HOLDER WEALTH MANAGEMENT
HOLDER WEALTH MANAGEMENT, INC. Legal Name
Adviser information for HOLDER WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 283 | $220.8M |
| Non-Discretionary | 0 | $0 |
| Total | 283 | $220.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 220 | $65.7M |
| HNW Individuals | 57 | $153.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $564,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 283 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-112398 |
|---|---|
| SEC ERA File Number | 801-112398 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170086 |
| Legal Entity Identifier | None |
Principal Office
2504 GALEN DRIVESUITE 105
CHAMPAIGN
IL
United States
Monday - Friday, BY APPOINTMENT
Tel: 217-398-4015, Fax: 217-398-4014
Chief Compliance Officer
DANIEL E. HOLDER
CHIEF EXECUTIVE OFFICER
2504 GALEN DRIVE
SUITE 105
CHAMPAIGN
IL
United States
Tel:
217-398-4015
Fax:
217-398-4014
D**@******************M
(Full email address available in API data)
Regulatory Contact
CHARLES B. HOLDER
PRESIDENT
2504 GALEN DRIVE
SUITE 105
CHAMPAIGN
IL
United States
Tel:
2173984015
Fax:
2173984014
C***@******************M
(Full email address available in API data)
Industry Affiliates
| CHARLES B. HOLDER, ATTORNEY AT LAW | Accountant or accounting firmLawyer or law firm |
| DANIEL E. HOLDER & ASSOCIATES, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLDER, DANIEL, EUGENE | Individual | – | CHIEF EXECUTIVE OFFICER/CCO | 09/2014 | < 5% |
| HOLDER, VIRGINIA, BARTHOLOW | Individual | – | SHAREHOLDER | 01/2015 | > 75% |
| HOLDER, CHARLES, BARTHOLOW | Individual | – | PRESIDENT | 01/2015 | < 5% |