –
INTUITIVE SURGICAL INC COM NEW 5K 11K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 319 4K –
INVESCO PREFERRED ETF ETF 237 234K –
INVSC QQQ TRUST SRS 1 ETF IV ETF 1K 325K –
INVSC S P 500 MOMENTUM ETF ETF 218 218K –
ISHARES AAA A RATED COR BOND ETF ETF 12 12K –
ISHARES CURRENCY HEDG MSCI EAFE ETF ETF 4K 209K –
ISHARES FLOATING RATE BOND ETF ETF 318 284K –
ISHARES GLOBAL ENERGY ETF ETF 764 36K –
ISHARES GOLD TR ISHARES NEW 288 7K –
ISHARES IBOXX INVT GRADEBOND ETF ETF 683 28K –
ISHARES INC CORE MSCI EMKT 2K 98K –
ISHARES INVEST GRD SYS BND ETF ETF 1K 38K –
ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 3K 80K –
ISHARES MBS ETF ETF 5K 167K –
ISHARES MSCI EMERGING MARKETS ETF ETF 6K 326K –
ISHARES MSCI USA MIN VOL FACTOR ETF ETF 736 32K –
ISHARES MSCI USA MOMNTUMFCT ETF ETF 303 124K –
ISHARES MSCI USA QLTY FACT ETF ETF 19K 779K –
ISHARES RUSSELL 1000 VALUE ETF ETF 316 35K –
ISHARES S&P 100 ETF ETF 1K 39K –
ISHARES S&P 500 GROWTH ETF ETF 20K 923K –
ISHARES S&P 500 VALUE ETF ETF 10K 412K –
ISHARES S&P MID CAP 400 VALUE ETF ETF 412 393K –
ISHARES SILVER TR ISHARES 208 8K –
ISHARES TIPS BOND ETF ETF 991 23K –
ISHARES TR 10-20 YR TRS ETF 1K 86K –
ISHARES TR 20 YR TR BD ETF 6K 247K –
ISHARES TR 7-10 YR TRSY BD 43 26K –
ISHARES TR CONV BD ETF 240 4K –
ISHARES TR CORE DIVID ETF 211 5K –
ISHARES TR CORE HIGH DV ETF 212 2K –
ISHARES TR CORE MSCI EAFE 8K 408K –
ISHARES TR CORE S&P MCP ETF 223 4K –
ISHARES TR CORE S&P SCP ETF 622 244K –
ISHARES TR CORE S&P TTL STK 245 2K –
ISHARES TR CORE S&P500 ETF 40K 1M –
ISHARES TR CORE TOTAL USD 15K 641K –
ISHARES TR EAFE GRWTH ETF 5K 209K –
ISHARES TR EAFE VALUE ETF 3K 141K –
ISHARES TR ESG AWR MSCI USA 708 6K –
ISHARES TR GL CLEAN ENE ETF 291 22K –
ISHARES TR ISHARES BIOTECH 545 4K –
ISHARES TR ISHARES SEMICDTR 326 1K –
ISHARES TR MRGSTR MD CP GRW 323 5K –
ISHARES TR MSCI EAFE ETF 643 8K –
ISHARES TR RUS 1000 GRW ETF 543 1K –
ISHARES TR S&P MC 400GR ETF 201 2K –
ISHARES TR IS 1-5 YR IN GR CR BD ETF ETF 65 53K –
ISHARES TREASURY FLOATNGRATE BD ETF ETF 330 185K –
ISHARES US INFRASTRUCTURE ETF ETF 3K 137K –
ISHARES US TECHNOLOGY ETF ETF 7K 307K –
ISHARES US TREASURY BONDETF ETF 2K 95K –
JANUS HENDRSON MORTG BCKD SECURT ETF ETF 17 17K –
JOHNSON &JOHNSON COM 402 16K –
JPMORGAN CHASE &CO. COM 907 51K –
JPMORGAN ULTRA SHORT INCOME ETF ETF 35 35K –
KEYSIGHT TECHNOLOGIES INC COM 56 22K –
KLA CORP COM 91 24K –
LAM RESEARCH CORP COM 58 54K –
LOCKHEED MARTIN CORP COM 729 13K –
LOWES COS INC COM 218 19K –
MASCO CORP COM 20 14K –
MASTERCARD INCORPORATED CL A 412 30K –
MCDONALDS CORP COM 207 6K –
MCKESSON CORP COM 67 54K –
MERCK &CO INC COM 445 69K –
META PLATFORMS INC CL A 2K 61K –
MICROCHIP TECHNOLOGY INC. COM 66 31K –
MICROSOFT CORP COM 8K 123K –
MSCI INC COM 907 2K –
NATURAL ALTERNATIVES INTL IN COM NEW 84 14K –
NEKTAR THERAPEUTICS COM 24 19K –
NETFLIX INC COM 360 4K –
NEXTERA ENERGY INC COM 311 10K –
NIKE INC CL B 249 5K –
NRG ENERGY INC COM 10 10K –
NVIDIA CORPORATION COM 11K 428K –
ORACLE CORP COM 3K 30K –
PACER US CASH COWS 100 ETF ETF 863 16K –
PAYCHEX INC COM 135 51K –
PEPSICO INC COM 604 75K –
PFIZER INC COM 204 25K –
