CBG & COMPANY, INC.
Adviser information for CBG & COMPANY, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 517 | $219.7M |
| Non-Discretionary | 0 | $0 |
| Total | 517 | $219.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $8.0M |
| HNW Individuals | 122 | $155.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 52 | $56.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 28 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-112354 |
|---|---|
| SEC ERA File Number | 801-112354 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149225 |
| Legal Entity Identifier | None |
Principal Office
14074 TRADE CENTER DRIVESUITE 151
FISHERS
IN
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 317-257-7400, Fax: 317-257-7437
Websites
Chief Compliance Officer
ROY BODINUS
PRINCIPAL
14074 TRADE CENTER DRIVE
SUITE 151
FISHERS
IN
United States
Tel:
317-257-7400
Fax:
317-257-7437
B**********@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BODINUS, ROY, CRAIG | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER | 12/2008 | 25-50% |
| GARWOOD, DANIEL, EUGENE | Individual | – | PRINCIPAL | 12/2008 | 25-50% |
| CATLIN, NICHOLAS, DAVID | Individual | – | PRINCIPAL | 01/2014 | 25-50% |