Hedge Fund Database

PROSTATIS FINANCIAL ADVISORS GROUP

PROSTATIS GROUP LLC Legal Name

Adviser information for PROSTATIS FINANCIAL ADVISORS GROUP last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,757 $402.0M
Non-Discretionary 130 $3.0M
Total 3,887 $405.0M

Clients

Type Number RAUM
Individuals 3,727 $353.9M
HNW Individuals 32 $51.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 278
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 523

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-112501
SEC ERA File Number 801-112501
SEC CIK Numbers 1649186
SEC CRD Numbers 132662
Legal Entity Identifier None

Principal Office

7580 BUCKINGHAM BLVD, SUITE 180
HANOVER
MD
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 410-863-1040, Fax: 410-863-1043

Websites

twitter.com/prostatisfinan1 www.linkedin.com/company/prostatis-financial-advisors/ www.facebook.com/savvyinvestortv/ www.linkedin.com/company/mcpherson-financial-group/about/ www.facebook.com/mcpherson-financial-group-109265984139448 www.thesavvyinvestortv.com prostatisfinancial.com prostatisadvisors.com www.facebook.com/prostatisgroup www.twitter.com/savvyinvradio www.youtube.com/channel/ucuazreazniaeciurzzgf-da www.facebook.com/gamechangerwealth/ open.spotify.com/show/1vb3iwp9q7gvmdkqz0gonx open.spotify.com/show/4if5czmcbubbuy8tlirbrk www.linkedin.com/company/game-changer-wealth/ www.youtube.com/@themikecanetshow www.youtube.com/@gamechangerwealth9653 www.youtube.corni@gamechangerwealth9653 www.youtube.com/@mcphersonfinancialgroup6279 www.youtube.com/@prostatisfinancial

Chief Compliance Officer

MICHAEL CANET
MANAGING MEMBER
7580 BUCKINGHAM BLVD, SUITE 180
HANOVER
MD
United States
Tel: 410-863-1040
Fax: 410-863-1043
(Full email address available in API data)

Regulatory Contact

RYAN HERBERT
MEMBER
7580 BUCKINGHAM BLVD, SUITE 180
HANOVER
MD
United States
Tel: 410-863-1040
Fax: 410-863-1043
(Full email address available in API data)

Industry Affiliates

H&R BLOCK Accountant or accounting firm
MICHAEL CANET Lawyer or law firmReal estate broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CANET, MICHAEL, ANTHONY Individual – MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 10/2003 50-75%
HERBERT, RYAN, C Individual – MEMBER 01/2018 25-50%

No. Employees, Historic

20100201920202021202220232024202510 on 7/18/20198 on 2/20/20208 on 5/7/20209 on 3/23/20219 on 9/9/20219 on 1/6/202211 on 3/9/202211 on 12/21/202211 on 1/25/202312 on 3/29/202314 on 3/22/202414 on 3/25/2024

RAUM, Historic

500M250M02019202020212022202320242025180000000 on 7/18/2019170000000 on 2/20/2020170000000 on 5/7/2020178951899 on 3/23/2021178951899 on 9/9/2021178951899 on 1/6/2022273172936 on 3/9/2022273172936 on 12/21/2022273172936 on 1/25/2023310856247 on 3/29/2023405004861 on 3/22/2024405004861 on 3/25/2024

No. Clients, Historic

4,0002,00002019202020212022202320242025625 on 7/18/2019810 on 2/20/2020810 on 5/7/2020854 on 3/23/2021854 on 9/9/2021854 on 1/6/20221010 on 3/9/20221010 on 12/21/20221010 on 1/25/20231165 on 3/29/20233759 on 3/22/20243759 on 3/25/2024

