CADOGAN PARK
CADOGAN PARK ADVISORS INC. Legal Name
Adviser information for CADOGAN PARK last updated from Form ADV on October 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JULY |
| Legal Location | Canada |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 61 | $36.3M |
| Non-Discretionary | 0 | $0 |
| Total | 61 | $36.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 47 | $10.6M |
| HNW Individuals | 14 | $25.8M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 77 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-112412 |
|---|---|
| SEC ERA File Number | 801-112412 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291546 |
| Legal Entity Identifier | None |
Principal Office
885 W. GEORGIA ST.SUITE#1150
VANCOUVER, B.C.
Canada
Monday - Friday, 8AM - 5PM
Tel: 6043733388, Fax: 18776693303
Chief Compliance Officer
PAUL BAINS
PRESIDENT
SUITE #1150
885 W. GEORGIA ST.
VANCOUVER
Canada
Tel:
604.373.3388
P***@**************M
(Full email address available in API data)
Regulatory Contact
PAUL BAINS
CCO
SUITE#1150
885 W. GEORGIA ST.
VANCOUVER
Canada
Tel:
604.373.3388
P***@**************M
(Full email address available in API data)
Industry Affiliates
| FIRETHORN PARTNERS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAINS FAMILY TRUST | Foreign Entity | – | SHAREHOLDER | 12/2015 | > 75% |
| BAINS, NARINDER, PAUL SINGH | Individual | – | PRESIDENT & CCO | 12/2015 | < 5% |
| BAINS, NARINDER, PAUL SINGH | Individual | BAINS FAMILY TRUST | TRUSTEE | 12/2015 | > 75% |