MORTON BROWN FAMILY WEALTH LLC
Adviser information for MORTON BROWN FAMILY WEALTH LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 762 | $317.9M |
| Non-Discretionary | 0 | $0 |
| Total | 762 | $317.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 131 | $48.5M |
| HNW Individuals | 95 | $259.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $9.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
600 W. HAMILTON STREETSUITE 300
ALLENTOWN
PA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 610-709-5072, Fax: 610-709-5073
Websites
www.linkedin.com/in/patricia-j-gundling/
www.linkedin.com/in/madlenmiller/
www.mortonbrownfw.com
www.linkedin.com/in/codydemmel
twitter.com/mortonbrownfw
www.facebook.com/mortonbrownfw/
www.linkedin.com/in/karen-garrison-45a595149/
twitter.com/dennismbfw
www.linkedin.com/in/jdkerstetter
www.linkedin.com/in/dennis-morton-jr-cfp
www.linkedin.com/company/morton-brown-family-wealth/
www.linkedin.com/in/kathryn-brown-cfp
www.linkedin.com/in/sean-roth-390636124/
www.linkedin.com/in/melanie-strange-985738260/
Chief Compliance Officer
KATHRYN M. BROWN
FOUNDER & PRINCIPAL
600 W. HAMILTON STREET
SUITE 300
ALLENTOWN
PA
United States
Tel:
610-709-5072
Fax:
610-709-5073
K*****@****************M
(Full email address available in API data)
Regulatory Contact
DENNIS MORTON
FOUNDER & PRINCIPAL
600 W. HAMILTON STREET
SUITE 300
ALLENTOWN
PA
United States
Tel:
610-709-5072
Fax:
610-709-5073
D******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, KATHRYN, MARIE | Individual | – | MANAGING MEMBER, PARTNER, FINANCIAL ADVISOR AND CHIEF COMPLIANCE OFFICER | 01/2018 | 50-75% |
| MORTON, DENNIS, CHARLES | Individual | – | MANAGING MEMBER, PARTNER, FINANCIAL ADVISOR | 01/2018 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO COM | Stock | 10K | 100 | – |
| ADAMS DIVERSIFIED EQUITY FD COM | CEF | 4K | 194 | – |
| ADOBE INC COM | Stock | 2K | 3 | – |
| ADVANCED MICRO DEVICES INC COM | Stock | 27K | 175 | – |
| AIR PRODS & CHEMS INC COM | Stock | 64K | 241 | – |
| AIRBNB INC COM CL A | Stock | 22K | 150 | – |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 4K | 50 | – |
| ALPHABET INC CAP STK CL A | Stock | 50K | 280 | – |
| ALPHABET INC CAP STK CL C | Stock | 36K | 200 | – |
| ALTRIA GROUP INC COM | Stock | 3K | 60 | – |
| AMAZON COM INC COM | Stock | 61K | 334 | – |
| AMERICAN AIRLS GROUP INC COM | Stock | 2K | 157 | – |
| AMERICAN ELEC PWR CO INC COM | Stock | 31K | 334 | – |
| AMERICAN WTR WKS CO INC NEW COM | Stock | 99K | 700 | – |
| AMERIPRISE FINL INC COM | Stock | 66K | 159 | – |
| AMETEK INC COM | Stock | 2K | 9 | – |
| AMGEN INC COM | Stock | 226K | 683 | – |
| APPLE INC COM | Stock | 2M | 9K | – |
| APPLIED MATLS INC COM | Stock | 3K | 12 | – |
| ARK INNOVATION ETF | ETF | 6K | 120 | – |
| ASTRAZENECA PLC SPONSORED ADR | ADR | 5K | 60 | – |