Holdings

From latest 13F, filed August 14th, 2023 for period ending June 30th, 2023
Name Class Value $USD # Shares Private Fund
3M CO COM 847K 809K –
ABBOTT LABS COM 111K 41K –
ABBVIE INC COM 197K 64K –
ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 45K 45K –
ADAMS DIVERSIFIED EQUITY FD COM 480K 29K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 17K 17K –
ALPHABET INC CAP STK CL C 232K 38K –
ALTRIA GROUP INC COM 229K 200K –
AMAZON COM INC COM 740K 99K –
AMERICAN ELEC PWR CO INC COM 37K 37K –
AMERICAN WTR WKS CO INC NEW COM 42K 20K –
AMGEN INC COM 323K 55K –
AMPLIFY ETF TR CWP ENHANCED DIV 11M 11M –
APPLE INC COM 2M 359K –
ARES CAPITAL CORP COM 375K 20K –
ARK ETF TR AUTNMUS TECHNLGY 10M 183K –
AT&T INC COM 70K 27K –
AVANGRID INC COM 153K 153K –
BECTON DICKINSON & CO COM 63K 63K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 116K 27K –
BHP GROUP LTD SPONSORED ADS 11K 11K –
BLACK HILLS CORP COM 18K 18K –
BOEING CO COM 730K 609K –
BP PLC SPONSORED ADR 38K 31K –
CARRIER GLOBAL CORPORATION COM 150K 150K –
CATERPILLAR INC COM 706K 664K –
CHEVRON CORP NEW COM 1M 949K –
CISCO SYS INC COM 164K 10K –
CITIGROUP INC COM NEW 25K 24K –
COCA COLA CO COM 1M 872K –
COMCAST CORP NEW CL A 61K 11K –
CORNING INC COM 15K 14K –
COSTCO WHSL CORP NEW COM 53K 24K –
DANAHER CORPORATION COM 45K 41K –
DBX ETF TR XTRACK USD HIGH 560K 40K –
DISNEY WALT CO COM 200K 39K –
DOW INC COM 627K 541K –
DUKE ENERGY CORP NEW COM NEW 286K 92K –
EDISON INTL COM 100K 100K –
ENBRIDGE INC COM 55K 33K –
EVERSOURCE ENERGY COM 50K 50K –
EXXON MOBIL CORP COM 1M 1M –
FASTENAL CO COM 12K 12K –
FEDEX CORP COM 67K 61K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 83K 83K –
FIDELITY COVINGTON TRUST MSCI RL EST ETF 29K 26K –
FIDELITY COVINGTON TRUST MSCI MATLS INDEX 50K 50K –
FIDELITY COVINGTON TRUST MSCI CONSM DIS 45K 45K –
FIDELITY COVINGTON TRUST CONSMR STAPLES 150K 150K –
FIDELITY COVINGTON TRUST MSCI UTILS INDEX 49K 49K –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 10K 10K –
FIDELITY COVINGTON TRUST MSCI ENERGY IDX 74K 74K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 1M 997K –
FIRST TR EXCHANGE-TRADED FD FT CBOE VEST GLD 929K 887K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 3M 2M –
FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 2M 2M –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 780K 749K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 25K 25K –
FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 5M 5M –
FIRST TR EXCHNG TRADED FD VI CBOE VEST FD DEP 70K 70K –
FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 170K 98K –
FORD MTR CO DEL COM 350K 25K –
GENERAL ELECTRIC CO COM NEW 42K 27K –
GENERAL MLS INC COM 80K 11K –
GLOBAL X FDS US PFD ETF 138K 28K –
GLOBAL X FDS GLOBX SUPDV US 105K 11K –
GOLDMAN SACHS GROUP INC COM 218K 12K –
HAWAIIAN ELEC INDUSTRIES COM 29K 29K –
HOME DEPOT INC COM 2M 1M –
HONEYWELL INTL INC COM 674K 628K –
INTEL CORP COM 626K 587K –
INTERNATIONAL BUSINESS MACHS COM 892K 818K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 1M 106K –
INVESCO EXCH TRADED FD TR II PFD ETF 126K 11K –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 3M 63K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 1M 999K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 1M 1M –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 20K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 16K 16K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 41K 41K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 17K 17K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 12K 12K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 30K 30K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 21K 23K –
