LUKEN INVESTMENT ANALYTICS, LLC
Adviser information for LUKEN INVESTMENT ANALYTICS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 514 | $200.8M |
| Non-Discretionary | 5 | $31,539 |
| Total | 519 | $200.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 113 | $37.3M |
| HNW Individuals | 69 | $161.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.0M |
| Charitable organizations | <5 | $11,076 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3,318 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMSubscription fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 200.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| DISCRETIONARY WRAP FEE PROGRAM | LUKEN INVESTMENT ANALYTICS, LLC |
Principal Office
136 FRIERSON STREETBRENTWOOD
TN
United States
Monday - Friday, 9 AM TO 4 PM
Tel: (615) 550-5570, Fax: (615) 550-5574
Websites
www.lukeninvestmentanalytics.com
www.smartdiversification.com
www.stradynamic.com
www.luken.pro
www.lukenanalytics.com
www.dytegic.com
www.facebook.com/smartdiversification?view_public_for=1958806940804306
www.linkedin.com/company/luken-investment-analytics/
www.youtube.com/@lukeninvestmentanalytics4198
vimeo.com/lukeninvestmentanalytics
Chief Compliance Officer
CARRI SANFORD
CCO
136 FRIERSON STREET
BRENTWOOD
TN
United States
Tel:
(615) 550-5570
C****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LUKEN, GREGORY, LEE | Individual | – | PRESIDENT | 05/2013 | > 75% |
| SANFORD, CARRI, M | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 740K | 7K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 8M | 238K | – |
| ELI LILLY & CO | COM | 516K | 570 | – |
| MCDONALDS CORP | COM | 23K | 92 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 70K | 400 | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 2M | 9K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 194K | 8K | – |
| ISHARES TR | RUS 1000 GRW ETF | 82K | 225 | – |
| INTEL CORP | COM | 6K | 187 | – |
| STARBUCKS CORP | COM | 125K | 2K | – |
| BAXTER INTL INC | COM | 2K | 74 | – |
| MICROSOFT CORP | COM | 185K | 414 | – |
| EXXON MOBIL CORP | COM | 130K | 1K | – |
| PINNACLE FINL PARTNERS INC | COM | 166K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 62K | 272 | – |
| ISHARES TR | US REGNL BKS ETF | 73K | 2K | – |
| FIRST TR EXCHNG TRADED FD VI | VEST US EQU ENHA | 668K | 22K | – |
| FIRST TR EXCH TRADED FD III | FT VEST SMID | 11K | 514 | – |
| HALLIBURTON CO | COM | 27K | 800 | – |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 3K | 80 | – |
| FIRST TR EXCHANGE-TRADED FD | US EQTY OPPT ETF | 56K | 565 | – |
| SOLVENTUM CORP | COM SHS | 96K | 2K | – |
| ISHARES TR | CORE S&P500 ETF | 4M | 7K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 2K | 276 | – |
| HOME DEPOT INC | COM | 106K | 307 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 163K | 610 | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 3K | 91 | – |
| HUMANA INC | COM | 262K | 700 | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 56K | 589 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 75K | 184 | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 48K | 568 | – |
| HCA HEALTHCARE INC | COM | 302K | 940 | – |
| SERVISFIRST BANCSHARES INC | COM | 682K | 11K | – |
| HONEYWELL INTL INC | COM | 1M | 6K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 7M | 163K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 2K | 100 | – |
| BANK NEW YORK MELLON CORP | COM | 11K | 184 | – |
| WALMART INC | COM | 111K | 2K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST NAS | 5M | 179K | – |
| EATON VANCE SHORT DURATION D | COM | 32K | 3K | – |
| SPDR INDEX SHS FDS | S&P EM MKT DIV | 6M | 157K | – |
| TJX COS INC NEW | COM | 23K | 210 | – |
| CINCINNATI FINL CORP | COM | 6K | 52 | – |
| PAYPAL HLDGS INC | COM | 1K | 25 | – |
| VERIZON COMMUNICATIONS INC | COM | 58K | 1K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 4M | 45K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 400K | 10K | – |
| BNY MELLON STRATEGIC MUN BD | COM | 22K | 4K | – |
| CHEVRON CORP NEW | COM | 39K | 250 | – |
| MERCK & CO INC | COM | 17K | 134 | – |
| DUKE ENERGY CORP NEW | COM NEW | 72K | 721 | – |
| CINTAS CORP | COM | 2M | 2K | – |
| SSGA ACTIVE TR | SPDR BLACKSTONE | 13M | 470K | – |
| OCCIDENTAL PETE CORP | COM | 40K | 640 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 37K | 668 | – |
| AMAZON COM INC | COM | 850K | 4K | – |
| EMERSON ELEC CO | COM | 1M | 10K | – |
| RTX CORPORATION | COM | 793K | 8K | – |
| VANECK ETF TRUST | BDC INCOME ETF | 154K | 9K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 17K | 120 | – |
