INVESCO, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Illinois, United States

Employees

Total Number of Employees	11
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	185	$232.7M
Non-Discretionary	0	$0
Total	185	$232.7M

Clients

Type	Number	RAUM
Individuals	131	$54.0M
HNW Individuals	51	$107.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	1	$66.8M
Pension and profit sharing plans	<5	$2.0M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$2.2M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPublication of periodicals or newslettersEducational seminars/workshops
Compensation	% of AUM
Other Business Activities	Accountant or accounting firm

Identifiers

SEC RIA File Number	801-112395
SEC ERA File Number	801-112395
SEC CIK Numbers	1990080
SEC CRD Numbers	123524
Legal Entity Identifier	None

Principal Office

1295 RAND ROAD
DES PLAINES
IL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic