Hedge Fund Database

SONA ASSET MANAGEMENT (US) LLC

Adviser information for SONA ASSET MANAGEMENT (US) LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 9 $12.8B
Non-Discretionary 0 $0
Total 9 $12.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $11.5B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 2 $1.4B
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 78

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based feesNEGOTIATED MANAGEMENT FEE
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-112410
SEC ERA File Number 801-112410
SEC CIK Numbers 1856405
SEC CRD Numbers 291738
Legal Entity Identifier 549300MSBCCFZD8JDQ76

Principal Office

800 3RD AVENUE
SUITE 1702
NEW YORK
NY
United States
Monday - Friday, 8AM-5PM
Tel: 646-779-6302, Fax: None

Websites

www.sona-am.com/login www.linkedin.com/company/sona-asset-management

Chief Compliance Officer

JOHN P BERKERY
CHIEF OPERATING OFFICER
800 3RD AVENUE
SUITE 1702
NEW YORK
NY
United States
Tel: 646-779-6302
(Full email address available in API data)

Regulatory Contact

JUSTIN TAMAYE
CHIEF RISK OFFICER
800 3RD AVENUE
SUITE 1702
NEW YORK
NY
United States
Tel: 646-779-6303
(Full email address available in API data)

Industry Affiliates

SONA ASSET MANAGEMENT (UK) LLP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
SONA ASSET MANAGEMENT CAYMAN LIMITED Sponsor, GP, manager of pooled investment vehicles
SONA ASSET MANAGEMENT LIMITED Sponsor, GP, manager of pooled investment vehicles
SONA CAPITAL SOLUTIONS II (GP) S.� R.L. Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SONA CREDIT FUND GP LIMITED Sponsor, GP, manager of pooled investment vehicles
SONA CREDIT OPPORTUNITIES FUND GP LIMITED Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SONA CREDIT MASTER FUND LIMITED Hedge Fund $10,021.8M $1.0M 67
SONA CREDIT OPPORTUNITIES MASTER FUND LIMITED Hedge Fund $45.2M $1.0M 10

Control Persons

Name Type Entity Title Since Ownership
AYLWARD, JOHN, BRIAN Individual – CEO/CIO 01/2017 < 5%
BERKERY, JOHN, PAUL Individual – CCO/COO 01/2017 < 5%
TAMAYE, JUSTIN Individual – CHIEF RISK OFFICER 01/2017 < 5%
SONA ASSET MANAGEMENT LIMITED Foreign Entity – OWNER/MEMBER 01/2017 > 75%
SONA ASSET MANAGEMENT CAYMAN LIMITED Foreign Entity SONA ASSET MANAGEMENT LIMITED OWNER 12/2016 > 75%
AYLWARD, JOHN, BRIAN Individual SONA ASSET MANAGEMENT CAYMAN LIMITED OWNER 12/2016 > 75%

No. Employees, Historic

201002020202120222023202420254 on 3/30/20204 on 9/25/20204 on 3/31/20214 on 11/2/20218 on 3/30/20228 on 2/23/202310 on 3/29/202314 on 3/28/2024

RAUM, Historic

20B10B02020202120222023202420251764708385 on 3/30/20201764708385 on 9/25/20202843704182 on 3/31/20212843704182 on 11/2/20215262660710 on 3/30/20225262660710 on 2/23/20238491760095 on 3/29/202312839554538 on 3/28/2024

