CLERKIE ADVISORY LLC
Adviser information for CLERKIE ADVISORY LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-112362 |
|---|---|
| SEC ERA File Number | 801-112362 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291724 |
| Legal Entity Identifier | None |
Principal Office
6197TH ST
SAN FRANCISCO
CA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 650-646-9662, Fax: None
Chief Compliance Officer
JOHAN SEBASTIAN OLOF WIGSTROEM
600 UNIVERSITY AVE
LOS ALTOS
CA
United States
Tel:
650-561-2955
S*****************@*********O
(Full email address available in API data)
Regulatory Contact
JOHN KRUEGER
DIRECTOR OF BUSINESS OPERATIONS OF HENRY LABS, INC
2861 CHELSEA DRIVE
OAKLAND
CA
United States
Tel:
2069485250
J*************@*********O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLERKIE | Foreign Entity | – | MEMBER | 10/2017 | > 75% |
| ASSAD, GUY, JEAN-MARIE | Individual | CLERKIE | SHAREHOLDER, COMMON STOCK | 06/2017 | 25-50% |
| Wigstroem, Johan, Sebastian Olof | Individual | CLERKIE | SHAREHOLDER, COMMON STOCK | 06/2017 | 25-50% |
| Wigstroem, Johan, Sebastian Olof | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2017 | < 5% |