INVESCO QQQ TR UNIT SER 1 12M 64K –
IRON MTN INC DEL COM 30K 14K –
ISHARES GOLD TR ISHARES NEW 63K 47K –
ISHARES INC MSCI JPN ETF NEW 2M 36K –
ISHARES INC MSCI GERMANY ETF 2M 77K –
ISHARES INC MSCI STH KOR ETF 2M 34K –
ISHARES INC MSCI FRANCE ETF 2M 58K –
ISHARES SILVER TR ISHARES 70K 13K –
ISHARES TR INTL SEL DIV ETF 2M 1M –
ISHARES TR CORE S&P SCP ETF 1M 207K –
ISHARES TR ISHS 5-10YR INVT 142K 16K –
ISHARES TR NATIONAL MUN ETF 48K 32K –
ISHARES TR CORE MSCI TOTAL 43K 42K –
ISHARES TR CORE HIGH DV ETF 91K 91K –
ISHARES TR TIPS BD ETF 108K 108K –
ISHARES TR U.S. ENERGY ETF 64K 64K –
ISHARES TR U.S. UTILITS ETF 71K 77K –
ISHARES TR USD INV GRDE ETF 65K 55K –
ISHARES TR 0-5YR HI YL CP 34K 34K –
ISHARES TR RUSSELL 2000 ETF 87K 82K –
ISHARES TR CORE INTL AGGR 36K 36K –
ISHARES TR MSCI EAFE MIN VL 21K 21K –
ISHARES TR CORE S&P500 ETF 3M 1M –
ISHARES TR SHRT NAT MUN ETF 52K 52K –
ISHARES TR US TREAS BD ETF 38K 33K –
ISHARES TR 0-5 YR TIPS ETF 26K 26K –
ISHARES TR RUS MDCP VAL ETF 59K 16K –
ISHARES TR MSCI USA QLT FCT 20K 20K –
ISHARES TR MSCI USA MIN VOL 588K 130K –
ISHARES TR S&P 500 GRWT ETF 22K 22K –
ISHARES TR S&P MC 400VL ETF 86K 13K –
ISHARES TR SP SMCP600VL ETF 12K 12K –
ISHARES TR U.S. FINLS ETF 82K 82K –
ISHARES TR US INDUSTRIALS 60K 60K –
ISHARES TR US CONSM STAPLES 10M 113K –
ISHARES TR CRE U S REIT ETF 53K 57K –
ISHARES TR GBL COMM SVC ETF 21K 21K –
ISHARES TR GLB CNS DISC ETF 29K 29K –
ISHARES TR CORE S&P MCP ETF 958K 5K –
ISHARES TR US TELECOM ETF 56K 68K –
ISHARES TR S&P SML 600 GWT 11K 11K –
ISHARES TR RUS 1000 GRW ETF 165K 91K –
ISHARES TR MSCI UK ETF NEW 2M 68K –
ISHARES TR IBOXX HI YD ETF 2M 23K –
ISHARES TR ESG AWR MSCI USA 345K 4K –
ISHARES TR MSCI USA MMENTM 5M 34K –
ISHARES TR MSCI USA ESG SLC 321K 3K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 2M –
JOHNSON & JOHNSON COM 308K 74K –
JPMORGAN CHASE & CO COM 1M 841K –
KINDER MORGAN INC DEL COM 87K 22K –
KRAFT HEINZ CO COM 16K 16K –
L3HARRIS TECHNOLOGIES INC COM 263K 255K –
LILLY ELI & CO COM 52K 52K –
LOCKHEED MARTIN CORP COM 396K 297K –
LOWES COS INC COM 136K 133K –
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 46K 46K –
MAIN STR CAP CORP COM 20K 20K –
MASTERCARD INCORPORATED CL A 11K 11K –
MCCORMICK & CO INC COM NON VTG 286K 3K –
MCDONALDS CORP COM 300K 138K –
MERCK & CO INC COM 349K 176K –
META PLATFORMS INC CL A 224K 101K –
MICROSOFT CORP COM 2M 50K –
MONDELEZ INTL INC CL A 71K 62K –
NETFLIX INC COM 27K 20K –
NEXTERA ENERGY INC COM 329K 326K –
NORTHERN LTS FD TR IV FRMLAFLIO TACT 16K 16K –
NORTHERN LTS FD TR IV FRMLAFOLIOS TATL 15K 15K –
NORTHERN LTS FD TR IV FORMULA FOLIOS 20K 14K –
NORTHROP GRUMMAN CORP COM 847K 722K –
NORWEGIAN CRUISE LINE HLDG L SHS 37K 37K –
NVIDIA CORPORATION COM 1M 15K –
OTIS WORLDWIDE CORP COM 140K 140K –
PACER FDS TR LUNT LRGCP MULTI 3M 2M –
PACER FDS TR TRENDPILOT US BD 50K 50K –
PACER FDS TR US CASH COWS 100 33K 33K –
PEPSICO INC COM 40K 19K –
PFIZER INC COM 132K 28K –
PHILIP MORRIS INTL INC COM 116K 98K –
PRICE T ROWE GROUP INC COM 236K 2K –
PROCTER AND GAMBLE CO COM 868K 584K –
PROSHARES TR SHORT S&P 500 NE 2M 2M –
PROSHARES TR SHRT 20+YR TRE 57K 57K –
QORVO INC COM 13K 13K –
RAYTHEON TECHNOLOGIES CORP COM 421K 360K –
ROYAL CARIBBEAN GROUP COM 35K 35K –
SALESFORCE INC COM 16K 13K –