| AT&T INC COM | Stock | 9K | 488 | – |
| AVANTIS EMERGING MARKETS EQUITY ETF | ETF | 23M | 370K | – |
| AVANTIS INTERNATIONAL SMALL CAP VALUE ETF | ETF | 4M | 62K | – |
| AVANTIS REAL ESTATE ETF | ETF | 318K | 7K | – |
| AVANTIS U.S. SMALL CAP VALUE ETF | ETF | 14M | 150K | – |
| BANK AMERICA CORP COM | Stock | 525K | 12K | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 399K | 903 | – |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 4K | 100 | – |
| BROADCOM INC COM | Stock | 1M | 9K | – |
| CARRIER GLOBAL CORPORATION COM | Stock | 17K | 247 | – |
| CATERPILLAR INC COM | Stock | 103K | 290 | – |
| CAVA GROUP INC COM | Stock | 4K | 50 | – |
| CHEFS WHSE INC COM | Stock | 1K | 32 | – |
| CHEVRON CORP NEW COM | Stock | 11K | 68 | – |
| CISCO SYS INC COM | Stock | 34K | 704 | – |
| CITIGROUP INC COM NEW | Stock | 1K | 20 | – |
| CNFINANCE HLDGS LTD SPON ADS | ADR | 280 | 250 | – |
| CONOCOPHILLIPS COM | Stock | 9K | 78 | – |
| CORNING INC COM | Stock | 45K | 1K | – |
| COSTCO WHSL CORP NEW COM | Stock | 38K | 45 | – |
| CROSSAMERICA PARTNERS LP UT LTD PTN INT | Stock | 393K | 20K | – |
| DISNEY WALT CO COM | Stock | 125K | 1K | – |
| DOMINION ENERGY INC COM | Stock | 4K | 72 | – |
| EDITAS MEDICINE INC COM | Stock | 345 | 65 | – |
| ELEVANCE HEALTH INC COM | Stock | 7K | 14 | – |
| ELI LILLY & CO COM | Stock | 41K | 48 | – |
| EXXON MOBIL CORP COM | Stock | 123K | 1K | – |
| FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND | ETF | 250K | 11K | – |
| FIRST TRUST PREFERRED SECURITIES & INCOME ETF | ETF | 25K | 1K | – |
| FRESHPET INC COM | Stock | 12K | 100 | – |
| GE AEROSPACE COM NEW | Stock | 30K | 192 | – |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 5K | 64 | – |
| GE VERNOVA INC COM | Stock | 8K | 47 | – |
| GENERAL DYNAMICS CORP COM | Stock | 8K | 27 | – |
| GOLDMAN SACHS GROUP INC COM | Stock | 25K | 52 | – |
| GOSSAMER BIO INC COM | Stock | 26 | 25 | – |
| GUARDANT HEALTH INC COM | Stock | 2K | 58 | – |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 36K | 244 | – |
| HERSHEY CO COM | Stock | 5K | 27 | – |
| HUMANA INC COM | Stock | 4K | 10 | – |
| ICON PLC SHS | Stock | 15K | 45 | – |
| INNOVATIVE INDL PPTYS INC COM | REIT | 6K | 49 | – |
| INTEL CORP COM | Stock | 70 | 2 | – |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 39K | 213 | – |
| INVESCO QQQ TRUST SERIES I | ETF | 2M | 3K | – |
| ISHARES 0-5 YEAR TIPS BOND ETF | ETF | 167K | 2K | – |
| ISHARES 20 YEAR TREASURY BOND ETF | ETF | 93 | 1 | – |
| ISHARES 3-7 YEAR TREASURY BOND ETF | ETF | 213K | 2K | – |
| ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 129K | 2K | – |
| ISHARES BIOTECHNOLOGY ETF | ETF | 11K | 79 | – |
| ISHARES CORE AGGRESSIVE ALLOCATION ETF | ETF | 14K | 189 | – |
| ISHARES CORE DIVIDEND GROWTH ETF | ETF | 54K | 899 | – |
| ISHARES CORE GROWTH ALLOCATION ETF | ETF | 722K | 13K | – |
| ISHARES CORE HIGH DIVIDEND ETF | ETF | 3M | 25K | – |
| ISHARES CORE MODERATE ALLOCATION ETF | ETF | 0 | 0 | – |
| ISHARES CORE MSCI EAFE ETF | ETF | 2M | 31K | – |
| ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 8K | 147 | – |
| ISHARES CORE S&P 500 ETF | ETF | 207K | 373 | – |
| ISHARES CORE S&P MID-CAP ETF | ETF | 378K | 6K | – |
| ISHARES CORE S&P SMALL CAP ETF | ETF | 109K | 953 | – |
| ISHARES CORE S&P U.S. GROWTH ETF | ETF | 77K | 599 | – |
| ISHARES CORE S&P US VALUE ETF | ETF | 72K | 790 | – |
| ISHARES ESG ADVANCED MSCI EAFE ETF | ETF | 4K | 60 | – |
| ISHARES ESG ADVANCED MSCI USA ETF | ETF | 10K | 216 | – |
| ISHARES ESG AWARE 1-5 YEAR USD CORPORATE BOND ETF | ETF | 65K | 3K | – |
| ISHARES ESG AWARE MSCI EAFE ETF | ETF | 562K | 7K | – |
| ISHARES ESG AWARE MSCI EM ETF | ETF | 239K | 7K | – |
| ISHARES ESG AWARE MSCI USA ETF | ETF | 1M | 9K | – |
| ISHARES ESG AWARE MSCI USA SMALL-CAP ETF | ETF | 252K | 6K | – |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | ETF | 96K | 4K | – |
| ISHARES GLOBAL REIT ETF | ETF | 9M | 353K | – |
| ISHARES MORNINGSTAR MID-CAP ETF | ETF | 34K | 475 | – |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | ETF | 344 | 5 | – |
| ISHARES MSCI ACWI EX U.S. ETF | ETF | 150K | 3K | – |
| ISHARES MSCI EAFE ETF | ETF | 3M | 38K | – |
| ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | ETF | 388K | 7K | – |
| ISHARES MSCI USA VALUE FACTOR ETF | ETF | 2K | 19 | – |
| ISHARES NATIONAL MUNI BOND ETF | ETF | 19M | 176K | – |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 258K | 709 | – |
| ISHARES RUSSELL 1000 VALUE ETF | ETF | 20K | 108 | – |
| ISHARES RUSSELL 2000 ETF | ETF | 1M | 5K | – |
| ISHARES RUSSELL 2000 VALUE ETF | ETF | 12K | 70 | – |
| ISHARES S&P SMALL-CAP 600 VALUE ETF | ETF | 285K | 3K | – |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | ETF | 8M | 79K | – |
| ISHARES TRUST ISHARES USD GREEN BOND ETF | ETF | 97K | 2K | – |
| JAZZ PHARMACEUTICALS PLC SHS USD | Stock | 544 | 5 | – |
| JOBY AVIATION INC COMMON STOCK | Stock | 10K | 2K | – |
| JOHNSON & JOHNSON COM | Stock | 8K | 50 | – |
| JPMORGAN CHASE & CO. COM | Stock | 24K | 115 | – |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 23K | 407 | – |
| JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF | ETF | 15K | 278 | – |
| KELLANOVA COM | Stock | 40K | 676 | – |
| KEYCORP COM | Stock | 17K | 1K | – |
| LINDE PLC SHS | Stock | 2K | 5 | – |
| LULULEMON ATHLETICA INC COM | Stock | 17K | 60 | – |
| MARRIOTT INTL INC NEW CL A | Stock | 185K | 759 | – |
| MCDONALDS CORP COM | Stock | 318K | 1K | – |
| MERCK & CO INC COM | Stock | 2K | 16 | – |
| META PLATFORMS INC CL A | Stock | 17K | 35 | – |
| MICROSOFT CORP COM | Stock | 853K | 2K | – |
| MONDELEZ INTL INC CL A | Stock | 51K | 761 | – |
| MORGAN STANLEY COM NEW | Stock | 12K | 118 | – |
| MUNI | ETF | 2M | 29K | – |
| NETFLIX INC COM | Stock | 10K | 15 | – |
| NEXTERA ENERGY INC COM | Stock | 73K | 1K | – |
| NIKE INC CL B | Stock | 80K | 1K | – |
| NORTHROP GRUMMAN CORP COM | Stock | 149K | 338 | – |
| NVIDIA CORPORATION COM | Stock | 394K | 3K | – |
| OMNICOM GROUP INC COM | Stock | 42K | 459 | – |
| PAYCHEX INC COM | Stock | 122K | 985 | – |
| PEPSICO INC COM | Stock | 40K | 233 | – |
| PFIZER INC COM | Stock | 38K | 1K | – |
| PHILIP MORRIS INTL INC COM | Stock | 537 | 5 | – |
| PHILLIPS 66 COM | Stock | 29K | 209 | – |
| PPL CORP COM | Stock | 7K | 250 | – |
| PROCTER AND GAMBLE CO COM | Stock | 23K | 136 | – |
| PRUDENTIAL FINL INC COM | Stock | 11K | 85 | – |
| QUALCOMM INC COM | Stock | 226K | 1K | – |
| RECURSION PHARMACEUTICALS INC CL A | Stock | 3K | 400 | – |
| RTX CORPORATION COM | Stock | 105K | 1K | – |
| SALESFORCE INC COM | Stock | 10K | 42 | – |
| SANOFI SPONSORED ADR | ADR | 18K | 367 | – |
| SCHWAB EMERGING MARKETS EQUITY ETF | ETF | 11K | 401 | – |
| SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF | ETF | 3K | 104 | – |
| SCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF | ETF | 18K | 265 | – |
| SCHWAB INTERMEDIATE-TERM US TREASURY ETF | ETF | 10M | 202K | – |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 217K | 6K | – |
| SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF | ETF | 11M | 293K | – |
| SCHWAB SHORT-TERM US TREASURY ETF | ETF | 26K | 537 | – |
| SCHWAB U.S. BROAD MARKET ETF | ETF | 68M | 1M | – |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 269K | 4K | – |
| SCHWAB U.S. LARGE-CAP GROWTH ETF | ETF | 237K | 2K | – |
| SCHWAB U.S. LARGE-CAP VALUE ETF | ETF | 9K | 118 | – |
| SCHWAB U.S. MID-CAP ETF | ETF | 77K | 960 | – |
| SCHWAB US DIVIDEND EQUITY ETF | ETF | 18K | 225 | – |
| SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS | Stock | 22K | 211 | – |
| SIBANYE STILLWATER LTD SPONSORED ADR | ADR | 157 | 35 | – |
| SOLVENTUM CORP COM SHS | Stock | 1K | 25 | – |
| SOUTHERN CO COM | Stock | 26K | 314 | – |
| SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | ETF | 61K | 150 | – |
| SPDR GOLD SHARES | ETF | 67K | 295 | – |
| SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF | ETF | 31K | 660 | – |
| SPDR PORTFOLIO LONG TERM TREASURY ETF | ETF | 3K | 98 | – |
| SPDR PORTFOLIO SHORT TERM TREASURY ETF | ETF | 10K | 344 | – |
| SPDR S&P 500 ETF TRUST | ETF | 12M | 22K | – |
| SPDR S&P 600 SMALL CAP VALUE ETF | ETF | 2M | 23K | – |
| STARBUCKS CORP COM | Stock | 26K | 351 | – |
| TARGET CORP COM | Stock | 2K | 10 | – |
| TAYSHA GENE THERAPIES INC COM SHS | Stock | 588 | 260 | – |
| TESLA INC COM | Stock | 24K | 96 | – |
| THE BEACHBODY COMPANY INC COM CL A NEW | Stock | 154 | 20 | – |
