FINIVI INC.
Adviser information for FINIVI INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 770 | $192.3M |
| Non-Discretionary | 407 | $23.7M |
| Total | 1,177 | $216.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 586 | $133.7M |
| HNW Individuals | 53 | $82.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCONSULTING ON OTHER INVESTMENTS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-112470 |
|---|---|
| SEC ERA File Number | 801-112470 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292329 |
| Legal Entity Identifier | None |
Principal Office
1400 COMPUTER DRIVEWESTBOROUGH
MA
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: (508) 870-0440, Fax: 508-898-3097
Chief Compliance Officer
ERIC C. JANSEN
FOUNDER, PRESIDENT & CHIEF INVESTMENT OFFICER
1400 COMPUTER DRIVE
WESTBOROUGH
MA
United States
Tel:
508-870-0440
Fax:
508-898-3097
E******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JANSEN, ERIC, CLEMENT | Individual | – | FOUNDER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | 03/2018 | 50-75% |
| JOHNSON, STEVEN, CRAIG | Individual | – | PRINCIPAL | 03/2018 | 25-50% |