Hedge Fund Database

BIG INVESTMENT SERVICES

BOOTHE INVESTMENT GROUP, INC. Legal Name

Adviser information for BIG INVESTMENT SERVICES last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,181 $235.8M
Non-Discretionary 28 $2.7M
Total 1,209 $238.6M

Clients

Type Number RAUM
Individuals 468 $114.2M
HNW Individuals 51 $111.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 109 $13.3M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 235.8M
Portfolio Manager to Program Sponsor
WRAP FEE PROGRAM BOOTHE INVESTMENT GROUP INC.

Identifiers

SEC RIA File Number 801-112462
SEC ERA File Number 801-112462
SEC CIK Numbers 1749798
SEC CRD Numbers 291437
Legal Entity Identifier None

Principal Office

450 KINGS HWY N.E.
DOVER
DE
United States
Monday - Friday, 9:00A.M.-5:00P.M.
Tel: 302-734-7526, Fax: None

Websites

www.linkedin.com/in/david-boothe-57b80a162/ abigplan.com/ twitter.com/services_big www.facebook.com/biginvestmentservices/

Chief Compliance Officer

A. CHRISTINA HIBBITT
CHIEF OPERATING OFFICER
450 KINGS HWY N.E.
DOVER
DE
United States
Tel: C
(Full email address available in API data)

Regulatory Contact

DAVID F. BOOTHE
PRESIDENT
450 KINGS HWY N.E.
DOVER
DE
United States
Tel: 302-734-7526
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BOOTHE, DAVID, FRANKLIN Individual – PRESIDENT 06/2005 > 75%
BOOTHE, LISA, ANN Individual – CHIEF FINANCIAL OFFICER 06/2005 < 5%
HIBBITT, ANNA, CHRISTINA Individual – CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER 02/2018 10-25%

No. Employees, Historic

10502020202120222023202420254 on 3/31/20204 on 6/18/20204 on 12/10/20204 on 2/18/20214 on 9/10/20214 on 3/9/20225 on 9/21/20225 on 11/28/20225 on 2/14/20235 on 10/13/20235 on 2/1/2024

RAUM, Historic

300M150M0202020212022202320242025140000000 on 3/31/2020140000000 on 6/18/2020140000000 on 12/10/2020191990000 on 2/18/2021191990000 on 9/10/2021226976000 on 3/9/2022226976000 on 9/21/2022226976000 on 11/28/2022189213138 on 2/14/2023189213138 on 10/13/2023238551314 on 2/1/2024

No. Clients, Historic

7003500202020212022202320242025451 on 3/31/2020451 on 6/18/2020451 on 12/10/2020544 on 2/18/2021544 on 9/10/2021616 on 3/9/2022616 on 9/21/2022616 on 11/28/2022587 on 2/14/2023587 on 10/13/2023628 on 2/1/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 3K 22K 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 6K 88K 0
ALPHABET INC CAP STK CL A 6K 31K 0
APPLE INC COM 539 2K 0
BANK AMERICA CORP COM 7K 170K 0
BERKSHIRE HATHAWAY INC DEL CL A 1K 2 0
BLACKROCK ENHANCED EQUITY DI COM 4K 501K 0
BOSTON PROPERTIES INC COM 2K 28K 0
CHEVRON CORP NEW COM 9K 55K 0
CISCO SYS INC COM 2K 36K 0
COMCAST CORP NEW CL A 5K 139K 0
DEVON ENERGY CORP NEW COM 9K 184K 0
DOUBLELINE ETF TRUST OPPORTUNISTIC BD 16K 360K 0
META PLATFORMS INC CL A 6K 12K 0
FORTINET INC COM 6K 92K 0
INTERNATIONAL BUSINESS MACHS COM 2K 10K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2K 11K 0
INVESCO EXCH TRADED FD TR II PFD ETF 2K 198K 0
ISHARES INC MSCI GERMANY ETF 1K 46K 0
ISHARES TR MSCI EMG MKT ETF 765 18K 0
ISHARES TR MSCI USA ESG SLC 240 2K 0
ISHARES TR 0-3 MNTH TREASRY 502 5K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 12K 242K 0
KINROSS GOLD CORP COM 7K 835K 0
ELI LILLY & CO COM 4K 4K 0
MANULIFE FINL CORP COM 459 17K 0
MICROSOFT CORP COM 624 1K 0
PACER FDS TR PACER US SMALL 21K 479K 0
PFIZER INC COM 1K 48K 0
RBB FD INC US TREASY 2 YR 22K 468K 0
ROLLS ROYCE HOLDING PLC SPONSORED ADR ADR 7K 1M 0
SPDR S&P 500 ETF TR TR UNIT 9K 17K 0
SPDR SER TR S&P BIOTECH 6K 65K 0
SCHWAB CHARLES CORP COM 7K 93K 0
SERVICENOW INC COM 8K 10K 0
SHOPIFY INC CL A 4K 62K 0
SNOWFLAKE INC CL A 4K 26K 0
STRYKER CORPORATION COM 1K 4K 0
US BANCORP DEL COM NEW 7K 167K 0
UBER TECHNOLOGIES INC COM 4K 57K 0
VERIZON COMMUNICATIONS INC COM 864 21K 0
INNOVIZ TECHNOLOGIES LTD SHS 9 10K 0