TRIVIUM POINT ADVISORY, LLC
Adviser information for TRIVIUM POINT ADVISORY, LLC last updated from Form ADV on January 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 17 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 15 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 903 | $617.8M |
| Non-Discretionary | 35 | $98.4M |
| Total | 938 | $716.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 130 | $46.9M |
| HNW Individuals | 158 | $570.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 35 | $98.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
315 POST ROAD WESTWESTPORT
CT
United States
Monday - Friday, 8:30AM-5:00PM
Tel: (203) 221-3085, Fax: (203) 221-3087
Chief Compliance Officer
CAROL A. ROBERTSON
315 POST ROAD WEST
WESTPORT
CT
United States
Tel:
(203) 221-3085
Fax:
(203) 221-3087
C*********@***************M
(Full email address available in API data)
Industry Affiliates
| TRIVIUM POINT ACCOUNTING | Accountant or accounting firm |
| TRIVIUM POINT INSURANCE GROUP, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBERTSON, CAROL, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |
| RAWISZER, LEE, SCOTT | Individual | – | MANAGING PARTNER | 05/2018 | < 5% |
| HALPER, DAVID, GRAD | Individual | – | MANAGING PARTNER | 05/2018 | < 5% |
| VOLPE, PAUL, ROBERT | Individual | – | MANAGING PRINCIPAL | 03/2020 | < 5% |
| TWD, LLC | Domestic Entity | TRIVIUM POINT FINANCIAL HOLDINGS, LLC | CONTROLLING ENTITY | 12/2023 | 50-75% |
| PAC, RON, ANDREW | Individual | TWD, LLC | MANAGING PARTNER | 12/2023 | 50-75% |
| GERHARD, GEORGE, ROBERT | Individual | TWD, LLC | MANAGING PARTNER | 12/2023 | 50-75% |
| GERHARD, GEORGE, ROBERT | Individual | – | MANAGING PARTNER | 12/2023 | < 5% |
| PAC, RON, ANDREW | Individual | – | MANAGING PARTNER | 12/2023 | < 5% |
| TRIVIUM POINT FINANCIAL HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 12/2023 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 2M | 11K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 494K | 2K | – |
| ADOBE INC | COM | 8M | 15K | – |
| ADVANCED MICRO DEVICES INC | COM | 385K | 2K | – |
| AFLAC INC | COM | 384K | 4K | – |
| AGNC INVT CORP | COM | 5M | 533K | – |
| AIRBNB INC | COM CL A | 337K | 2K | – |
| ALPHABET INC | CAP STK CL C | 6M | 33K | – |
| ALPHABET INC | CAP STK CL A | 15M | 82K | – |
| ALPS ETF TR | ALERIAN MLP | 3M | 66K | – |
| ALTRIA GROUP INC | COM | 2M | 45K | – |
| AMAZON COM INC | COM | 14M | 71K | – |
| AMDOCS LTD | SHS | 513K | 7K | – |
| AMERICAN ELEC PWR CO INC | COM | 1M | 14K | – |
| AMERICAN TOWER CORP NEW | COM | 3M | 14K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 4M | 30K | – |
| AMGEN INC | COM | 5M | 17K | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 1M | 18K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 4M | 68K | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 812K | 43K | – |
| APPLE INC | COM | 18M | 87K | – |
| APPLIED MATLS INC | COM | 424K | 2K | – |
| ARCH CAP GROUP LTD | ORD | 228K | 2K | – |
| ARES CAPITAL CORP | COM | 231K | 11K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 400K | 3K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 5M | 5K | – |
| AT&T INC | COM | 1M | 61K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 5M | 12K | – |
| BLACKSTONE INC | COM | 448K | 4K | – |
| BLOCK H & R INC | COM | 498K | 9K | – |
| BOOKING HOLDINGS INC | COM | 218K | 55 | – |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 139K | 24K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 302K | 7K | – |
| BROADCOM INC | COM | 3M | 2K | – |
| BUILDERS FIRSTSOURCE INC | COM | 329K | 2K | – |
| CADENCE DESIGN SYSTEM INC | COM | 268K | 872 | – |
| CAPITAL ONE FINL CORP | COM | 2M | 17K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 292K | 16K | – |
| CENCORA INC | COM | 414K | 2K | – |
| CHENIERE ENERGY INC | COM NEW | 3M | 15K | – |
| CHEVRON CORP NEW | COM | 2M | 12K | – |
| CINCINNATI FINL CORP | COM | 2M | 13K | – |
| CINTAS CORP | COM | 6M | 9K | – |
| CION INVT CORP | COM | 1M | 85K | – |
| CISCO SYS INC | COM | 1M | 22K | – |
| CITIGROUP INC | COM NEW | 976K | 15K | – |
| CITIZENS FINL GROUP INC | COM | 1M | 41K | – |
| CME GROUP INC | COM | 3M | 13K | – |
| COCA COLA CO | COM | 1M | 21K | – |
| COLGATE PALMOLIVE CO | COM | 332K | 3K | – |
| COMCAST CORP NEW | CL A | 357K | 9K | – |
| COSTCO WHSL CORP NEW | COM | 7M | 8K | – |
| COUPANG INC | CL A | 3M | 121K | – |
| CROWDSTRIKE HLDGS INC | CL A | 224K | 585 | – |
| CROWN CASTLE INC | COM | 247K | 3K | – |
| CSX CORP | COM | 1M | 35K | – |
| CYBERARK SOFTWARE LTD | SHS | 2M | 9K | – |
| DANAHER CORPORATION | COM | 203K | 813 | – |
| DATADOG INC | CL A COM | 3M | 20K | – |
| DEXCOM INC | COM | 429K | 4K | – |
| DISNEY WALT CO | COM | 3M | 31K | – |
| DOMINION ENERGY INC | COM | 880K | 18K | – |
| DRAFTKINGS INC NEW | COM CL A | 206K | 5K | – |
| DTE ENERGY CO | COM | 913K | 8K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 12K | – |
| EATON CORP PLC | SHS | 3M | 9K | – |
| EDWARDS LIFESCIENCES CORP | COM | 267K | 3K | – |
| ELI LILLY & CO | COM | 418K | 462 | – |
| EMERSON ELEC CO | COM | 2M | 21K | – |
| ENTERGY CORP NEW | COM | 1M | 10K | – |
| EOG RES INC | COM | 7M | 55K | – |
| ESSEX PPTY TR INC | COM | 250K | 920 | – |
| EVEREST GROUP LTD | COM | 293K | 770 | – |
| EVERSOURCE ENERGY | COM | 746K | 13K | – |
| EXXON MOBIL CORP | COM | 4M | 31K | – |
| FEDEX CORP | COM | 282K | 939 | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 694K | 14K | – |
| FIFTH THIRD BANCORP | COM | 1M | 39K | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 3M | 29K | – |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 3M | 25K | – |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 3M | 61K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 1M | 23K | – |
| FIRST TR EXCHANGE-TRADED FD | NASDQ ARTFCIAL | 973K | 23K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 2M | 49K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 891K | 27K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 4M | 21K | – |
| FIRSTENERGY CORP | COM | 1M | 30K | – |
| FORD MTR CO DEL | COM | 688K | 55K | – |
| FRANKLIN RESOURCES INC | COM | 539K | 24K | – |
| FREEPORT-MCMORAN INC | CL B | 777K | 16K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 1M | 164K | – |
| FS KKR CAP CORP | COM | 3M | 136K | – |
| GE AEROSPACE | COM NEW | 313K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 255K | 879 | – |
| GENERAL MLS INC | COM | 908K | 14K | – |
| GENUINE PARTS CO | COM | 851K | 6K | – |
| GILEAD SCIENCES INC | COM | 250K | 4K | – |
| GLOBAL X FDS | GLBL X MLP ETF | 3M | 55K | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 3M | 91K | – |
| GOLDMAN SACHS GROUP INC | COM | 227K | 502 | – |
| GRAINGER W W INC | COM | 365K | 405 | – |
| HARTFORD FINL SVCS GROUP INC | COM | 2M | 15K | – |
| HCA HEALTHCARE INC | COM | 4M | 12K | – |
| HOME DEPOT INC | COM | 6M | 17K | – |
| HP INC | COM | 628K | 18K | – |
| ICICI BANK LIMITED | ADR | 3M | 103K | – |
| INDEPENDENCE RLTY TR INC | COM | 2M | 121K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 11K | – |
| INTERNATIONAL PAPER CO | COM | 1M | 29K | – |
| INTERPUBLIC GROUP COS INC | COM | 709K | 24K | – |
| INTUIT | COM | 208K | 317 | – |
| INTUITIVE SURGICAL INC | COM NEW | 677K | 2K | – |
| INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | 275K | 3K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 7M | 37K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 699K | 11K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 100 EQL WIGH | 1M | 12K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP QUALITY | 2M | 17K | – |
| INVESCO QQQ TR | UNIT SER 1 | 11M | 22K | – |
| ISHARES INC | CORE MSCI EMKT | 432K | 8K | – |
| ISHARES INC | MSCI JPN ETF NEW | 5M | 72K | – |
| ISHARES TR | CORE S&P TTL STK | 2M | 14K | – |
| ISHARES TR | SELECT DIVID ETF | 264K | 2K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
| ISHARES TR | CORE US AGGBD ET | 319K | 3K | – |
| ISHARES TR | IBOXX INV CP ETF | 807K | 8K | – |
| ISHARES TR | S&P 500 GRWT ETF | 226K | 2K | – |
| ISHARES TR | 20 YR TR BD ETF | 750K | 8K | – |
| ISHARES TR | 1 3 YR TREAS BD | 246K | 3K | – |
| ISHARES TR | RUS MDCP VAL ETF | 2M | 13K | – |
| ISHARES TR | RUS MD CP GR ETF | 222K | 2K | – |
| ISHARES TR | CORE S&P MCP ETF | 1M | 19K | – |
| ISHARES TR | RUS 1000 GRW ETF | 240K | 658 | – |
| ISHARES TR | CORE S&P SCP ETF | 557K | 5K | – |
| ISHARES TR | MSCI ACWI ETF | 304K | 3K | – |
| ISHARES TR | JPMORGAN USD EMG | 4M | 47K | – |
| ISHARES TR | NEW YORK MUN ETF | 551K | 10K | – |
| ISHARES TR | NATIONAL MUN ETF | 1M | 11K | – |
| ISHARES TR | IBOXX HI YD ETF | 14M | 185K | – |
| ISHARES TR | INTRM GOV CR ETF | 521K | 5K | – |
| ISHARES TR | ISHS 5-10YR INVT | 873K | 17K | – |
| ISHARES TR | ISHS 1-5YR INVS | 1M | 29K | – |
| ISHARES TR | 3 7 YR TREAS BD | 607K | 5K | – |
| ISHARES TR | PFD AND INCM SEC | 670K | 21K | – |
| ISHARES TR | U.S. MED DVC ETF | 6M | 108K | – |
| ISHARES TR | RUS TP200 GR ETF | 342K | 2K | – |
| ISHARES TR | AGGRES ALLOC ETF | 622K | 8K | – |
| ISHARES TR | MSCI INDIA ETF | 4M | 65K | – |
| ISHARES TR | FLTG RATE NT ETF | 713K | 14K | – |
| ISHARES TR | CORE MSCI TOTAL | 485K | 7K | – |
| ISHARES TR | CORE MSCI EAFE | 323K | 4K | – |
| ISHARES TR | 0-5YR HI YL CP | 13M | 307K | – |
| ISHARES TR | CORE TOTAL USD | 7M | 161K | – |
| ISHARES TR | CORE DIV GRWTH | 359K | 6K | – |
| ISHARES TR | YLD OPTIM BD | 2M | 85K | – |
| ISHARES TR | INVESTMENT GRADE | 202K | 5K | – |
| ISHARES TR | CORE MSCI INTL | 260K | 4K | – |
| ISHARES TR | MORTGE REL ETF | 3M | 140K | – |
| J P MORGAN EXCHANGE TRADED F | DIV RTN EM EQT | 1M | 19K | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS USD | 2M | 46K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 4M | 90K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 548K | 11K | – |
| JEFFERIES FINL GROUP INC | COM | 210K | 4K | – |
| JOHNSON & JOHNSON | COM | 1M | 8K | – |
| JPMORGAN CHASE & CO. | COM | 8M | 37K | – |
| KINDER MORGAN INC DEL | COM | 468K | 24K | – |
| KLA CORP | COM NEW | 2M | 2K | – |
| LINDE PLC | SHS | 2M | 6K | – |
| LOCKHEED MARTIN CORP | COM | 4M | 9K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 1M | 11K | – |
| MARATHON PETE CORP | COM | 1M | 8K | – |
| MARSH & MCLENNAN COS INC | COM | 719K | 3K | – |
| MASTEC INC | COM | 2M | 20K | – |
| MASTERCARD INCORPORATED | CL A | 7M | 17K | – |
| MCDONALDS CORP | COM | 5M | 18K | – |
| MERCK & CO INC | COM | 2M | 16K | – |
| META PLATFORMS INC | CL A | 3M | 6K | – |
| METLIFE INC | COM | 1M | 16K | – |
| MICRON TECHNOLOGY INC | COM | 287K | 2K | – |
| MICROSOFT CORP | COM | 23M | 51K | – |
| MICROSTRATEGY INC | CL A NEW | 2M | 1K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 220K | 569 | – |
| NETFLIX INC | COM | 935K | 1K | – |
| NEXTERA ENERGY INC | COM | 5M | 73K | – |
| NISOURCE INC | COM | 803K | 28K | – |
| NNN REIT INC | COM | 574K | 13K | – |
| NORTHROP GRUMMAN CORP | COM | 3M | 7K | – |
| NOVO-NORDISK A S | ADR | 3M | 20K | – |
| NVIDIA CORPORATION | COM | 22M | 180K | – |
| NXP SEMICONDUCTORS N V | COM | 4M | 13K | – |
| ORACLE CORP | COM | 3M | 19K | – |
| PACER FDS TR | US CASH COWS 100 | 959K | 18K | – |
| PALO ALTO NETWORKS INC | COM | 1M | 4K | – |
| PARKER-HANNIFIN CORP | COM | 3M | 5K | – |
| PAYCHEX INC | COM | 271K | 2K | – |
| PEPSICO INC | COM | 5M | 30K | – |
| PFIZER INC | COM | 1M | 40K | – |
| PHILIP MORRIS INTL INC | COM | 1M | 10K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 1M | 14K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 554K | 7K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 13K | – |
| PROLOGIS INC. | COM | 2M | 13K | – |
| PROSHARES TR | PSHS ULT S&P 500 | 1M | 17K | – |
| PUBLIC STORAGE OPER CO | COM | 560K | 2K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 922K | 13K | – |
| PULTE GROUP INC | COM | 300K | 3K | – |
| QUALCOMM INC | COM | 344K | 2K | – |
| QUANTA SVCS INC | COM | 5M | 19K | – |
| REGENERON PHARMACEUTICALS | COM | 220K | 209 | – |
| REGIONS FINANCIAL CORP NEW | COM | 429K | 21K | – |
| REPUBLIC SVCS INC | COM | 2M | 9K | – |
| ROBLOX CORP | CL A | 577K | 16K | – |
| ROPER TECHNOLOGIES INC | COM | 3M | 5K | – |
| S&P GLOBAL INC | COM | 3M | 7K | – |
| SALESFORCE INC | COM | 3M | 12K | – |
| SCHLUMBERGER LTD | COM STK | 1M | 28K | – |
| SCHWAB CHARLES CORP | COM | 381K | 5K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 4M | 69K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL EMER | 526K | 18K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 461K | 13K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 4M | 52K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 4M | 49K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 231K | 6K | – |
| SEA LTD | SPONSORD ADS | 643K | 9K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 274K | 3K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 780K | 5K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 17K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 207K | 5K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 296K | 1K | – |
| SEMPRA | COM | 953K | 13K | – |
| SERVICENOW INC | COM | 802K | 1K | – |
| SNOWFLAKE INC | CL A | 213K | 2K | – |
| SONOCO PRODS CO | COM | 603K | 12K | – |
| SOUTHERN CO | COM | 223K | 3K | – |
