GADSDEN
GADSDEN, LLC Legal Name
Adviser information for GADSDEN last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $147.3M |
| Total | 1 | $147.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $147.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
656 E SWEDESFORD RDSUITE 301
WAYNE
PA
United States
Monday - Friday, 9:00 - 5:30
Tel: 484-580-2277, Fax: None
Websites
Chief Compliance Officer
MEGEN REILLY-HEMDAL
656 E SWEDESFORD RD
SUITE 301
WAYNE
PA
United States
Tel:
484-580-2277
C*********@*************M
(Full email address available in API data)
Industry Affiliates
| ALMANACK INVESTMENT PARTNERS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GADSDEN GROUP HOLDINGS, LLC | Domestic Entity | – | OWNER | 08/2016 | > 75% |
| HARPER, KEVIN, RAYMOND | Individual | GADSDEN GROUP HOLDINGS, LLC | OWNER | 08/2016 | > 75% |
| HEMDAL, MEGEN, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |
| HARPER, KEVIN, RAYMOND | Individual | – | PORTFOLIO MANAGER | 02/2018 | < 5% |