IMPACT SHARES
IMPACT SHARES CORP Legal Name
Adviser information for IMPACT SHARES last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $210.4M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $210.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $210.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
5950 BERKSHIRE LANESUITE 1420
DALLAS
TX
United States
Monday - Friday, 9AM - 5PM
Tel: 469-442-8424, Fax: None
Chief Compliance Officer
SUSAN KAY BEGANDO
5950 BERKSHIRE LANE
SUITE 1420
DALLAS
TX
United States
Tel:
(214) 953-0190
S*******@***************G
(Full email address available in API data)
Regulatory Contact
ETHAN POWELL
CEO
5950 BERKSHIRE LANE
SUITE 1420
DALLAS
TX
United States
Tel:
469-442-8424
E**********@***************G
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POWELL, ETHAN, KENDALL | Individual | – | PRESIDENT AND FOUNDER | 12/2015 | > 75% |
| Guiney, Donald, Joseph | Individual | – | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 05/2018 | < 5% |
| BEGANDO, SUSAN, KAY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |