ALDEMAR RESEARCH CORPORATION
Adviser information for ALDEMAR RESEARCH CORPORATION last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 105 | $48.9M |
| Non-Discretionary | 1 | $4.7M |
| Total | 106 | $53.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 27 | $4.1M |
| HNW Individuals | 35 | $42.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $1.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.7M |
| Charitable organizations | <5 | $811,960 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112458 |
|---|---|
| SEC ERA File Number | 801-112458 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 178523 |
| Legal Entity Identifier | None |
Principal Office
400 WARREN STREETFAYETTEVILLE
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 315-382-4843, Fax: NA
Chief Compliance Officer
ANDREW LEWIS GROAT
CHIEF COMPLIANCE OFFICE/PRESIDENT
400 WARREN STREET
FAYETTEVILLE
NY
United States
Tel:
315-382-4843
Fax:
NA
A*****@******************M
(Full email address available in API data)
Industry Affiliates
| RIDGEWAY & CONGER | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GROAT, ANDREW, LEWIS | Individual | – | CCO/PRESIDENT | 03/2015 | > 75% |