3J CAPITAL
3J CAPITAL PARTNERS LTD Legal Name
Adviser information for 3J CAPITAL last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Saint Kitts and Nevis |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 79 | $185.5M |
| Non-Discretionary | 0 | $0 |
| Total | 79 | $185.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 77 | $177.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $7.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMCommissionsREBATES; RETROCESSIONS |
Identifiers
| SEC RIA File Number | 801-112499 |
|---|---|
| SEC ERA File Number | 801-112499 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292257 |
| Legal Entity Identifier | 254900EWA5ZB3MXCZ940 |
Principal Office
AV BRIGADEIRO FARIA LIMA, 2954, CJ 52JARDIM PAULISTANO
SAO PAULO
Brazil
Monday - Friday, 9:00-18:00
Tel: 55(11) 99637-6317, Fax: None
Websites
Chief Compliance Officer
TATIANA ERHARDT
DIRECTOR
AV NOVE DE JULHO, 5345, CJ 11
JARDIM EUROPA
S�O PAULO
Brazil
Tel:
+55 (11)98244-8868
T******@*****************M
(Full email address available in API data)
Regulatory Contact
BILAL MALIK
COUNSEL
1180 WEST PEACHTREE STREET
SUITE 1910
ATLANTA
GA
United States
Tel:
6782795478
B**********@****************M
(Full email address available in API data)
Industry Affiliates
| 3J CONSULTORIA | Other investment adviser, including financial planners |
| 3J GESTORA DE RECURSOS LTDA | Other investment adviser, including financial planners |
| BLUE CASTLE CAPITAL MANAGEMENT LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FERRARI FILHO, JO�O, LUIZ | Individual | – | DIRECTOR | 10/2017 | 10-25% |
| Vicente, Joao, Paulo Borges | Individual | – | DIRECTOR | 10/2017 | 10-25% |
| Serrado, Joao, Pedro Morais S. L. | Individual | – | DIRECTOR | 10/2017 | 10-25% |
| KAUFMANN, FABIO, VENOSA | Individual | – | DIRECTOR | 10/2018 | 10-25% |
| Erhardt, Tatiana, Guimaraes | Individual | – | DIRECTOR AND CHIEF COMPLIANCE OFFICER | 10/2018 | 10-25% |