No. Clients, Historic

10502020202120222023202420254 on 3/30/20204 on 9/25/20204 on 3/31/20214 on 11/2/20214 on 3/30/20224 on 2/23/20238 on 3/29/20239 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 25M – SONA ASSET MANAGEMENT (UK) LLP
AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 5M – SONA ASSET MANAGEMENT (UK) LLP
ALARM COM HLDGS INC COM 1M 17K SONA ASSET MANAGEMENT (UK) LLP
ALBEMARLE CORP 7.25% DEP SHS A 55M 1M SONA ASSET MANAGEMENT (UK) LLP
AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 43M – SONA ASSET MANAGEMENT (UK) LLP
APOLLO GLOBAL MGMT INC SER A MAND CNV 44M 675K SONA ASSET MANAGEMENT (UK) LLP
BIOMARIN PHARMACEUTICAL INC COM 362K 4K SONA ASSET MANAGEMENT (UK) LLP
BLOCK INC NOTE 0.125% 3/0 12M – SONA ASSET MANAGEMENT (UK) LLP
BRIDGEBIO PHARMA INC NOTE 2.250% 2/0 9M – SONA ASSET MANAGEMENT (UK) LLP
CAESARS ENTERTAINMENT INC NE COM 6M 160K SONA ASSET MANAGEMENT (UK) LLP
CAPRI HOLDINGS LIMITED SHS 3M 100K SONA ASSET MANAGEMENT (UK) LLP
CAPRI HOLDINGS LIMITED SHS 6M 190K SONA ASSET MANAGEMENT (UK) LLP
CAPRI HOLDINGS LIMITED SHS 27M 820K SONA ASSET MANAGEMENT (UK) LLP
CATALENT INC COM 4M 75K SONA ASSET MANAGEMENT (UK) LLP
CAVA GROUP INC COM 2M 25K SONA ASSET MANAGEMENT (UK) LLP
COINBASE GLOBAL INC COM CL A 1M 5K SONA ASSET MANAGEMENT (UK) LLP
DROPBOX INC NOTE3/0 13M – SONA ASSET MANAGEMENT (UK) LLP
DROPBOX INC NOTE3/0 42M – SONA ASSET MANAGEMENT (UK) LLP
EXACT SCIENCES CORP NOTE 1.000% 1/1 6M – SONA ASSET MANAGEMENT (UK) LLP
EXACT SCIENCES CORP NOTE 0.375% 3/1 10M – SONA ASSET MANAGEMENT (UK) LLP
EXACT SCIENCES CORP NOTE 0.375% 3/0 7M – SONA ASSET MANAGEMENT (UK) LLP
FLUOR CORP NEW COM 2M 57K SONA ASSET MANAGEMENT (UK) LLP
GENEDX HOLDINGS CORP *W EXP 07/22/202 2K 52K SONA ASSET MANAGEMENT (UK) LLP
GREENFIRE RES LTD NEW COM SHS 34M 5M SONA ASSET MANAGEMENT (UK) LLP
HAWAIIAN HOLDINGS INC COM 10M 800K SONA ASSET MANAGEMENT (UK) LLP
HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 490K 200K SONA ASSET MANAGEMENT (UK) LLP
IHS HOLDING LIMITED ORD SHS 9M 3M SONA ASSET MANAGEMENT (UK) LLP
INSMED INC NOTE 0.750% 6/0 11M – SONA ASSET MANAGEMENT (UK) LLP
INVESCO QQQ TR UNIT SER 1 48M 100K SONA ASSET MANAGEMENT (UK) LLP
IQIYI INC NOTE 6.500% 3/1 16M – SONA ASSET MANAGEMENT (UK) LLP
ISHARES TR CHINA LG-CAP ETF 10M 380K SONA ASSET MANAGEMENT (UK) LLP
ISHARES TR IBOXX INV CP ETF 482M 5M SONA ASSET MANAGEMENT (UK) LLP
ISHARES TR 20 YR TR BD ETF 28M 300K SONA ASSET MANAGEMENT (UK) LLP
ISHARES TR 7-10 YR TRSY BD 20K 210 SONA ASSET MANAGEMENT (UK) LLP
ISHARES TR 7-10 YR TRSY BD 632M 7M SONA ASSET MANAGEMENT (UK) LLP
ISHARES TR RUSSELL 2000 ETF 49M 244K SONA ASSET MANAGEMENT (UK) LLP
