PROVENCE WEALTH MANAGEMENT GROUP
PROVENCE REGISTERED INVESTMENT ADVISOR, LLC Legal Name
Adviser information for PROVENCE WEALTH MANAGEMENT GROUP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 777 | $275.7M |
| Non-Discretionary | 0 | $0 |
| Total | 777 | $275.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 202 | $37.0M |
| HNW Individuals | 204 | $207.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 35 | $26.7M |
| Charitable organizations | <5 | $2.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $2.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 141.3M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PROVENCE WEALTH MANAGEMENT GROUP WRAP PROGRAM | PROVENCE WEALTH MANAGEMENT GROUP |
Principal Office
9481 IRVINE CENTER DRIRVINE
CA
United States
Monday - Friday, 8:00 - 5:00
Tel: (949) 222-6400, Fax: (949) 565-7275
Websites
www.linkedin.com/in/stephaniehammell/
provencegroup.com/
www.linkedin.com/in/davidmckenzieprovence/
www.linkedin.com/in/alleyrruiz/
pwmg.com/
www.linkedin.com/company/provence-wealth-management-group
www.facebook.com/provencewealth/
www.linkedin.com/in/fina-l-sneed-2b631b10/
www.linkedin.com/in/avipai
twitter.com/provencewealth
www.linkedin.com/in/kevinushah/
Chief Compliance Officer
AVINASH PAI
MANAGING MEMBER
9481 IRVINE CENTER DR
IRVINE
CA
United States
Tel:
(949) 222-6400
Fax:
(949) 565-7275
A******@*******M
(Full email address available in API data)
Regulatory Contact
COURTNEY STRAND
CLIENT SERVICE MANAGER
9481 IRVINE CENTER DR
IRVINE
CA
United States
Tel:
(949) 222-6400
Fax:
(949) 565-7275
C**************@*******M
(Full email address available in API data)
Industry Affiliates
| DAVID MCKENZIE | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHEETS, MIKE, SCOTT | Individual | – | MANAGING MEMBER | 12/2015 | 50-75% |
| PAI, AVINASH, KOCHIKAR | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 12/2015 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 6th, 2024 for period ending December 31st, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 401K | 4K | – |
| ABBVIE INC | COM | 604K | 4K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 548K | 2K | – |
| ADOBE INC | COM | 955K | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 547K | 4K | – |
| ALPHABET INC | CAP STK CL C | 713K | 5K | – |
| ALPHABET INC | CAP STK CL A | 2M | 16K | – |
| AMAZON COM INC | COM | 3M | 21K | – |
| AMERICAN EXPRESS CO | COM | 494K | 3K | – |
| AMERICAN INTL GROUP INC | COM NEW | 321K | 5K | – |
| AMETEK INC | COM | 237K | 1K | – |
| AMGEN INC | COM | 416K | 1K | – |
| APPLE INC | COM | 5M | 27K | – |
| APPLIED MATLS INC | COM | 638K | 4K | – |
| AT&T INC | COM | 265K | 16K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 283K | 1K | – |
| BANK AMERICA CORP | COM | 707K | 21K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
| BLACKSTONE INC | COM | 206K | 2K | – |
| BOEING CO | COM | 213K | 817 | – |
| BOOKING HOLDINGS INC | COM | 369K | 104 | – |
| BROADCOM INC | COM | 2M | 2K | – |
| CADENCE DESIGN SYSTEM INC | COM | 291K | 1K | – |
| CAPITAL ONE FINL CORP | COM | 281K | 2K | – |
| CARDINAL HEALTH INC | COM | 233K | 2K | – |
| CATERPILLAR INC | COM | 648K | 2K | – |
| CHEVRON CORP NEW | COM | 591K | 4K | – |
| CHUBB LIMITED | COM | 237K | 1K | – |
| CISCO SYS INC | COM | 685K | 14K | – |
| CITIGROUP INC | COM NEW | 268K | 5K | – |
| COCA COLA CO | COM | 348K | 6K | – |
| COMCAST CORP NEW | CL A | 576K | 13K | – |
| CONOCOPHILLIPS | COM | 630K | 5K | – |
| COSTCO WHSL CORP NEW | COM | 691K | 1K | – |
| CVS HEALTH CORP | COM | 205K | 3K | – |
| DANAHER CORPORATION | COM | 296K | 1K | – |
| DEERE & CO | COM | 584K | 1K | – |
| DISNEY WALT CO | COM | 283K | 3K | – |
| ELEVANCE HEALTH INC | COM | 391K | 830 | – |
| ELI LILLY & CO | COM | 2M | 3K | – |
| EXXON MOBIL CORP | COM | 807K | 8K | – |
| FAIR ISAAC CORP | COM | 248K | 213 | – |
| FEDEX CORP | COM | 255K | 1K | – |
| GENERAL ELECTRIC CO | COM NEW | 352K | 3K | – |
| GILEAD SCIENCES INC | COM | 235K | 3K | – |
| GOLDMAN SACHS GROUP INC | COM | 277K | 719 | – |
| HARTFORD FINL SVCS GROUP INC | COM | 335K | 4K | – |
| HOME DEPOT INC | COM | 861K | 2K | – |
| HONEYWELL INTL INC | COM | 255K | 1K | – |
| ILLINOIS TOOL WKS INC | COM | 259K | 989 | – |
| INTEL CORP | COM | 642K | 13K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 481K | 3K | – |
| INTUIT | COM | 456K | 729 | – |
| INTUITIVE SURGICAL INC | COM NEW | 276K | 819 | – |
| ISHARES TR | MBS ETF | 2M | 23K | – |
| ISHARES TR | NATIONAL MUN ETF | 4M | 33K | – |
| ISHARES TR | ISHS 5-10YR INVT | 230K | 4K | – |
| ISHARES TR | CORE US AGGBD ET | 1M | 15K | – |
| ISHARES TR | MSCI USA QLT FCT | 216K | 1K | – |
| ISHARES TR | ESG AWR MSCI USA | 504K | 5K | – |
| ISHARES TR | GLOBAL TECH ETF | 258K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
| ISHARES TR | RUS 1000 VAL ETF | 405K | 2K | – |
| ISHARES TR | RUS 1000 GRW ETF | 1M | 5K | – |
| JOHNSON & JOHNSON | COM | 875K | 6K | – |
| JPMORGAN CHASE & CO | COM | 2M | 9K | – |
| KLA CORP | COM NEW | 202K | 348 | – |
| LAM RESEARCH CORP | COM | 539K | 688 | – |
| LINDE PLC | SHS | 213K | 518 | – |
| LOWES COS INC | COM | 282K | 1K | – |
| MARATHON PETE CORP | COM | 287K | 2K | – |
| MARSH & MCLENNAN COS INC | COM | 343K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 887K | 2K | – |
| MCDONALDS CORP | COM | 347K | 1K | – |
| MEDTRONIC PLC | SHS | 285K | 3K | – |
| MERCK & CO INC | COM | 608K | 6K | – |
| META PLATFORMS INC | CL A | 3M | 7K | – |
| MICRON TECHNOLOGY INC | COM | 248K | 3K | – |
| MICROSOFT CORP | COM | 4M | 12K | – |
| MORGAN STANLEY | COM NEW | 295K | 3K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 345K | 1K | – |
| NETFLIX INC | COM | 429K | 881 | – |
| NEXTERA ENERGY INC | COM | 357K | 6K | – |
| NIKE INC | CL B | 390K | 4K | – |
| NUCOR CORP | COM | 210K | 1K | – |
| NVIDIA CORPORATION | COM | 3M | 7K | – |
| ORACLE CORP | COM | 1M | 12K | – |
| PEPSICO INC | COM | 503K | 3K | – |
| PFIZER INC | COM | 258K | 9K | – |
| PROCTER AND GAMBLE CO | COM | 796K | 5K | – |
| PROGRESSIVE CORP | COM | 247K | 2K | – |
| QUALCOMM INC | COM | 521K | 4K | – |
| RELIANCE STEEL & ALUMINUM CO | COM | 209K | 748 | – |
| RTX CORPORATION | COM | 326K | 4K | – |
| S&P GLOBAL INC | COM | 265K | 601 | – |
| SALESFORCE INC | COM | 632K | 2K | – |
| SCHWAB CHARLES CORP | COM | 271K | 4K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 502K | 10K | – |
| SERVICENOW INC | COM | 487K | 689 | – |
| SHERWIN WILLIAMS CO | COM | 399K | 1K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR SER TR | S&P DIVID ETF | 364K | 3K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 358K | 7K | – |
| SPDR SER TR | NUVEEN BLMBRG MU | 319K | 7K | – |
| STRYKER CORPORATION | COM | 210K | 700 | – |
| SYNOPSYS INC | COM | 266K | 517 | – |
| T-MOBILE US INC | COM | 232K | 1K | – |
| TE CONNECTIVITY LTD | SHS | 267K | 2K | – |
| TESLA INC | COM | 2M | 8K | – |
| TEXAS INSTRS INC | COM | 357K | 2K | – |
| THE CIGNA GROUP | COM | 337K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 385K | 725 | – |
| TJX COS INC NEW | COM | 382K | 4K | – |
| TWO RDS SHARED TR | ANFIELD DIVERSIF | 464K | 54K | – |
| TWO RDS SHARED TR | ANFIELD US EQU | 976K | 71K | – |
| TWO RDS SHARED TR | ANFIELD DYNAMIC | 227K | 26K | – |
| TWO RDS SHARED TR | REGENTS PK HDGD | 237K | 27K | – |
| UBER TECHNOLOGIES INC | COM | 445K | 7K | – |
| UNION PAC CORP | COM | 486K | 2K | – |
| UNITED PARCEL SERVICE INC | CL B | 602K | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 2K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 207K | 4K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 365K | 2K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 3M | 37K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 1M | 17K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 2M | 36K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 1M | 19K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 561K | 12K | – |
| VERIZON COMMUNICATIONS INC | COM | 299K | 8K | – |
| VERTEX PHARMACEUTICALS INC | COM | 220K | 541 | – |
| VERTIV HOLDINGS CO | COM CL A | 204K | 4K | – |
| VISA INC | COM CL A | 1M | 5K | – |
| WALMART INC | COM | 964K | 6K | – |
| WELLS FARGO CO NEW | COM | 490K | 10K | – |
| 3D SYSTEMS | Common Stock | 3K | 550 | – |
| 3M COMPANY | Common Stock | 6K | 57 | – |
| ABBOTT LABORATORIES | Common Stock | 18K | 160 | – |
| ABBVIE INC | Common Stock | 2K | 10 | – |
| ABRDN WORLD | MF Closed and MF Open | 2K | 148 | – |
| ACCENTURE PLC | Common Stock | 26K | 75 | – |
| ADVANCED MICRO | Common Stock | 35K | 240 | – |
| ADVISORSHARES PURE | MF Closed and MF Open | 91 | 13 | – |
| AFLAC INC | Common Stock | 65K | 786 | – |
| AIR PRODUCTS | Common Stock | 548 | 2 | – |
| AIRBNB INC | Common Stock | 14K | 102 | – |
| ALCON INC | Common Stock | 625 | 8 | – |
| ALLSTATE CORP | Common Stock | 420 | 3 | – |
| ALPHABET INC | Common Stock | 172K | 1K | – |
| ALPHABET INC | Common Stock | 64K | 460 | – |
| ALPHATEC HOLDINGS | Common Stock | 65K | 4K | – |
| ALPS ALERIAN | MF Closed and MF Open | 32K | 753 | – |
| AMAZON COM | Common Stock | 163K | 1K | – |
| AMERICAN AIRLINES | Common Stock | 123 | 9 | – |
| AMERICAN EXPRESS | Common Stock | 56K | 300 | – |
| AMERIPRISE FINANCIAL | Common Stock | 4K | 10 | – |
| AMPLIFY BLOCKCHAIN | MF Closed and MF Open | 55K | 2K | – |
| ANALOG DEVICES | Common Stock | 15K | 76 | – |
| ANNALY CAPITAL | Common Stock | 2K | 104 | – |
| AON PLC | Common Stock | 582 | 2 | – |
| APPLE INC | Common Stock | 2M | 10K | – |
| APPLIED DNA | Common Stock | 1K | 2K | – |
| ARCBEST CORP | Common Stock | 5K | 45 | – |
| ARDELYX INC | Common Stock | 9K | 1K | – |
| ARES CAPITAL | MF Closed and MF Open | 942 | 47 | – |
| ARK FINTECH | MF Closed and MF Open | 30K | 1K | – |
| ARK GENOMIC | MF Closed and MF Open | 13K | 400 | – |
| ARK INNOVATION | MF Closed and MF Open | 18K | 345 | – |
| ARK NEXT | MF Closed and MF Open | 17K | 220 | – |
| AT&T INC | Common Stock | 7K | 404 | – |
| AURORA CANNABIS | Common Stock | 50 | 104 | – |
| AUTOMATIC DATA | Common Stock | 1K | 6 | – |
| AXON ENTERPRISE | Common Stock | 103K | 400 | – |
| BANK AMERICA | Common Stock | 71K | 2K | – |
| BAXTER INTL | Common Stock | 2K | 50 | – |
| BERKSHIRE HATHAWAY | Common Stock | 323K | 905 | – |
| BIOVIE INC | Common Stock | 693 | 550 | – |
| BLACKROCK CAPITAL | MF Closed and MF Open | 3K | 653 | – |
| BLACKROCK SHORT | MF Closed and MF Open | 10K | 199 | – |
| BLACKSTONE INC | Common Stock | 45K | 341 | – |
| BLINK CHARGING | Common Stock | 949 | 280 | – |
| BOEING COMPANY | Common Stock | 191K | 732 | – |
| BP PLC | Common Stock | 18K | 500 | – |
| BROADCOM INC | Common Stock | 315K | 282 | – |
| CADENCE DESIGN | Common Stock | 1K | 4 | – |
| CANADIAN SOLAR | Common Stock | 4K | 167 | – |
| CARRIER GLOBAL | Common Stock | 6K | 97 | – |
| CATERPILLAR INC | Common Stock | 25K | 86 | – |
| CELANESE CORP | Common Stock | 39K | 252 | – |
| CENTENE CORP | Common Stock | 47K | 634 | – |
| CHARLES RIVER | Common Stock | 69K | 292 | – |
| CHEVRON CORP | Common Stock | 8K | 52 | – |
| CHUBB LTD | Common Stock | 5K | 22 | – |
| CIGNA GROUP | Common Stock | 599 | 2 | – |
| CINTAS CORP | Common Stock | 107K | 177 | – |
| CITIGROUP INC | Common Stock | 2K | 40 | – |
| CLOROX COMPANY | Common Stock | 5K | 33 | – |
| COCA COLA COMPANY | Common Stock | 3K | 56 | – |
| COLGATE-PALMOLIVE | Common Stock | 5K | 66 | – |
| COMCAST CORP | Common Stock | 3K | 78 | – |
| CONOCOPHILLIPS | Common Stock | 33K | 282 | – |
| CONSUMER DISCRETIONARY | MF Closed and MF Open | 98K | 547 | – |
| COSTCO WHOLESALE | Common Stock | 218K | 330 | – |
| CVS HEALTH | Common Stock | 4K | 45 | – |
| DANAHER CORP | Common Stock | 132K | 569 | – |
| DEERE & CO | Common Stock | 20K | 50 | – |
| DIGITALBRIDGE GROUP | Common Stock | 2K | 111 | – |
| DOW INC | Common Stock | 5K | 100 | – |
| DOXIMITY INC | Common Stock | 7K | 250 | – |
| DRAFTKINGS INC | Common Stock | 12K | 350 | – |
| DUKE ENERGY | Common Stock | 10K | 107 | – |
| EATON CORP | Common Stock | 26K | 108 | – |
| EBAY INC | Common Stock | 7K | 160 | – |
| EDITAS MEDICINE | Common Stock | 3K | 284 | – |
| ELI LILLY | Common Stock | 73K | 125 | – |
| EMERSON ELECTRIC | Common Stock | 4K | 44 | – |
| ETFMG ALTERNATIVE | MF Closed and MF Open | 3K | 1K | – |
| ETSY INC | Common Stock | 567 | 7 | – |
| EVERSOURCE ENERGY | Common Stock | 5K | 76 | – |
| EXTRA SPACE | Common Stock | 8K | 50 | – |
| EXXON MOBIL | Common Stock | 156K | 2K | – |
| FACTSET RESEARCH | Common Stock | 16K | 34 | – |
| FARADAY FUTURE | Common Stock | 2 | 10 | – |
| FIDELITY MSCI | MF Closed and MF Open | 6K | 100 | – |
| FIDELITY MSCI | MF Closed and MF Open | 43K | 300 | – |
| FIRST INDXX | MF Closed and MF Open | 72K | 2K | – |
| FIRST SOLAR | Common Stock | 17K | 100 | – |
| FIRST TRUST | MF Closed and MF Open | 734K | 20K | – |
| FIRST TRUST | MF Closed and MF Open | 32K | 340 | – |
| FIRST TRUST | MF Closed and MF Open | 919K | 11K | – |
| FIRST TRUST | MF Closed and MF Open | 120K | 645 | – |
| FIRST TRUST | MF Closed and MF Open | 117K | 3K | – |
| FIRST TRUST | MF Closed and MF Open | 22K | 500 | – |
| FIRST TRUST | MF Closed and MF Open | 77K | 2K | – |
| FIRST TRUST | MF Closed and MF Open | 10K | 100 | – |
| FIRST TRUST | MF Closed and MF Open | 96K | 2K | – |
| FIRST TRUST | MF Closed and MF Open | 53K | 1K | – |
| FIRST TRUST | MF Closed and MF Open | 5K | 68 | – |
| FIRST TRUST | MF Closed and MF Open | 124K | 3K | – |
| FIRST TRUST | MF Closed and MF Open | 18K | 400 | – |
| FIRST TRUST | MF Closed and MF Open | 16K | 950 | – |
| FIRST TRUST | MF Closed and MF Open | 54K | 2K | – |
| FIRST TRUST | MF Closed and MF Open | 151K | 6K | – |
| FISERV INC | Common Stock | 2K | 14 | – |
| FORD MOTOR | Common Stock | 30K | 3K | – |
| FORTREA HOLDINGS | Common Stock | 5K | 145 | – |
| FS KKR | Common Stock | 81K | 4K | – |
| GE HEALTHCARE | Common Stock | 6K | 83 | – |
| GENERAL DYNAMICS | Common Stock | 519 | 2 | – |
| GENERAL ELECTRIC | Common Stock | 33K | 256 | – |
| GENERAL MILLS | Common Stock | 5K | 73 | – |
| GENUINE PARTS | Common Stock | 554 | 4 | – |
| GEO GROUP | Common Stock | 6K | 560 | – |
| GILEAD SCIENCES | Common Stock | 31K | 386 | – |
| GLOBAL X | MF Closed and MF Open | 3K | 341 | – |
| GLOBAL X | MF Closed and MF Open | 3K | 71 | – |
| GLOBAL X | MF Closed and MF Open | 635 | 25 | – |
| GOLDMAN SACHS | MF Closed and MF Open | 34K | 500 | – |
| GRAINGER W W | Common Stock | 11K | 13 | – |
| GSK PLC | Common Stock | 4K | 117 | – |
| HALEON PLC | Common Stock | 1K | 147 | – |
| HALLIBURTON COMPANY | Common Stock | 289 | 8 | – |
| HEALTHCARE REALTY | Common Stock | 29K | 2K | – |
| HEALTHPEAK PPTYS | Common Stock | 4K | 198 | – |
| HESS CORP | Common Stock | 432 | 3 | – |
| HILTON WORLDWIDE | Common Stock | 86K | 475 | – |
| HOME DEPOT | Common Stock | 110K | 318 | – |
| HONEYWELL INTL | Common Stock | 1K | 5 | – |
| HOWMET AEROSPACE | Common Stock | 487 | 9 | – |
| IDENTIVE INC | Common Stock | 313 | 38 | – |
| IDEXX LABS INC | Common Stock | 555 | 1 | – |
| ILLINOIS TOOL | Common Stock | 524 | 2 | – |
| INOVIO PHARMACEUTICALS | Common Stock | 459 | 900 | – |
| INTL BUSINESS | Common Stock | 29K | 180 | – |
| INVENTRUST PROPERTIES | Common Stock | 2K | 73 | – |
| INVESCO CHINA | MF Closed and MF Open | 2K | 50 | – |
| INVESCO DORSEY | MF Closed and MF Open | 1K | 30 | – |
| INVESCO EXCHANGE | MF Closed and MF Open | 157K | 3K | – |
| INVESCO FUNDAMENTAL | MF Closed and MF Open | 6K | 349 | – |
| INVESCO PFD | MF Closed and MF Open | 9K | 810 | – |
| INVESCO QQQ | MF Closed and MF Open | 2M | 5K | – |
| INVESCO S&P | MF Closed and MF Open | 54K | 1K | – |
| INVESCO S&P | MF Closed and MF Open | 15K | 98 | – |
| INVESCO S&P | MF Closed and MF Open | 23K | 265 | – |
| INVESCO SEMICONDUCTORS | MF Closed and MF Open | 7K | 135 | – |
| INVESCO SOLAR | MF Closed and MF Open | 3K | 55 | – |
| IROBOT CORP | Common Stock | 4K | 100 | – |
| IRON MOUNTAIN | Common Stock | 11K | 160 | – |
| ISHARES | MF Closed and MF Open | 27K | 643 | – |
| ISHARES 1-3YR | MF Closed and MF Open | 782K | 10K | – |
| ISHARES 1-5 YEAR | MF Closed and MF Open | 11K | 216 | – |
| ISHARES 10-20YR | MF Closed and MF Open | 638K | 6K | – |
| ISHARES 20 | MF Closed and MF Open | 122K | 1K | – |
| ISHARES BROAD | MF Closed and MF Open | 3K | 81 | – |
| ISHARES CONV | MF Closed and MF Open | 23K | 291 | – |
| ISHARES CORE | MF Closed and MF Open | 5K | 51 | – |
| ISHARES CORE | MF Closed and MF Open | 13M | 26K | – |
| ISHARES CORE | MF Closed and MF Open | 224K | 2K | – |
| ISHARES CORE | MF Closed and MF Open | 22K | 79 | – |
| ISHARES CORE | MF Closed and MF Open | 14K | 165 | – |
| ISHARES CORE | MF Closed and MF Open | 414K | 4K | – |
| ISHARES CORE | MF Closed and MF Open | 22K | 216 | – |
| ISHARES CORE | MF Closed and MF Open | 73K | 1K | – |
| ISHARES CORE | MF Closed and MF Open | 2M | 38K | – |
| ISHARES CORE | MF Closed and MF Open | 5M | 106K | – |
| ISHARES CURRENCY | MF Closed and MF Open | 17K | 532 | – |
| ISHARES ESG | MF Closed and MF Open | 98K | 3K | – |
| ISHARES ESG | MF Closed and MF Open | 3M | 30K | – |
| ISHARES EUROPE | MF Closed and MF Open | 36K | 678 | – |
| ISHARES FALLEN | MF Closed and MF Open | 158K | 6K | – |
| ISHARES GLOBAL | MF Closed and MF Open | 350K | 5K | – |
| ISHARES GLOBAL | MF Closed and MF Open | 21K | 266 | – |
| ISHARES GLOBAL | MF Closed and MF Open | 31K | 2K | – |
| ISHARES GOLD | Common Stock | 32K | 811 | – |
| ISHARES IBOXX | MF Closed and MF Open | 3K | 43 | – |
| ISHARES INC | MF Closed and MF Open | 21K | 467 | – |
| ISHARES JP | MF Closed and MF Open | 5K | 117 | – |
| ISHARES JPMORGAN | MF Closed and MF Open | 91K | 3K | – |
| ISHARES JPMORGAN | MF Closed and MF Open | 183K | 2K | – |
| ISHARES MBS | MF Closed and MF Open | 2M | 20K | – |
| ISHARES MICROCAP | MF Closed and MF Open | 64K | 550 | – |
| ISHARES MSCI | MF Closed and MF Open | 121K | 2K | – |
| ISHARES MSCI | MF Closed and MF Open | 5K | 73 | – |
| ISHARES MSCI | MF Closed and MF Open | 5K | 157 | – |
| ISHARES MSCI | MF Closed and MF Open | 363K | 9K | – |
| ISHARES MSCI | MF Closed and MF Open | 6K | 85 | – |
| ISHARES MSCI | MF Closed and MF Open | 2M | 46K | – |
| ISHARES MSCI | MF Closed and MF Open | 3M | 36K | – |
| ISHARES MSCI | MF Closed and MF Open | 48K | 1K | – |
| ISHARES MSCI | MF Closed and MF Open | 1M | 16K | – |
| ISHARES MSCI | MF Closed and MF Open | 4M | 28K | – |
| ISHARES MSCI | MF Closed and MF Open | 52K | 513 | – |
| ISHARES MSCI | MF Closed and MF Open | 56K | 355 | – |
| ISHARES MSCI | MF Closed and MF Open | 8K | 234 | – |
| ISHARES NATIONAL | MF Closed and MF Open | 42K | 392 | – |
| ISHARES RUSSELL | MF Closed and MF Open | 117K | 1K | – |
| ISHARES RUSSELL | MF Closed and MF Open | 821K | 11K | – |
| ISHARES RUSSELL | MF Closed and MF Open | 303K | 2K | – |
| ISHARES RUSSELL | MF Closed and MF Open | 984K | 3K | – |
| ISHARES RUSSELL | MF Closed and MF Open | 183K | 699 | – |
| ISHARES RUSSELL | MF Closed and MF Open | 70K | 276 | – |
| ISHARES RUSSELL | MF Closed and MF Open | 369K | 2K | – |
| ISHARES S&P | MF Closed and MF Open | 12K | 163 | – |
| ISHARES S&P | MF Closed and MF Open | 21K | 200 | – |
| ISHARES S&P | MF Closed and MF Open | 3K | 33 | – |
| ISHARES S&P | MF Closed and MF Open | 29K | 182 | – |
| ISHARES SEMICONDUCTOR | MF Closed and MF Open | 70K | 122 | – |
| ISHARES SHORT | MF Closed and MF Open | 8K | 72 | – |
| ISHARES TECHNOLOGY | MF Closed and MF Open | 2M | 15K | – |
| ISHARES TIPS | MF Closed and MF Open | 4K | 34 | – |
| ISHARES TRUST | MF Closed and MF Open | 406K | 10K | – |
| ISHARES U S | MF Closed and MF Open | 8K | 66 | – |
| ISHARES U S | MF Closed and MF Open | 7K | 26 | – |
| ISHARES U S | MF Closed and MF Open | 51K | 1K | – |
| ISHARES U S | MF Closed and MF Open | 33K | 612 | – |
| ISHARES U S | MF Closed and MF Open | 47K | 180 | – |
| ISHARES U S | MF Closed and MF Open | 1M | 62K | – |
| ISHARES U S | MF Closed and MF Open | 24K | 958 | – |
| JBG SMITH | Common Stock | 272 | 16 | – |
| JETBLUE AIRWAYS | Common Stock | 694 | 125 | – |
| JOHN HANCOCK | MF Closed and MF Open | 1M | 40K | – |
| JOHNSON & JOHNSON | Common Stock | 67K | 427 | – |
| JOHNSON CONTROLS | Common Stock | 461 | 8 | – |
| JPMORGAN | MF Closed and MF Open | 5K | 103 | – |
| JPMORGAN BETABUILDERS | MF Closed and MF Open | 8K | 157 | – |
| JPMORGAN CHASE | Common Stock | 79K | 466 | – |
| KELLANOVA | Common Stock | 8K | 143 | – |
| KIMBERLY CLARK | Common Stock | 486 | 4 | – |
| KLA CORP | Common Stock | 2K | 3 | – |
| KONTOOR BRANDS | Common Stock | 811 | 13 | – |
| KYNDRYL HOLDINGS | Common Stock | 707 | 34 | – |
| L3HARRIS TECHNOLOGIES | Common Stock | 12K | 55 | – |
| LABORATORY CORP | Common Stock | 33K | 145 | – |
| LENNAR CORP | Common Stock | 1K | 8 | – |
| LINDE PLC | Common Stock | 32K | 79 | – |
| LITHIA MOTORS | Common Stock | 6K | 19 | – |
| LOCKHEED MARTIN | Common Stock | 453 | 1 | – |
| LOWES COMPANIES | Common Stock | 44K | 197 | – |
| LPL FINANCIAL | Common Stock | 107K | 472 | – |
| LUCID GROUP | Common Stock | 5K | 1K | – |
| MANULIFE FINANCIAL | Common Stock | 11K | 520 | – |
| MARATHON DIGITAL | Common Stock | 3K | 138 | – |
| MARRIOTT INTL | Common Stock | 68K | 300 | – |
| MARVELL TECHNOLOGY | Common Stock | 63K | 1K | – |
| MASIMO CORP | Common Stock | 26K | 225 | – |
| MASTERCARD INC | Common Stock | 7K | 16 | – |
| MCDONALDS CORP | Common Stock | 78K | 262 | – |
| MCKESSON CORP | Common Stock | 463 | 1 | – |
| MEDTRONIC PLC | Common Stock | 6K | 68 | – |
| MERCK & COMPANY | Common Stock | 763 | 7 | – |
| META PLATFORMS | Common Stock | 347K | 980 | – |
| METLIFE INC | Common Stock | 529 | 8 | – |
| MICROCHIP TECHNOLOGY INC | Common Stock | 2K | 19 | – |
| MICROSOFT CORP | Common Stock | 380K | 1K | – |
| MICROSTRATEGY INC CL A | Common Stock | 2K | 3 | – |
| MODERNA INC | Common Stock | 6K | 56 | – |
| MONDELEZ INTERNATIONAL | Common Stock | 13K | 183 | – |
| MORGAN STANLEY | Common Stock | 27K | 294 | – |
| MOTOROLA SOLUTIONS | Common Stock | 2K | 5 | – |
| NET LEASE | Common Stock | 1K | 57 | – |
| NETFLIX INC | Common Stock | 2K | 4 | – |
| NEXTERA ENERGY | Common Stock | 23K | 382 | – |
| NIKE INC | Common Stock | 27K | 245 | – |
| NIKOLA CORP | Common Stock | 219 | 250 | – |
| NIO INC | Common Stock | 907 | 100 | – |
| NORFOLK SOUTHERN | Common Stock | 33K | 141 | – |
| NOVARTIS AG | Common Stock | 4K | 41 | – |
| NOVAVAX INC | Common Stock | 2K | 400 | – |
| NUCOR CORP | Common Stock | 522 | 3 | – |
| NUVEEN CA | MF Closed and MF Open | 60K | 5K | – |
| NUVEEN ESG | MF Closed and MF Open | 2K | 39 | – |
| NVIDIA CORP | Common Stock | 751K | 2K | – |
| O REILLY AUTOMOTIVE | Common Stock | 950 | 1 | – |
| ON SEMICONDUCTOR | Common Stock | 22K | 267 | – |
| ORACLE CORP | Common Stock | 1K | 10 | – |
| ORION OFFICE | Common Stock | 234 | 41 | – |
| OTIS WORLDWIDE | Common Stock | 4K | 48 | – |
| PALANTIR TECHNOLOGIES | Common Stock | 37K | 2K | – |
| PALO ALTO | Common Stock | 27K | 90 | – |
| PAYPAL HOLDINGS | Common Stock | 10K | 160 | – |
| PENN ENTERTAINMENT | Common Stock | 6K | 217 | – |
| PEPSICO INC | Common Stock | 26K | 154 | – |
| PFIZER INC | Common Stock | 2K | 83 | – |
| PINTEREST INC | Common Stock | 7K | 200 | – |
| PLAINS ALL | Oil & Gas, Real Estate and REIT | 22K | 1K | – |
| POSTAL REALTY | Common Stock | 15K | 1K | – |
| PPG INDUSTRIES | Common Stock | 5K | 34 | – |
| PRESTIGE CONSUMER | Common Stock | 28K | 454 | – |
| PROCTER & GAMBLE | Common Stock | 6K | 42 | – |
| PROGRESSIVE CORP | Common Stock | 796 | 5 | – |
| PRUDENTIAL FINANCIAL | Common Stock | 8K | 73 | – |
| PULTEGROUP INC | Common Stock | 1K | 14 | – |
| QUANTUMSCAPE CORP | Common Stock | 320 | 46 | – |
| REALTY INCOME | Common Stock | 24K | 418 | – |
| RENAISSANCE CAPITAL | MF Closed and MF Open | 19K | 500 | – |
| RIO TINTO | Common Stock | 13K | 175 | – |
| RITHM CAPITAL | Common Stock | 14K | 1K | – |
| RIVIAN AUTOMOTIVE | Common Stock | 13K | 556 | – |
| ROBLOX CORP | Common Stock | 989K | 22K | – |
| ROCKWELL AUTOMATION | Common Stock | 29K | 95 | – |
| ROPER TECHNOLOGIES | Common Stock | 2K | 3 | – |
| RTX CORP | Common Stock | 8K | 97 | – |
| RUSH ENTERPRISES INC | Common Stock | 905 | 18 | – |
| SABRA HEALTH | Common Stock | 157 | 11 | – |
| SANOFI | Common Stock | 4K | 84 | – |
| SCHWAB EMERGING | MF Closed and MF Open | 6K | 224 | – |
| SCHWAB FUNDAMENTAL | MF Closed and MF Open | 6K | 232 | – |
| SCHWAB INTL | MF Closed and MF Open | 61K | 2K | – |
| SCHWAB US | MF Closed and MF Open | 67K | 875 | – |
| SECTOR CONSUMER | MF Closed and MF Open | 11K | 155 | – |
| SECTOR ENERGY | MF Closed and MF Open | 2K | 26 | – |
| SECTOR FINANCIAL | MF Closed and MF Open | 144K | 4K | – |
| SECTOR HEALTHCARE | MF Closed and MF Open | 119K | 870 | – |
| SECTOR INDUSTRIAL | MF Closed and MF Open | 296K | 3K | – |
| SECTOR MATERIALS | MF Closed and MF Open | 56K | 656 | – |
| SECTOR TECHNOLOGY | MF Closed and MF Open | 137K | 714 | – |
| SELECT SECTOR | MF Closed and MF Open | 116K | 2K | – |
| SELECT SECTOR | MF Closed and MF Open | 17K | 416 | – |
| SHELL PLC | Common Stock | 26K | 400 | – |
| SIX FLAGS | Common Stock | 9K | 368 | – |
| SNOWFLAKE INC | Common Stock | 39K | 195 | – |
| SOFI TECHNOLOGIES | Common Stock | 10K | 1K | – |
| SOUTHERN COMPANY | Common Stock | 10K | 144 | – |
| SPDR BLOOMBERG | MF Closed and MF Open | 63K | 669 | – |
| SPDR BLOOMBERG | MF Closed and MF Open | 525K | 6K | – |
| SPDR DOW | MF Closed and MF Open | 25K | 66 | – |
| SPDR PORTFOLIO | MF Closed and MF Open | 7K | 113 | – |
| SPDR PORTFOLIO | MF Closed and MF Open | 7K | 154 | – |
| SPDR PORTFOLIO | MF Closed and MF Open | 45K | 764 | – |
| SPDR PORTFOLIO | MF Closed and MF Open | 3M | 53K | – |
| SPDR PORTFOLIO | MF Closed and MF Open | 974K | 34K | – |
| SPDR PORTFOLIO | MF Closed and MF Open | 71K | 2K | – |
| SPDR S&P | MF Closed and MF Open | 10M | 22K | – |
| SPDR S&P | MF Closed and MF Open | 10K | 185 | – |
| SPDR S&P | MF Closed and MF Open | 13K | 283 | – |
| SPDR SERIES | MF Closed and MF Open | 6K | 76 | – |
| SPDR SERIES | MF Closed and MF Open | 88K | 928 | – |
| SPDR SERIES | MF Closed and MF Open | 61K | 489 | – |
| SPDR SERIES | MF Closed and MF Open | 3K | 34 | – |
| STARBUCKS CORP | Common Stock | 2K | 17 | – |
| STOKE THERAPEUTICS | Common Stock | 2K | 470 | – |
| SYSCO CORP | Common Stock | 7K | 90 | – |
| T-MOBILE US | Common Stock | 17K | 108 | – |
| TAIWAN SEMICONDUCTOR | Common Stock | 26K | 249 | – |
| TESLA INC | Common Stock | 1M | 4K | – |
| TEXTRON INC | Common Stock | 41K | 504 | – |
| THERMO FISHER | Common Stock | 18K | 33 | – |
| TILRAY BRANDS | Common Stock | 596 | 259 | – |
| TJX COS | Common Stock | 2K | 16 | – |
| TRANE TECHNOLOGIES | Common Stock | 732 | 3 | – |
| TWO ROAD | MF Closed and MF Open | 9K | 1K | – |
| TWO ROADS | MF Closed and MF Open | 8K | 300 | – |
| UNILEVER PLC | Common Stock | 14K | 288 | – |
| UNION PACIFIC CORP | Common Stock | 78K | 316 | – |
| UNITED PARCEL | Common Stock | 29K | 182 | – |
| URBAN EDGE | Common Stock | 293 | 16 | – |
| V F CORP | Common Stock | 2K | 96 | – |
| VALERO ENERGY | Common Stock | 520 | 4 | – |
| VANECK GOLD | MF Closed and MF Open | 1K | 33 | – |
| VANECK JPM | MF Closed and MF Open | 3K | 122 | – |
| VANECK MORNINGSTAR | MF Closed and MF Open | 7K | 85 | – |
| VANGUARD COMMUNICATION | MF Closed and MF Open | 12K | 98 | – |
| VANGUARD CONSUMER | MF Closed and MF Open | 22K | 116 | – |
| VANGUARD DIVIDEND | MF Closed and MF Open | 32K | 186 | – |
| VANGUARD ESG | MF Closed and MF Open | 5K | 60 | – |
| VANGUARD FINANCIALS | MF Closed and MF Open | 7K | 72 | – |
| VANGUARD FSTE | MF Closed and MF Open | 273K | 7K | – |
| VANGUARD FTSE | MF Closed and MF Open | 64K | 1K | – |
| VANGUARD FTSE | MF Closed and MF Open | 29K | 254 | – |
| VANGUARD FTSE | MF Closed and MF Open | 78K | 1K | – |
| VANGUARD HEALTH | MF Closed and MF Open | 2K | 6 | – |
| VANGUARD HIGH | MF Closed and MF Open | 28K | 253 | – |
| VANGUARD INFORMATION | MF Closed and MF Open | 327K | 676 | – |
| VANGUARD INTERMEDIATE | MF Closed and MF Open | 95K | 1K | – |
| VANGUARD INTERMEDIATE | MF Closed and MF Open | 10K | 168 | – |
| VANGUARD INTERMEDIATE | MF Closed and MF Open | 312K | 4K | – |
| VANGUARD LONG | MF Closed and MF Open | 28K | 374 | – |
| VANGUARD MID | MF Closed and MF Open | 78K | 353 | – |
| VANGUARD MID | MF Closed and MF Open | 97K | 417 | – |
| VANGUARD MORTGAGE | MF Closed and MF Open | 180K | 4K | – |
| VANGUARD MUNICIPAL | MF Closed and MF Open | 139K | 3K | – |
| VANGUARD REAL | MF Closed and MF Open | 84K | 946 | – |
| VANGUARD S&P | MF Closed and MF Open | 1K | 3 | – |
| VANGUARD SHORT | MF Closed and MF Open | 49K | 634 | – |
| VANGUARD SHORT | MF Closed and MF Open | 256K | 4K | – |
| VANGUARD SHORT | MF Closed and MF Open | 2M | 20K | – |
| VANGUARD SMALL | MF Closed and MF Open | 60K | 249 | – |
| VANGUARD SMALL | MF Closed and MF Open | 19K | 91 | – |
| VANGUARD TOTAL | MF Closed and MF Open | 122K | 2K | – |
| VANGUARD TOTAL | MF Closed and MF Open | 1M | 5K | – |
| VANGUARD VALUE | MF Closed and MF Open | 77K | 517 | – |
| VENTAS INC | Common Stock | 2K | 41 | – |
| VERALTO CORP | Common Stock | 16K | 189 | – |
| VERIZON COMMUNICATIONS | Common Stock | 26K | 701 | – |
| VIATRIS INC | Common Stock | 65 | 6 | – |
| VISA INC | Common Stock | 29K | 112 | – |
| W P CAREY | Common Stock | 41K | 626 | – |
| WALMART INC | Common Stock | 8K | 49 | – |
| WALT DISNEY | Common Stock | 162K | 2K | – |
| WARNER BROS | Common Stock | 990 | 87 | – |
| WELLS FARGO | Common Stock | 9K | 176 | – |
| WILLIAMS COS | Common Stock | 10K | 297 | – |
| WISDOMTREE JAPAN | MF Closed and MF Open | 26K | 301 | – |
| WISDOMTREE TRUST | MF Closed and MF Open | 4M | 54K | – |
| WISDOMTREE TRUST | MF Closed and MF Open | 123K | 3K | – |
| WISDOMTREE U S | MF Closed and MF Open | 58K | 2K | – |
| WK KELLOGG | Common Stock | 460 | 35 | – |
| WYNN RESORTS | Common Stock | 6K | 63 | – |
| X TRACKERS | MF Closed and MF Open | 35K | 2K | – |
| XENIA HOTELS | Common Stock | 6K | 419 | – |
| XYLEM INC | Common Stock | 457 | 4 | – |
| YUM BRANDS INC | Common Stock | 653 | 5 | – |
| ZSCALER INC | Common Stock | 18K | 80 | – |