SEVEN CANYONS ADVISORS, LLC
Adviser information for SEVEN CANYONS ADVISORS, LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $179.4M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $179.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $111.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $50.9M |
| Pension and profit sharing plans | 1 | $16.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
22 EAST 100 SOUTH3RD FLOOR
SALT LAKE CITY
UT
United States
Monday - Friday, 09:00-17:00
Tel: 801-349-2718, Fax: None
Chief Compliance Officer
DENNIS MASON
36 WEST PIKE STREET
COVINGTON
KY
United States
Tel:
2027537141
D*****@*******M
(Full email address available in API data)
Regulatory Contact
ERIC MOESSING
MANAGER
22 EAST 100 SOUTH
3RD FLOOR
SALT LAKE CITY
UT
United States
Tel:
8013492721
E***@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARK GLOBAL EMERGING COMPANIES, LP | POOLED INVESTMENT VEHICLE | $50.9M | $1.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEWART, SPENCER, PAUL | Individual | – | MANAGER | 09/2017 | 50-75% |
| Moessing, Eric, McCoy | Individual | – | MANAGER | 09/2017 | 50-75% |
| Oritt, Madeleine | Individual | – | CHIEF OPERATING OFFICER | 05/2023 | < 5% |
| MASON, DENNIS, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |