FULL SAIL CAPITAL, LLC
Adviser information for FULL SAIL CAPITAL, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,430 | $1.7B |
| Non-Discretionary | 179 | $97.8M |
| Total | 1,609 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 244 | $74.3M |
| HNW Individuals | 334 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $8.1M |
| Charitable organizations | 12 | $64.4M |
| State or municipal gov entities | <5 | $120.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $97.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 19 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
124 N.W. 10TH STOKLAHOMA CITY
OK
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (405) 286-2100, Fax: (405) 286-0199
Chief Compliance Officer
MAX J. RHODES
WEALTH MANAGEMENT ADVISOR
124 N.W. 10TH ST
OKLAHOMA CITY
OK
United States
Tel:
(405) 286-2100
Fax:
(405) 286-0199
M******@******************M
(Full email address available in API data)
Regulatory Contact
JAY G. KASTING
COMPLIANCE CONSULTANT
255 E. FIFTH ST.
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-977-8234
J**********@*****************************M
(Full email address available in API data)
Industry Affiliates
| FSC REALTY, LLC | Real estate broker or dealer |
| MAX J. RHODES | Lawyer or law firm |
| SCOTT LEE CRAVENS | Lawyer or law firm |
| STACY L. MURRAY | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REYNOLDS, ZACHARY, AUSTIN | Individual | – | MANAGING MEMBER | 02/2018 | 25-50% |
| CRAVENS, SCOTT, LEE | Individual | – | MANAGING MEMBER | 02/2018 | 10-25% |
| STANLEY, DAVID, TODD | Individual | – | MANAGING MEMBER | 02/2018 | 25-50% |
| RHODES, MAX, JACKSON | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |