BIRCH CAPITAL MANAGEMENT, LLC
Adviser information for BIRCH CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Texas, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 127 | $228.5M |
Non-Discretionary | 28 | $4.9M |
Total | 155 | $233.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 6 | $3.0M |
HNW Individuals | 26 | $222.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | <5 | $7.9M |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 6 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMHourly charges |
Principal Office
5503 BENT TREE DRIVEDALLAS
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (214) 810-2824, Fax: (888) 508-9660
Chief Compliance Officer
BARCLAY D. NELSON
MANAGING MEMBER
5503 BENT TREE DRIVE
DALLAS
TX
United States
Tel:
(214) 810-2824
Fax:
(888) 508-9660
B******@**********M
(Full email address available in API data)
Regulatory Contact
CARLOS D. I. BUTCHER
SENIOR ASSOCIATE
5503 BENT TREE DRIVE
DALLAS
TX
United States
Tel:
(214) 810-2824
Fax:
(888) 508-9660
C*****@**********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
NELSON, BARCLAY, D | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 07/2004 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 8th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AMAZON COM INC COM | Stock | 131K | 680 | – |
DOLLAR GEN CORP NEW COM | Stock | 2M | 18K | – |
JOHNSON & JOHNSON COM | Stock | 3M | 18K | – |
CORPAY INC COM SHS | Stock | 2M | 7K | – |
SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS | Stock | 2K | 24 | – |
WATSCO INC COM | Stock | 2M | 4K | – |
ENTERPRISE PRODS PARTNERS L P COM | Stock | 5M | 168K | – |
UNITED PARCEL SERVICE INC CL B | Stock | 6M | 44K | – |
NETFLIX INC COM | Stock | 236K | 350 | – |
PAYCHEX INC COM | Stock | 838K | 7K | – |
THE TRADE DESK INC COM CL A | Stock | 2K | 17 | – |
ILLINOIS TOOL WKS INC COM | Stock | 2M | 10K | – |
COGNIZANT TECHNOLOGY SOLUTIONS CL A | Stock | 2M | 29K | – |
SMUCKER J M CO COM NEW | Stock | 11K | 100 | – |
FEDEX CORP COM | Stock | 2M | 5K | – |
SNAP ON INC COM | Stock | 705K | 3K | – |
PEPSICO INC COM | Stock | 787K | 5K | – |
INFOSYS LTD SPONSORED ADR | ADR | 5M | 258K | – |
CENCORA INC COM | Stock | 5M | 23K | – |
BECTON DICKINSON & CO COM | Stock | 3M | 12K | – |
RIOT PLATFORMS INC COM | Stock | 2K | 200 | – |
JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 2M | 41K | – |
ATMOS ENERGY CORP COM | Stock | 177K | 2K | – |
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND | ETF | 2M | 25K | – |
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 10K | 25 | – |
ALPHABET INC CAP STK CL A | Stock | 641K | 4K | – |
VAXART INC COM NEW | Stock | 22 | 33 | – |
FISERV INC COM | Stock | 3M | 21K | – |
INTUIT COM | Stock | 129K | 197 | – |
MICROSOFT CORP COM | Stock | 14M | 31K | – |
CVS HEALTH CORP COM | Stock | 4M | 69K | – |
RPM INTL INC COM | Stock | 112K | 1K | – |
SPDR GOLD MINISHARES TRUST | ETF | 277K | 6K | – |
VANGUARD MID-CAP ETF | ETF | 138K | 569 | – |
NIKE INC CL B | Stock | 866K | 11K | – |
VANECK GOLD MINERS ETF | ETF | 103K | 3K | – |
ADAPTIVE BIOTECHNOLOGIES CORP COM | Stock | 145 | 40 | – |
NETSTREIT CORP COM | REIT | 2K | 100 | – |
FRANCO NEV CORP COM | Stock | 93K | 787 | – |
APTIV PLC SHS | Stock | 4K | 50 | – |
OUSTER INC COM NEW | Stock | 10 | 1 | – |
VISA INC COM CL A | Stock | 1M | 4K | – |
PEMBINA PIPELINE CORP COM | Stock | 26K | 712 | – |
FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND | ETF | 94K | 3K | – |
MPLX LP COM UNIT REP LTD | Stock | 1M | 31K | – |
KINDER MORGAN INC DEL COM | Stock | 715 | 36 | – |
ACCENTURE PLC IRELAND SHS CLASS A | Stock | 5M | 17K | – |
OMNICOM GROUP INC COM | Stock | 254K | 3K | – |
NVIDIA CORPORATION COM | Stock | 1M | 10K | – |
GENUINE PARTS CO COM | Stock | 2M | 18K | – |
GRAINGER W W INC COM | Stock | 13M | 15K | – |
ABBVIE INC COM | Stock | 2M | 11K | – |
S&P GLOBAL INC COM | Stock | 7M | 15K | – |
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | ADR | 3M | 19K | – |
FACTSET RESH SYS INC COM | Stock | 3M | 7K | – |
RESMED INC COM | Stock | 5M | 27K | – |
VERALTO CORP COM SHS | Stock | 3K | 30 | – |
DISCOVER FINL SVCS COM | Stock | 444K | 3K | – |
INTERCONTINENTAL EXCHANGE INC COM | Stock | 5M | 33K | – |
CISCO SYS INC COM | Stock | 3M | 67K | – |
CLEARWAY ENERGY INC CL C | Stock | 98K | 4K | – |
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF | ETF | 889K | 17K | – |
ISHARES CORE S&P 500 ETF | ETF | 22K | 40 | – |
ONEOK INC NEW COM | Stock | 1M | 15K | – |
MCCORMICK & CO INC COM NON VTG | Stock | 192K | 3K | – |
LOCKHEED MARTIN CORP COM | Stock | 7K | 15 | – |
TJX COS INC NEW COM | Stock | 66K | 600 | – |
ORACLE CORP COM | Stock | 810K | 6K | – |
3M CO COM | Stock | 2K | 23 | – |
ALPHABET INC CAP STK CL C | Stock | 6M | 31K | – |
AMGEN INC COM | Stock | 7M | 21K | – |
WILLIAMS COS INC COM | Stock | 507K | 12K | – |
CANADIAN NATL RY CO COM | Stock | 782K | 7K | – |
ANTERO MIDSTREAM CORP COM | Stock | 543K | 37K | – |
ROYAL GOLD INC COM | Stock | 100K | 799 | – |
UNITEDHEALTH GROUP INC COM | Stock | 4M | 7K | – |
PRICE T ROWE GROUP INC COM | Stock | 2M | 20K | – |
NOVO-NORDISK A S ADR | ADR | 20M | 141K | – |
PAYPAL HLDGS INC COM | Stock | 57K | 990 | – |
SCHWAB CHARLES CORP COM | Stock | 5M | 74K | – |
CARDINAL HEALTH INC COM | Stock | 2M | 22K | – |
AUTOZONE INC COM | Stock | 483K | 163 | – |
CHENIERE ENERGY PARTNERS LP COM UNIT | Stock | 446K | 9K | – |
APPLE INC COM | Stock | 15M | 72K | – |
ABBOTT LABS COM | Stock | 356K | 3K | – |
GENPACT LIMITED SHS | Stock | 2M | 75K | – |