MEDLEY PARTNERS MANAGEMENT LLC
Adviser information for MEDLEY PARTNERS MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $6.3B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $6.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $6.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $309.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112383 |
|---|---|
| SEC ERA File Number | 801-112383 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289836 |
| Legal Entity Identifier | None |
Principal Office
ONE MARKET STREETSPEAR TOWER, SUITE 4100
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 415-375-8790, Fax: 415-956-2084
Chief Compliance Officer
EDSON MADUWURA
CHIEF FINANCIAL OFFICER
ONE MARKET STREET
SPEAR TOWER, SUITE 4100
SAN FRANCISCO
CA
United States
Tel:
415-375-8788
E*@**********M
(Full email address available in API data)
Industry Affiliates
| MEDLEY 2 GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MEDLEY 3 GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MEDLEY 4 GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MEDLEY 5 GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MEDLEY 6 GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| MEDLEY GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MEDLEY HS D LLC | Private Equity Fund | $29.8M | $5.0M | 2 |
| MEDLEY HS S LLC | Private Equity Fund | $46.0M | $5.0M | 3 |
| MEDLEY PARTNERS (OFFSHORE) L.P. | Private Equity Fund | $120.5M | $5.0M | 1 |
| MEDLEY PARTNERS 2D L.P. | Private Equity Fund | $131.6M | $5.0M | 6 |
| MEDLEY PARTNERS 2F L.P. | Private Equity Fund | $69.8M | $5.0M | 2 |
| MEDLEY PARTNERS 2S L.P. | Private Equity Fund | $324.6M | $5.0M | 2 |
| MEDLEY PARTNERS 3B, L.P. | Private Equity Fund | $236.6M | $5.0M | 2 |
| MEDLEY PARTNERS 3D, L.P. | Private Equity Fund | $94.6M | $5.0M | 4 |
| MEDLEY PARTNERS 3F, L.P. | Private Equity Fund | $199.1M | $5.0M | 3 |
| MEDLEY PARTNERS 3S, L.P. | Private Equity Fund | $254.4M | $5.0M | 4 |
| MEDLEY PARTNERS 4FD, L.P. | Private Equity Fund | $542.8M | $5.0M | 8 |
| MEDLEY PARTNERS 4SB, L.P. | Private Equity Fund | $2,243.8M | $5.0M | 9 |
| MEDLEY PARTNERS 5SB, L.P. | Private Equity Fund | $542.1M | $5.0M | 9 |
| MEDLEY PARTNERS 6FD, L.P. | Private Equity Fund | $62.1M | $5.0M | 9 |
| MEDLEY PARTNERS 6SB, L.P. | Private Equity Fund | $1,053.6M | $5.0M | 9 |
| MEDLEY PARTNERS L.P. | Private Equity Fund | $37.8M | $5.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MEDLEY PARTNERS ADVISORS L.P. | Domestic Entity | – | OWNER | 11/2017 | > 75% |
| MEDLEY PARTNERS ADVISORS GP LLC | Domestic Entity | – | GENERAL PARTNER | 11/2017 | < 5% |
| MADUWURA, EDSON, NMN | Individual | – | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |
| HEISING, MARK, WILLIAM | Individual | – | FOUNDER & MANAGING DIRECTOR | 01/2018 | < 5% |
| WHISENANT, RANDAL, BRENT | Individual | – | MANAGING DIRECTOR | 01/2018 | < 5% |
| VILLIGER, PASCAL, ANDREAS | Individual | – | MANAGING DIRECTOR | 01/2018 | < 5% |
| PHILLIPS, PETER, MILLAR | Individual | – | MANAGING DIRECTOR | 01/2018 | < 5% |
| MEDLEY PARTNERS ADVISORS GP LLC | Domestic Entity | MEDLEY PARTNERS ADVISORS L.P. | OWNER | 11/2017 | > 75% |