Hedge Fund Database

BLACKDIAMOND WEALTH MANAGEMENT, LLC

Adviser information for BLACKDIAMOND WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 927 $240.8M
Non-Discretionary 5 $8.2M
Total 932 $249.0M

Clients

Type Number RAUM
Individuals 219 $75.6M
HNW Individuals 73 $164.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $8.2M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $974,364
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-112524
SEC ERA File Number 801-112524
SEC CIK Numbers 1903059
SEC CRD Numbers 291459
Legal Entity Identifier None

Principal Office

12 EAST 49TH STREET
11TH FLOOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (212) 784-6999, Fax: (917) 565-8509

Websites

twitter.com/blackdiamondwm www.facebook.com/blackdiamondwealth/ www.blackdiamondwealth.com www.linkedin.com/company/blackdiamond-wealth/ www.instagram.com/blackdiamondwm

Chief Compliance Officer

SCOTT UNGAR
12 EAST 49TH STREET
11TH FLOOR
NEW YORK
NY
United States
Tel: (212) 520-7872
Fax: (917) 565-8509
(Full email address available in API data)

Regulatory Contact

SEAN M. HOLLITZ
MANAGING MEMBER
12 EAST 49TH STREET
11TH FLOOR
NEW YORK
NY
United States
Tel: (212) 784-6999
Fax: (917) 565-8509
(Full email address available in API data)

Industry Affiliates

BLACKDIAMOND INSURANCE SERVICES, INC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
UNGAR, SCOTT, MICHAEL Individual – CHIEF COMPLIANCE OFFICER 01/2018 < 5%
HOLLITZ, SEAN, MERIDETH Individual – MANAGING PARTNER 04/2017 > 75%
Nuttall, Kenneth, E Individual – CHIEF INVESTMENT OFFICER 01/2020 < 5%

No. Employees, Historic

105020192020202120222023202420256 on 4/3/20196 on 4/29/20196 on 9/17/20196 on 12/2/20197 on 3/20/20207 on 6/24/20207 on 7/6/20207 on 10/15/20207 on 10/21/20207 on 3/23/20217 on 11/22/20217 on 12/8/20217 on 1/27/20228 on 3/1/20238 on 3/27/20248 on 3/27/2024

RAUM, Historic

300M150M0201920202021202220232024202552712306 on 4/3/201952712306 on 4/29/201952712306 on 9/17/201952712306 on 12/2/201975435410 on 3/20/202075435410 on 6/24/202075435410 on 7/6/202075435410 on 10/15/202075435410 on 10/21/2020128423181 on 3/23/2021128423181 on 11/22/2021128423181 on 12/8/2021176153863 on 1/27/2022186954432 on 3/1/2023248991946 on 3/27/2024248991946 on 3/27/2024

No. Clients, Historic

30015002019202020212022202320242025135 on 4/3/2019135 on 4/29/2019135 on 9/17/2019135 on 12/2/2019176 on 3/20/2020176 on 6/24/2020176 on 7/6/2020176 on 10/15/2020176 on 10/21/2020206 on 3/23/2021206 on 11/22/2021206 on 12/8/2021243 on 1/27/2022268 on 3/1/2023297 on 3/27/2024297 on 3/27/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 369K 2K 0
ACCENTURE PLC IRELAND SHS CLASS A 208K 658 0
ADOBE INC COM 374K 706 0
ADVANCED MICRO DEVICES INC COM 285K 2K 0
AGF INVTS TR US MARKET NETRL 314K 15K 0
ALPHABET INC CAP STK CL A 2M 12K 0
ALPHABET INC CAP STK CL C 960K 6K 0
AMAZON COM INC COM 2M 12K 0
AMERICAN CENTY ETF TR INTERNATIONAL LR 1M 20K 0
AMGEN INC COM 213K 657 0
AON PLC SHS CL A 357K 1K 0
APPLE INC COM 4M 17K 0
APTIV PLC SHS 457K 7K 0
AZENTA INC COM 298K 5K 0
BANK AMERICA CORP COM 230K 6K 0
BANK NEW YORK MELLON CORP COM 226K 4K 0
BANK OZK LITTLE ROCK ARK COM 551K 13K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K 0
BLACKROCK ETF TRUST US EQT FACTOR 3M 72K 0
BLACKROCK ETF TRUST II FLEXIBLE INCOME 1M 21K 0
BONDBLOXX ETF TRUST BLOOMBERG SIX MN 3M 50K 0
BROADCOM INC COM 635K 4K 0
C H ROBINSON WORLDWIDE INC COM NEW 347K 4K 0
CALERES INC COM 242K 7K 0
CANADIAN NATL RY CO COM 515K 5K 0
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 3M 87K 0
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 1M 38K 0
CAPITAL GRP FIXED INCM ETF T SHORT DURATION 3M 122K 0
CASEYS GEN STORES INC COM 211K 563 0
CHUBB LIMITED COM 577K 2K 0
CISCO SYS INC COM 218K 5K 0
COCA COLA CO COM 234K 3K 0
COMCAST CORP NEW CL A 295K 7K 0
COPART INC COM 808K 16K 0
COSTCO WHSL CORP NEW COM 3M 3K 0
CUMMINS INC COM 698K 2K 0
DEERE & CO COM 596K 2K 0
DIMENSIONAL ETF TRUST US EQUITY ETF 220K 4K 0
DISNEY WALT CO COM 257K 3K 0
EA SERIES TRUST ALPHA ARCH 1-3 2M 22K 0
EA SERIES TRUST ASTORIA US EQUAL 2M 59K 0
ELI LILLY & CO COM 842K 996 0
EXPEDITORS INTL WASH INC COM 333K 3K 0
EXXON MOBIL CORP COM 337K 3K 0
FEDERAL AGRIC MTG CORP CL C 713K 4K 0
FIRST INDL RLTY TR INC COM 282K 5K 0
FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 227K 11K 0
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 220K 2K 0
FIRST TR EXCHANGE-TRADED FD FT VEST RIS 2M 69K 0
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 4M 142K 0
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 2M 51K 0
FRANKLIN LTD DURATION INCOME COM 76K 11K 0
GENERAL DYNAMICS CORP COM 801K 3K 0
HEXCEL CORP NEW COM 578K 9K 0
HOME DEPOT INC COM 464K 1K 0
HP INC COM 660K 20K 0
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 251K 19K 0
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 553K 3K 0
INVESTMENT MANAGERS SER TR I AXS ASTORIA INFL 1M 76K 0
ISHARES INC CORE MSCI EMKT 270K 5K 0
ISHARES INC MSCI EMRG CHN 2M 32K 0
ISHARES TR MSCI EMG MKT ETF 226K 5K 0
ISHARES TR 20 YR TR BD ETF 206K 2K 0
ISHARES TR EAFE VALUE ETF 2M 34K 0
ISHARES TR CORE S&P500 ETF 406K 761 0
ISHARES TR MSCI INDIA ETF 252K 5K 0
ISHARES TR US AER DEF ETF 280K 2K 0
ISHARES TR HDG MSCI EAFE 1M 38K 0
ISHARES TR U.S. TECH ETF 308K 2K 0
ISHARES TR MSCI USA QLT FCT 3M 16K 0
ISHARES TR CORE MSCI EAFE 565K 8K 0
ISHARES TR S&P 500 GRWT ETF 239K 3K 0
ISHARES TR US INFRASTRUC 787K 18K 0
ISHARES TR EAFE GRWTH ETF 3M 29K 0
ISHARES TR CORE S&P TTL STK 5M 39K 0
ISHARES U S ETF TR BLACKROCK SHORT 401K 8K 0
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 231K 5K 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 399K 8K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 517K 10K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 392K 8K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 551K 10K 0
JOHNSON & JOHNSON COM 1M 8K 0
JPMORGAN CHASE & CO. COM 2M 11K 0
KEYSIGHT TECHNOLOGIES INC COM 481K 4K 0
LABCORP HOLDINGS INC COM SHS 579K 3K 0
LINCOLN NATL CORP IND COM 485K 17K 0
MARATHON PETE CORP COM 290K 2K 0
MASTERCARD INCORPORATED CL A 325K 713 0
MCDONALDS CORP COM 509K 2K 0
MERCK & CO INC COM 445K 4K 0
META PLATFORMS INC CL A 2M 3K 0
METLIFE INC COM 490K 7K 0
MICROSOFT CORP COM 4M 11K 0
NETFLIX INC COM 423K 671 0
NEW YORK TIMES CO CL A 757K 14K 0
NVIDIA CORPORATION COM 2M 19K 0
ORACLE CORP COM 237K 2K 0
PACER FDS TR METAURUS CAP 400 3M 88K 0
PACER FDS TR PACER US SMALL 229K 5K 0
PAYCHEX INC COM 328K 3K 0
PELOTON INTERACTIVE INC CL A COM 327K 110K 0
PEPSICO INC COM 588K 3K 0
PFIZER INC COM 206K 7K 0
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 597K 12K 0
PROCTER AND GAMBLE CO COM 343K 2K 0
QUALCOMM INC COM 215K 1K 0
RBB FD INC US TRSRY 6 MNTH 407K 8K 0
RIVERNORTH OPPORTUNITIES FD COM 348K 28K 0
ROYAL BK CDA COM 506K 5K 0
SALESFORCE INC COM 263K 1K 0
SCHWAB CHARLES CORP COM 244K 4K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 588K 9K 0
SCIENCE APPLICATIONS INTL CO COM 666K 5K 0
SELECT SECTOR SPDR TR INDL 284K 2K 0
SELECT SECTOR SPDR TR TECHNOLOGY 2M 12K 0
SELECT SECTOR SPDR TR ENERGY 359K 4K 0
SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 3M 128K 0
SIMPLIFY EXCHANGE TRADED FUN MBS ETF 2M 44K 0
SIMPLIFY EXCHANGE TRADED FUN INTMD TERM TRSRY 787K 56K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 324K 822 0
SPDR S&P 500 ETF TR TR UNIT 1M 3K 0
SPDR SER TR S&P REGL BKG 241K 5K 0
SPDR SER TR S&P BIOTECH 247K 3K 0
SPDR SER TR PRTFLO S&P500 GW 2M 32K 0
SPDR SER TR PORTFOLIO S&P500 6M 95K 0
STRATEGIC TRUST RUNNING GWTH ETF 3M 85K 0
TESLA INC COM 476K 2K 0
TEXAS INSTRS INC COM 220K 1K 0
THERMO FISHER SCIENTIFIC INC COM 204K 340 0
TIDAL ETF TR FOLIOBEYOND ALTE 991K 29K 0
TIDAL TR II RETURN STACKED U 2M 90K 0
TIDAL TR II RETURN STCKD US 2M 98K 0
TJX COS INC NEW COM 826K 8K 0
UNION PAC CORP COM 301K 1K 0
UNITEDHEALTH GROUP INC COM 413K 729 0
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 3K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 35K 0
VANGUARD WORLD FD INF TECH ETF 414K 778 0
VISA INC COM CL A 640K 2K 0
WALMART INC COM 401K 6K 0
WASTE MGMT INC DEL COM 355K 2K 0
WELLS FARGO CO NEW COM 254K 5K 0
WESTERN AST INFL LKD OPP & I COM 290K 34K 0
WILLIAMS COS INC COM 785K 18K 0
WISDOMTREE TR FLOATNG RAT TREA 13M 252K 0
XYLEM INC COM 280K 2K 0