J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD
Adviser information for J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 78 | $280.8M |
| Non-Discretionary | 52 | $370.3M |
| Total | 130 | $651.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 76 | $63.8M |
| HNW Individuals | 43 | $587.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 7 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMWRAP FEE PROGRAM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 651.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WRAP FEE PROGRAM | J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD |
Identifiers
| SEC RIA File Number | 801-112502 |
|---|---|
| SEC ERA File Number | 801-112502 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292433 |
| Legal Entity Identifier | None |
Principal Office
RUE DE LA CORRATERIE 4GENEVA
Switzerland
Monday - Friday, 9AM - 5PM (CET)
Tel: +41583176400, Fax: +41583176410
Websites
Chief Compliance Officer
COSTANTINO MENNA
RUE DE LA CORRATERIE 4
GENEVA
Switzerland
Tel:
+41583176408
Fax:
+41583176410
C***************@****************M
(Full email address available in API data)
Industry Affiliates
| BANK J. SAFRA SARASIN AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorBanking or thrift institutionPension consultant |
| SAFRA SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| J. SAFRA SARASIN HOLDING AG | Foreign Entity | – | SHAREHOLDER | 01/2018 | > 75% |
| SASSOON, ELIE, VIVIEN | Individual | – | CHAIRMAN/DIRECTOR | 01/2018 | < 5% |
| JACQUEMOUD, JEAN-PIERRE | Individual | – | DIRECTOR | 01/2018 | < 5% |
| EGLI, JUERG | Individual | – | DIRECTOR | 01/2018 | < 5% |
| J. SAFRA HOLDINGS INTERNATIONAL (LUXEMBOURG) S.A. | Foreign Entity | J. SAFRA SARASIN HOLDING AG | SHAREHOLDER | 12/2008 | > 75% |
| J. SAFRA HOLDINGS LUXEMBOURG SARL | Foreign Entity | J. SAFRA HOLDINGS INTERNATIONAL (LUXEMBOURG) S.A. | SHAREHOLDER | 09/2008 | > 75% |
| JS INTERNATIONAL HOLDINGS LTD | Foreign Entity | J. SAFRA HOLDINGS LUXEMBOURG SARL | SHAREHOLDER | 06/2017 | > 75% |
| SAFRA, VICKY | Individual | JS INTERNATIONAL HOLDINGS LTD | SHAREHOLDER | 07/2017 | > 75% |
| SAFRA, DAVID, JOSEPH | Individual | JS INTERNATIONAL HOLDINGS LTD | SHAREHOLDER | 07/2017 | 25-50% |
| SAFRA, JACOB, JOSEPH | Individual | JS INTERNATIONAL HOLDINGS LTD | SHAREHOLDER | 07/2017 | 25-50% |
| MAXWELL, THOMAS, HERBERT | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2018 | < 5% |
| MENNA, COSTANTINO | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | < 5% |