SCHWAB STRATEGIC TR US MID-CAP ETF 163K 163K –
SCHWAB STRATEGIC TR US TIPS ETF 112K 55K –
SCHWAB STRATEGIC TR US BRD MKT ETF 49K 47K –
SCHWAB STRATEGIC TR US LCAP VA ETF 34K 34K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 75K 66K –
SCHWAB STRATEGIC TR US SML CAP ETF 43K 34K –
SCHWAB STRATEGIC TR INTL EQTY ETF 229K 220K –
SELECT SECTOR SPDR TR SBI CONS STPLS 249K 228K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 414K 386K –
SELECT SECTOR SPDR TR SBI CONS DISCR 513K 503K –
SELECT SECTOR SPDR TR COMMUNICATION 183K 182K –
SELECT SECTOR SPDR TR ENERGY 59K 41K –
SELECT SECTOR SPDR TR FINANCIAL 434K 435K –
SELECT SECTOR SPDR TR SBI INT-INDS 153K 129K –
SELECT SECTOR SPDR TR SBI INT-UTILS 36K 29K –
SELECT SECTOR SPDR TR RL EST SEL SEC 24K 13K –
SELECT SECTOR SPDR TR TECHNOLOGY 264K 97K –
SOFI TECHNOLOGIES INC COM 102K 12K –
SPDR DOW JONES INDL AVERAGE UT SER 1 11M 36K –
SPDR GOLD TR GOLD SHS 4M 2M –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 33K 33K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 53K 53K –
SPDR S&P 500 ETF TR TR UNIT 12M 82K –
SPDR SER TR PRTFLO S&P500 GW 370K 370K –
SPDR SER TR PORTFOLI S&P1500 93K 93K –
SPDR SER TR PORTFOLIO S&P500 190K 190K –
SPDR SER TR PRTFLO S&P500 VL 17K 17K –
SPDR SER TR SPDR S&P1500VL 37K 37K –
SPDR SER TR PORTFLI INTRMDIT 12K 12K –
SPDR SER TR S&P SEMICNDCTR 10M 46K –
SPLUNK INC COM 22K 22K –
STARBUCKS CORP COM 132K 17K –
TARGET CORP COM 60K 60K –
TESLA INC COM 209K 45K –
THERMO FISHER SCIENTIFIC INC COM 1M 1M –
THOR LOW VOLATILITY ETF LOW VOLATILITY 516K 20K –
TRAVELERS COMPANIES INC COM 735K 693K –
UBER TECHNOLOGIES INC COM 21K 21K –
UNITED AIRLS HLDGS INC COM 16K 16K –
UNITEDHEALTH GROUP INC COM 296K 74K –
VALERO ENERGY CORP COM 32K 32K –
VANECK ETF TRUST JP MRGAN EM LOC 30K 30K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 3M 2M –
VANGUARD BD INDEX FDS SHORT TRM BOND 4M 156K –
VANGUARD BD INDEX FDS INTERMED TERM 6M 101K –
VANGUARD BD INDEX FDS LONG TERM BOND 2M 27K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 3M 133K –
VANGUARD INDEX FDS MCAP GR IDXVIP 36K 36K –
VANGUARD INDEX FDS SM CP VAL ETF 51K 51K –
VANGUARD INDEX FDS SML CP GRW ETF 122K 22K –
VANGUARD INDEX FDS MCAP VL IDXVIP 63K 62K –
VANGUARD INDEX FDS VALUE ETF 1M 150K –
VANGUARD INDEX FDS LARGE CAP ETF 1M 97K –
VANGUARD INDEX FDS S&P 500 ETF SHS 7M 354K –
VANGUARD INDEX FDS TOTAL STK MKT 259K 33K –
VANGUARD INDEX FDS REAL ESTATE ETF 1M 91K –
VANGUARD INDEX FDS GROWTH ETF 8M 28K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 121K 85K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 40K 40K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 37K 37K –
VANGUARD MALVERN FDS STRM INFPROIDX 802K 17K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 164K 12K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 72K 72K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 1M 16K –
VANGUARD STAR FDS VG TL INTL STK F 438K 8K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 83K 78K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 806K 13K –
VANGUARD WORLD FDS INDUSTRIAL ETF 199K 199K –
VANGUARD WORLD FDS COMM SRVC ETF 127K 127K –
VANGUARD WORLD FDS MATERIALS ETF 101K 101K –
VANGUARD WORLD FDS INF TECH ETF 247K 244K –
VANGUARD WORLD FDS CONSUM STP ETF 17K 17K –
VANGUARD WORLD FDS ENERGY ETF 271K 271K –
VANGUARD WORLD FDS HEALTH CAR ETF 311K 294K –
VANGUARD WORLD FDS FINANCIALS ETF 32K 32K –
VERIZON COMMUNICATIONS INC COM 914K 642K –
VISA INC COM CL A 550K 349K –
WALMART INC COM 731K 611K –