PHILIP MORRIS INTL INC COM 269 9K –
PHILLIPS 66 COM 214 2K –
PROCTER AND GAMBLE CO COM 1K 23K –
PUBLIC STORAGE OPER CO COM 554 6K –
PUBLIC SVC ENTERPRISE GRP IN COM 437 6K –
PULTE GROUP INC COM 609 6K –
QUALCOMM INC COM 206 27K –
RIO TINTO PLC FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 18 14K –
ROSS STORES INC COM 309 2K –
ROYAL CARIBBEAN GROUP COM 230 1K –
RTX CORPORATION COM 353 14K –
SALESFORCE INC COM 244 9K –
SCHWAB CHARLES CORP COM 110 69K –
SCHWAB US BROAD MARKET ETF ETF 348 69K –
SCHWAB US DIVIDEND EQUITY ETF ETF 68 53K –
SCHWAB US LARGE CAP GROWTH ETF ETF 108 63K –
SELECT SECTOR SPDR TR FINANCIAL 303 7K –
SELECT SECTOR SPDR TR TECHNOLOGY 627 3K –
SENTINELONE INC CL A 711 34K –
SHERWIN WILLIAMS CO COM 332 1K –
SPDR BLOOMBERG INT GRD FLT RT ETF ETF 96 96K –
SPDR DOW JONES INDL AVERAGE UT SER 1 235 602 –
SPDR GOLD TR GOLD SHS 331 2K –
SPDR INTRMDT TRM CRPRATEBND ETF ETF 35 35K –
SPDR PORTFOLIO DVLPD WRLD EX-US ETF ETF 12 12K –
SPDR S&P 500 ETF ETF 793 28K –
SPDR SER TR PORTFOLIO S&P500 638 10K –
SPDR SER TR PRTFLO S&P500 VL 297 6K –
STARBUCKS CORP COM 303 8K –
STRYKER CORPORATION COM 230 676 –
T ROWE PRICE ETF INC CAP APPRECIATION 3K 102K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 365 2K –
TARGET CORP COM 233 2K –
TESLA INC COM 4K 25K –
T-MOBILE US INC COM 19 11K –
TRANE TECHNOLOGIES PLC SHS 310 943 –
UNION PAC CORP COM 362 8K –
UNITED PARCEL SERVICE INC CL B 464 4K –
UNITEDHEALTH GROUP INC COM 452 5K –
US BANCORP DEL COM NEW 339 9K –
VANECK SEMICONDUCTOR ETF ETF 476 439K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 464 439K –
VANGUARD BD INDEX FDS INTERMED TERM 287 4K –
VANGUARD BD INDEX FDS LONG TERM BOND 4K 53K –
VANGUARD BD INDEX FDS SHORT TRM BOND 335 4K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 398 8K –
VANGUARD FTSE DEVELOPED MARKETS ETF ETF 2K 32K –
VANGUARD FTSE EMERGING MARKETS ETF ETF 547 21K –
VANGUARD GROWTH ETF ETF 2K 437K –
VANGUARD INDEX FDS LARGE CAP ETF 890 4K –
VANGUARD INDEX FDS REAL ESTATE ETF 641 8K –
VANGUARD INDEX FDS SMALL CP ETF 2K 9K –
VANGUARD INFORMATION TECHNOLOGY ETF ETF 3K 312K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 6K 101K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 229 2K –
VANGUARD LONG TERM TREASURY ETF ETF 4K 69K –
VANGUARD MEGA CAP ETF ETF 156 156K –
VANGUARD RUSSELL 1000 GROWTH ETF IV ETF 844 412K –
VANGUARD S&P 500 ETF ETF 4K 270K –
VANGUARD SMALL CAP GROWTH ETF ETF 22 16K –
VANGUARD SMALL CAP VALUEETF ETF 1K 26K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 372 2K –
VANGUARD TOTAL BOND MARKET ETF ETF 606 52K –
VANGUARD TOTAL STOCK MARKET ETF ETF 11K 146K –
VANGUARD VALUE ETF ETF 3K 19K –
VANGUARD WORLD FD FINANCIALS ETF 1K 13K –
VANGUARD WORLD FD HEALTH CAR ETF 2K 7K –
VANGUARD WORLD FD MEGA GRWTH IND 1K 4K –
VERIZON COMMUNICATIONS INC COM 439 27K –
VERTIV HOLDINGS CO CLASS A COM 324 4K –
VISA INC CLASS A COM 5K 25K –
WALMART INC COM 346 54K –
WASTE MGMT INC DEL COM 3K 16K –
WEC ENERGY GROUP INC COM 209 3K –
WELLS FARGO CO NEW COM 722 12K –
WISDOMTREE FLOATING RATETREASRY ETF ETF 123 123K –
WISDOMTREE INTL SMALLCP DIVIDEND ETF ETF 32 32K –