Hedge Fund Database

FPC INVESTMENT ADVISORY, INC.

Adviser information for FPC INVESTMENT ADVISORY, INC. last updated from Form ADV on December 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End SEPTEMBER
Legal Location California, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 171 $225.3M
Non-Discretionary 0 $0
Total 171 $225.3M

Clients

Type Number RAUM
Individuals 89 $36.0M
HNW Individuals 82 $189.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-112493
SEC ERA File Number 801-112493
SEC CIK Numbers 2021217
SEC CRD Numbers 122728
Legal Entity Identifier None

Principal Office

1465 NORTH MCDOWELL BLVD
SUITE 170
PETALUMA
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (707) 795-0500, Fax: (707) 703-4414

Websites

www.fpcinvestmentadvisory.com www.fpcwealth.com vimeo.com/user128215710 www.linkedin.com/company/fpc-investment-advisory-inc-/

Chief Compliance Officer

BIJAN GOLKAR
PRESIDENT
P.O. BOX 750129
PETALUMA
CA
United States
Tel: (707) 795-0500
Fax: (707) 703-4414
(Full email address available in API data)

Regulatory Contact

LEILA SHAVER
COUNSEL
14138 SEABISCUIT
ALPHARETTA
GA
United States
Tel: 7704622118
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GOLKAR, BIJAN Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 08/2010 > 75%
Schalch, Tyler, Louis Individual – CHIEF INVESTMENT OFFICER 09/2021 25-50%

No. Employees, Historic

10502019202020212022202320244 on 12/17/20194 on 5/27/20205 on 12/4/20205 on 12/7/20205 on 10/31/20214 on 2/8/20224 on 2/8/20224 on 5/5/20224 on 12/1/20224 on 12/16/20223 on 12/5/20233 on 12/6/2023

RAUM, Historic

300M150M0201920202021202220232024139350104 on 12/17/2019139350104 on 5/27/2020163632689 on 12/4/2020163632689 on 12/7/2020202238493 on 10/31/2021208860814 on 2/8/2022208860814 on 2/8/2022208860814 on 5/5/2022167881323 on 12/1/2022167881323 on 12/16/2022225307017 on 12/5/2023225307017 on 12/6/2023

No. Clients, Historic

2001000201920202021202220232024140 on 12/17/2019140 on 5/27/2020150 on 12/4/2020150 on 12/7/2020159 on 10/31/2021159 on 2/8/2022159 on 2/8/2022159 on 5/5/2022161 on 12/1/2022161 on 12/16/2022171 on 12/5/2023171 on 12/6/2023