| PRUDENTIAL FINL INC | COM | 34K | 290 | – |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 10K | 1K | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 953 | 50 | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 5M | 84K | – |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 580K | 5K | – |
| SELECT SECTOR SPDR TR | INDL | 18K | 150 | – |
| LINDE PLC | SHS | 17K | 39 | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 2K | 50 | – |
| INVESCO QQQ TR | UNIT SER 1 | 16M | 32K | – |
| COCA COLA CO | COM | 115K | 2K | – |
| SIMMONS 1ST NATL CORP | CL A $1 PAR | 121K | 7K | – |
| TRAVELERS COMPANIES INC | COM | 22K | 106 | – |
| ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 278K | 42K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 8M | 149K | – |
| FIRST TR NASDAQ ABA CMNTY BK | UT COM SHS ETF | 12K | 268 | – |
| TEXAS INSTRS INC | COM | 42K | 218 | – |
| ITRON INC | COM | 49 | 1 | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 73K | 1K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 75K | 200 | – |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 29K | 8K | – |
| ORACLE CORP | COM | 38K | 272 | – |
| PLUG POWER INC | COM NEW | 1K | 440 | – |
| GEVO INC | COM PAR | 251 | 450 | – |
| DISNEY WALT CO | COM | 33K | 335 | – |
| PFIZER INC | COM | 940K | 34K | – |
| FIRST TR EXCHNG TRADED FD VI | VEST US EQUITY E | 21M | 699K | – |
| CENCORA INC | COM | 203K | 900 | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 294K | 4K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 20K | 227 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 10M | 62K | – |
| MICRON TECHNOLOGY INC | COM | 22K | 166 | – |
| TRACTOR SUPPLY CO | COM | 76K | 280 | – |
| ABBVIE INC | COM | 14K | 84 | – |
| ARES CAPITAL CORP | COM | 96K | 5K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 8M | 83K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 79K | 1K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 117K | 2K | – |
| SPDR SER TR | S&P DIVID ETF | 164K | 1K | – |
| ISHARES U S ETF TR | BLACKROCK SH DUR | 326K | 6K | – |
| JOHNSON & JOHNSON | COM | 98K | 671 | – |
| UNITED PARCEL SERVICE INC | CL B | 399K | 3K | – |
| JPMORGAN CHASE & CO. | COM | 391K | 2K | – |
| FORD MTR CO DEL | COM | 14K | 1K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 382K | 9K | – |
| PEAKSTONE REALTY TRUST | COMMON SHARES | 234K | 22K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 2M | 38K | – |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 33K | 6K | – |
| NORFOLK SOUTHN CORP | COM | 21K | 100 | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 53 | 2 | – |
| ISHARES TR | MSCI USA MIN VOL | 36K | 425 | – |
| DEERE & CO | COM | 299K | 800 | – |
| PROCTER AND GAMBLE CO | COM | 41K | 246 | – |
| ISHARES TR | RUS 1000 VAL ETF | 183K | 1K | – |
| SPDR INDEX SHS FDS | ASIA PACIF ETF | 527K | 5K | – |
| HARLEY DAVIDSON INC | COM | 14K | 412 | – |
| ORION OFFICE REIT INC | COM | 115 | 32 | – |
| COMCAST CORP NEW | CL A | 23K | 580 | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 32M | 845K | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 27K | 2K | – |
| ABBOTT LABS | COM | 9K | 84 | – |
| CVS HEALTH CORP | COM | 252K | 4K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 22K | 150 | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 32K | 160 | – |
| PIMCO DYNAMIC INCOME FD | SHS | 31K | 2K | – |
| ALPHABET INC | CAP STK CL A | 109K | 600 | – |
| DOMINOS PIZZA INC | COM | 52K | 100 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 11M | 21K | – |
| VIRTUS EQUITY & CONV INCM FD | COM | 27K | 1K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 6K | 606 | – |
| TARGET CORP | COM | 39K | 262 | – |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 9M | 380K | – |
| BLACKROCK MUNIYILD QULT FD I | COM | 48K | 4K | – |
| FEDEX CORP | COM | 12K | 40 | – |
| UNION PAC CORP | COM | 66K | 292 | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST NASDAQ 1 | 1M | 51K | – |
| BLACKROCK LTD DURATION INCOM | COM SHS | 35K | 3K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 30K | 2K | – |
| GLOBAL MED REIT INC | COM NEW | 4K | 400 | – |
| FB FINL CORP | COM | 862K | 22K | – |
| AT&T INC | COM | 22K | 1K | – |
| APPLE INC | COM | 1M | 5K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US | 456K | 11K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 6M | 11K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 3K | 16 | – |
| XCEL ENERGY INC | COM | 28K | 526 | – |
| REALTY INCOME CORP | COM | 17K | 327 | – |
| ISHARES TR | MSCI EAFE ETF | 2K | 31 | – |