| SPDR GOLD TR | GOLD SHS | 4M | 20K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 245K | 7K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 261K | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 6K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 444K | 6K | – |
| SPDR SER TR | PORTFOLIO SHORT | 1M | 34K | – |
| SPDR SER TR | AEROSPACE DEF | 2M | 12K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 1M | 18K | – |
| SPDR SER TR | S&P BIOTECH | 6M | 64K | – |
| SPDR SER TR | PORTFOLIO SH TSR | 1M | 45K | – |
| SPDR SER TR | BLOOMBERG SHT TE | 826K | 33K | – |
| SPDR SER TR | PORTFLI HIGH YLD | 2M | 84K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 1M | 12K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 9M | 99K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 29M | 92K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 4M | 94K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 5M | 137K | – |
| STRYKER CORPORATION | COM | 245K | 719 | – |
| SYNOPSYS INC | COM | 3M | 5K | – |
| T-MOBILE US INC | COM | 6M | 32K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 225K | 1K | – |
| TARGET CORP | COM | 321K | 2K | – |
| TESLA INC | COM | 4M | 19K | – |
| THE TRADE DESK INC | COM CL A | 219K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 6M | 10K | – |
| TJX COS INC NEW | COM | 2M | 20K | – |
| TRANE TECHNOLOGIES PLC | SHS | 4M | 11K | – |
| TYLER TECHNOLOGIES INC | COM | 277K | 550 | – |
| UBER TECHNOLOGIES INC | COM | 2M | 23K | – |
| UNION PAC CORP | COM | 802K | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 7M | 14K | – |
| UNUM GROUP | COM | 763K | 15K | – |
| US BANCORP DEL | COM NEW | 1M | 29K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 7M | 213K | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 3M | 64K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 335K | 7K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 4K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 2M | 11K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 949K | 4K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 885K | 4K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 589K | 2K | – |
| VANGUARD INDEX FDS | VALUE ETF | 576K | 4K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 874K | 4K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 403K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 271K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 348K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 213K | 3K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 755K | 9K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 494K | 2K | – |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 281K | 2K | – |
| VEEVA SYS INC | CL A COM | 291K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 33K | – |
| VERTEX PHARMACEUTICALS INC | COM | 4M | 8K | – |
| VERU INC | COM | 17K | 20K | – |
| VISA INC | COM CL A | 7M | 26K | – |
| VISTRA CORP | COM | 275K | 3K | – |
| WALMART INC | COM | 5M | 67K | – |
| WASTE MGMT INC DEL | COM | 207K | 972 | – |
| WATSCO INC | COM | 518K | 1K | – |
| WEC ENERGY GROUP INC | COM | 452K | 6K | – |
| WENDYS CO | COM | 344K | 20K | – |
| WHIRLPOOL CORP | COM | 323K | 3K | – |
| WILLIAMS COS INC | COM | 5M | 129K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 3M | 55K | – |
| WP CAREY INC | COM | 350K | 6K | – |
| XPO INC | COM | 264K | 2K | – |
| ZOETIS INC | CL A | 3M | 18K | – |