GOBE WEALTH MANAGEMENT, LLC
Adviser information for GOBE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $243,447 |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $243,447 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $243,447 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-112473 |
|---|---|
| SEC ERA File Number | 801-112473 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288711 |
| Legal Entity Identifier | None |
Principal Office
280 PARK AVENUE32ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 646-293-0913, Fax: None
Websites
Chief Compliance Officer
ODETTE GAFNER
HEAD OF COMPLIANCE
280 PARK AVENUE
32ND FLOOR
NEW YORK
NY
United States
Tel:
646-293-0913
O************@**************M
(Full email address available in API data)
Regulatory Contact
DAVID ADELMAN
MANAGING DIRECTOR AND GENERAL COUNSEL
280 PARK AVE
32ND FLOOR
NEW YORK
NY
United States
Tel:
+1 (646) 293-0930
D************@**************M
(Full email address available in API data)
Industry Affiliates
| CICC ALPHA INVESTMENT MANAGEMENT (USA), LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CICC US SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| KRANE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| KRANE FUNDS ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRANE, JONATHAN, ADAM | Individual | – | CEO | 09/2017 | < 5% |
| KRANE FUNDS ADVISORS, LLC | Domestic Entity | – | OWNER | 01/2019 | > 75% |
| CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | Domestic Entity | KRANE FUNDS ADVISORS, LLC | OWNER | 09/2017 | 50-75% |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Foreign Entity | CHINA INTERNATIONAL CAPITAL CORPORATION (USA) HOLDINGS, INC. | OWNER | 02/2011 | > 75% |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | Foreign Entity | CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | OWNER | 08/2005 | > 75% |
| CENTRAL HUIJIN INVESTMENT LIMITED | Foreign Entity | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | OWNER | 08/2010 | 25-50% |
| CHINA INVESTMENT CORPORATION | Foreign Entity | CENTRAL HUIJIN INVESTMENT LIMITED | OWNER | 01/2008 | > 75% |
| Gafner, Odette | Individual | – | CHIEF COMPLIANCE OFFICER / HEAD OF COMPLIANCE | 03/2019 | < 5% |
| SHELON, JONATHAN, A | Individual | – | CHIEF OPERATING OFFICER | 09/2017 | < 5% |
| LO, KINFAI | Individual | – | CHIEF FINANCIAL OFFICER | 09/2019 | < 5% |
| KFA ONE HOLDINGS, LLC | Domestic Entity | KRANE FUNDS ADVISORS, LLC | OWNER | 09/2017 | 25-50% |
| KRANE, JONATHAN, ADAM | Individual | KFA ONE HOLDINGS, LLC | SHAREHOLDER | 09/2017 | 25-50% |
| Adelman, David, Isaac | Individual | – | MANAGING DIRECTOR AND GENERAL COUNSEL | 03/2021 | < 5% |
| HKSCC NOMINEES LIMITED | Foreign Entity | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | 39.42% OWNERSHIPCOLLECTIVELY OWNED BYPUBLIC SHAREHOLDERS | 02/2022 | 25-50% |