ISHARES TR JPMORGAN USD EMG 22M 250K SONA ASSET MANAGEMENT (UK) LLP
ISHARES TR IBOXX HI YD ETF 563M 7M SONA ASSET MANAGEMENT (UK) LLP
ISHARES TR IBOXX HI YD ETF 23M 300K SONA ASSET MANAGEMENT (UK) LLP
JANUS DETROIT STR TR B-BBB CLO ETF 34M 700K SONA ASSET MANAGEMENT (UK) LLP
JAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 12M – SONA ASSET MANAGEMENT (UK) LLP
LIBERTY MEDIA CORP DEL NOTE 3.750% 3/1 3M – SONA ASSET MANAGEMENT (UK) LLP
LIFE TIME GROUP HOLDINGS INC COMMON STOCK 4M 220K SONA ASSET MANAGEMENT (UK) LLP
LIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1 17M – SONA ASSET MANAGEMENT (UK) LLP
MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 21M – SONA ASSET MANAGEMENT (UK) LLP
MONGODB INC NOTE 0.250% 1/1 24M – SONA ASSET MANAGEMENT (UK) LLP
NABORS INDS INC NOTE 1.750% 6/1 4M – SONA ASSET MANAGEMENT (UK) LLP
NCL CORP LTD NOTE 5.375% 8/0 17M – SONA ASSET MANAGEMENT (UK) LLP
NCL CORP LTD NOTE 2.500% 2/1 61M – SONA ASSET MANAGEMENT (UK) LLP
NEXTERA ENERGY INC UNIT 06/01/2027 54M 1M SONA ASSET MANAGEMENT (UK) LLP
NICE LTD NOTE9/1 5M – SONA ASSET MANAGEMENT (UK) LLP
NUTANIX INC NOTE 0.250%10/0 13M – SONA ASSET MANAGEMENT (UK) LLP
NUVEI CORPORATION SUB VTG SHS 373K 12K SONA ASSET MANAGEMENT (UK) LLP
NVIDIA CORPORATION COM 37M 301K SONA ASSET MANAGEMENT (UK) LLP
PDD HOLDINGS INC NOTE12/0 55M – SONA ASSET MANAGEMENT (UK) LLP
PRENETICS GLOBAL LTD *W EXP 05/18/202 3K 187K SONA ASSET MANAGEMENT (UK) LLP
ROYAL CARIBBEAN GROUP NOTE 6.000% 8/1 160M – SONA ASSET MANAGEMENT (UK) LLP
SEA LTD NOTE 2.375%12/0 71M – SONA ASSET MANAGEMENT (UK) LLP
SNAP INC CL A 606K 37K SONA ASSET MANAGEMENT (UK) LLP
SNAP INC NOTE 0.125% 3/0 4M – SONA ASSET MANAGEMENT (UK) LLP
SOUTHWEST AIRLS CO NOTE 1.250% 5/0 53M – SONA ASSET MANAGEMENT (UK) LLP
TECHTARGET INC NOTE12/1 21M – SONA ASSET MANAGEMENT (UK) LLP
TH INTERNATIONAL LIMITED ORDINARY SHARES 374K 500K SONA ASSET MANAGEMENT (UK) LLP
THE REALREAL INC NOTE 3.000% 6/1 7M – SONA ASSET MANAGEMENT (UK) LLP
THE REALREAL INC NOTE 1.000% 3/0 12M – SONA ASSET MANAGEMENT (UK) LLP
UNITED STATES STL CORP NOTE 5.000%11/0 50M – SONA ASSET MANAGEMENT (UK) LLP
UNITED STS OIL FD LP UNITS 36M 450K SONA ASSET MANAGEMENT (UK) LLP
VAIL RESORTS INC NOTE1/0 8M – SONA ASSET MANAGEMENT (UK) LLP
VENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 13M – SONA ASSET MANAGEMENT (UK) LLP
VROOM INC NOTE 0.750% 7/0 1M – SONA ASSET MANAGEMENT (UK) LLP
WAYFAIR INC NOTE 1.000% 8/1 73M – SONA ASSET MANAGEMENT (UK) LLP
WAYFAIR INC NOTE 0.625%10/0 32M – SONA ASSET MANAGEMENT (UK) LLP
ZILLOW GROUP INC NOTE 0.750% 9/0 36M – SONA ASSET MANAGEMENT (UK) LLP