| TRUIST FINL CORP COM | Stock | 17K | 403 | – |
| UGI CORP NEW COM | Stock | 15K | 627 | – |
| ULTA BEAUTY INC COM | Stock | 2K | 5 | – |
| UNION PAC CORP COM | Stock | 122K | 503 | – |
| UNITED AIRLS HLDGS INC COM | Stock | 928 | 20 | – |
| UNITED PARCEL SERVICE INC CL B | Stock | 41K | 282 | – |
| UNITI GROUP INC COM | REIT | 30 | 8 | – |
| US BANCORP DEL COM NEW | Stock | 14K | 319 | – |
| VAIL RESORTS INC COM | Stock | 30K | 166 | – |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 6K | 34 | – |
| VANGUARD ESG INTERNATIONAL STOCK ETF | ETF | 161K | 3K | – |
| VANGUARD ESG U.S. STOCK ETF | ETF | 247K | 3K | – |
| VANGUARD EXTENDED MARKET ETF | ETF | 84K | 476 | – |
| VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETF | ETF | 1M | 12K | – |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 19M | 378K | – |
| VANGUARD FTSE EMERGING MARKETS ETF | ETF | 1M | 30K | – |
| VANGUARD GROWTH ETF | ETF | 53K | 143 | – |
| VANGUARD HIGH DIVIDEND YIELD INDEX ETF | ETF | 1K | 12 | – |
| VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 23K | 40 | – |
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | 6M | 75K | – |
| VANGUARD INTERMEDIATE-TERM TREASURY ETF | ETF | 35K | 594 | – |
| VANGUARD LONG-TERM TREASURY ETF | ETF | 9K | 156 | – |
| VANGUARD MID-CAP ETF | ETF | 18K | 73 | – |
| VANGUARD MID-CAP GROWTH ETF | ETF | 564K | 2K | – |
| VANGUARD MID-CAP VALUE ETF | ETF | 314 | 2 | – |
| VANGUARD REAL ESTATE ETF | ETF | 264K | 3K | – |
| VANGUARD S&P MID-CAP 400 GROWTH ETF | ETF | 197K | 2K | – |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | ETF | 122K | 1K | – |
| VANGUARD S&P SMALL-CAP 600 VALUE ETF | ETF | 3K | 28 | – |
| VANGUARD SHORT-TERM CORPORATE BOND ETF | ETF | 3M | 44K | – |
| VANGUARD SMALL-CAP ETF | ETF | 2M | 8K | – |
| VANGUARD SMALL-CAP GROWTH ETF | ETF | 10K | 38 | – |
| VANGUARD TAX-EXEMPT BOND ETF | ETF | 50K | 982 | – |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 416K | 6K | – |
| VANGUARD TOTAL INTERNATIONAL BOND ETF | ETF | 6M | 120K | – |
| VANGUARD TOTAL INTERNATIONAL STOCK ETF | ETF | 810K | 13K | – |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 1M | 5K | – |
| VANGUARD VALUE ETF | ETF | 44K | 265 | – |
| VERIZON COMMUNICATIONS INC COM | Stock | 16K | 375 | – |
| VIATRIS INC COM | Stock | 141 | 12 | – |
| VICTORYSHARES CORE INTERMEDIATE BOND ETF | ETF | 30K | 642 | – |
| VIKING THERAPEUTICS INC COM | Stock | 15K | 300 | – |
| VISA INC COM CL A | Stock | 3K | 10 | – |
| WALMART INC COM | Stock | 48K | 678 | – |
| WARNER BROS DISCOVERY INC COM SER A | Stock | 767 | 90 | – |
| WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND | ETF | 126K | 2K | – |
| WISDOMTREE US VALUE FUND OF BENEF INTEREST | ETF | 12K | 164 | – |
| WK KELLOGG CO COM SHS | Stock | 3K | 169 | – |
| YUM BRANDS INC COM | Stock | 1K | 8 | – |