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 15K 45 –
ADOBE INC COM 3K 6 –
ADVANCED MICRO DEVICES INC COM 7K 44 –
ALPHABET INC CAP STK CL C 11K 58 –
AMAZON COM INC COM 147K 782 –
AMERICAN EXPRESS CO COM 3K 11 –
ANALOG DEVICES INC COM 3K 14 –
APPLE INC COM 10M 42K –
APPLIED DIGITAL CORP COM NEW 17K 3K –
BLACKROCK ETF TRUST US EQT FACTOR 5K 94 –
BLACKROCK INC COM 3K 3 –
BLOCK INC CL A 187K 3K –
BROADCOM INC COM 147K 940 –
CARNIVAL CORP UNIT 99/99/9999 2K 100 –
CME GROUP INC COM 2K 12 –
CONOCOPHILLIPS COM 4K 36 –
COSTCO WHSL CORP NEW COM 4K 5 –
CROWDSTRIKE HLDGS INC CL A 3K 9 –
DEERE & CO COM 1K 3 –
DOVER CORP COM 3K 14 –
EATON CORP PLC SHS 2K 8 –
EBAY INC. COM 224K 4K –
ELI LILLY & CO COM 11K 12 –
EOG RES INC COM 3K 19 –
EXXON MOBIL CORP COM 24K 206 –
GALLAGHER ARTHUR J & CO COM 1K 5 –
GENERAL DYNAMICS CORP COM 2K 8 –
GOPRO INC CL A 34 20 –
HOME DEPOT INC COM 4K 11 –
INTERNATIONAL BUSINESS MACHS COM 26K 140 –
INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 3M 36K –
INVESCO QQQ TR UNIT SER 1 7K 15 –
ISHARES BITCOIN TR SHS 141K 4K –
ISHARES INC CORE MSCI EMKT 2K 28 –
ISHARES INC MSCI EMRG CHN 2K 25 –
ISHARES INC MSCI JPN ETF NEW 3M 38K –
ISHARES TR 0-3 MNTH TREASRY 7M 73K –
ISHARES TR 20 YR TR BD ETF 10M 102K –
ISHARES TR BLACKROCK ULTRA 8M 163K –
ISHARES TR CORE 1 5 YR USD 8M 174K –
ISHARES TR EAFE GRWTH ETF 4K 38 –
ISHARES TR EAFE VALUE ETF 1K 27 –
ISHARES TR EUROPE ETF 6M 103K –
ISHARES TR HDG MSCI EAFE 813 23 –
ISHARES TR ISHARES BIOTECH 3K 20 –
ISHARES TR MSCI AC ASIA ETF 3M 41K –
ISHARES TR MSCI USA QLT FCT 5K 28 –
ISHARES TR RUSSELL 2000 ETF 4K 19 –
ISHARES TR S&P 500 GRWT ETF 6K 62 –
ISHARES TR S&P 500 VAL ETF 2K 13 –
ISHARES TR SELECT DIVID ETF 130K 1K –
ISHARES TR U.S. TECH ETF 1M 8K –
ISHARES TR US HLTHCARE ETF 317 5 –
ISHARES TR US INFRASTRUC 359 8 –
KYNDRYL HLDGS INC COMMON STOCK 650 24 –
LUCID GROUP INC COM 452 119 –
LULULEMON ATHLETICA INC COM 2K 7 –
MASTERCARD INCORPORATED CL A 5K 12 –
MCDONALDS CORP COM 15K 58 –
META PLATFORMS INC CL A 9K 19 –
MICROSOFT CORP COM 335K 755 –
MODERNA INC COM 12K 100 –
MORGAN STANLEY COM NEW 3K 27 –
NETFLIX INC COM 5K 7 –
NORWEGIAN CRUISE LINE HLDG L SHS 2K 100 –
NOVO-NORDISK A S ADR 6K 42 –
NVIDIA CORPORATION COM 34K 290 –
OMEROS CORP NOTE 5.250% 2/1 2K 2K –
OMNIAB INC COM 4K 803 –
PARKER-HANNIFIN CORP COM 2K 4 –
PAYPAL HLDGS INC COM 73K 1K –
PROGRESSIVE CORP COM 2K 7 –
REPUBLIC SVCS INC COM 2K 8 –
ROYAL CARIBBEAN GROUP COM 16K 100 –
SALESFORCE INC COM 4K 15 –
SCHWAB STRATEGIC TR US BRD MKT ETF 227K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 5M 31K –
SELECT SECTOR SPDR TR SBI INT-UTILS 561K 8K –
SELECT SECTOR SPDR TR TECHNOLOGY 7K 32 –
SERVICENOW INC COM 3K 4 –
SNAP INC CL A 15K 1K –
SPDR S&P 500 ETF TR TR UNIT 42K 75 –
SPDR SER TR PORTFOLIO S&P500 14K 210 –
SPROTT ETF TRUST GOLD MINERS ETF 227K 8K –
SUMMIT THERAPEUTICS INC COM 18K 2K –
TESLA INC COM 194K 779 –
TJX COS INC NEW COM 5K 43 –
UBER TECHNOLOGIES INC COM 4K 65 –
UNITEDHEALTH GROUP INC COM 6K 11 –
VANGUARD BD INDEX FDS INTERMED TERM 18M 241K –
VANGUARD BD INDEX FDS LONG TERM BOND 2M 29K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 9M 123K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 10M 145K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 33K 172 –
VANGUARD WORLD FD INF TECH ETF 5M 9K –
VISA INC COM CL A 6K 22 –
ZILLOW GROUP INC CL A 5K 100 –