LMR PARTNERS LLC
Adviser information for LMR PARTNERS LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 67 |
|---|---|
| Investment Advisory/Research | 43 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $148.5B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $148.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $148.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesREIMBURSEMENT OF EXPENSES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-112529 |
|---|---|
| SEC ERA File Number | 801-112529 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292183 |
| Legal Entity Identifier | 5493001QMVH658EW6D16 |
Principal Office
412 WEST 15TH STREET9TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 5.30PM
Tel: 6468915738, Fax: None
Websites
Chief Compliance Officer
TANYA OHADI-SMITH
9TH FLOOR DEVONSHIRE HOUSE
LONDON
United Kingdom
Tel:
44 207 664 1700
C*********@**************M
(Full email address available in API data)
Regulatory Contact
ANTHONY MONACO
US COMPLIANCE OFFICER
412 WEST 15TH STREET
9TH FLOOR
NEW YORK
NY
United States
Tel:
+1 646 891 5738
C*********@**************M
(Full email address available in API data)
Industry Affiliates
| LMR PARTNERS (DIFC) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LMR PARTNERS AG | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LMR PARTNERS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LMR PARTNERS LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LMR ALPHA RATES TRADING MASTER FUND LIMITED | Hedge Fund | $4,038.0M | $0.5M | 224 |
| LMR CCSA MASTER FUND LIMITED | Hedge Fund | $624.2M | $0.5M | 80 |
| LMR MULTI-STRATEGY MASTER FUND LIMITED | Hedge Fund | $6,307.3M | $0.5M | 631 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ohadi-Smith, Tanya, Vida | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2017 | < 5% |
| LMR MANAGEMENT SERVICES LIMITED | Foreign Entity | – | MEMBER | 10/2023 | > 75% |
| LEVINE, BEN, LESLIE | Individual | LMR PARTNERS MANAGEMENT LIMITED | SHAREHOLDER | 01/2010 | 25-50% |
| LMR PARTNERS LP | Foreign Entity | LMR MANAGEMENT SERVICES LIMITED | SHAREHOLDER | 06/2014 | > 75% |
| LMR PARTNERS MANAGEMENT LIMITED | Foreign Entity | LMR PARTNERS LP | GENERAL PARTNER | 09/2009 | > 75% |
| LEVINE, BEN, LESLIE | Individual | – | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER | 09/2009 | < 5% |
| IULIANO, DOMENICO, NMN | Individual | – | CO-INVESTMENT OFFICER FIXED INCOME | 08/2012 | < 5% |
| MITCHELL, DANIEL, LAURENCE | Individual | – | CO-INVESTMENT OFFICER FIXED INCOME | 09/2013 | < 5% |
| CULLINANE, SHANE, PATRICK | Individual | – | PARTNER | 12/2010 | < 5% |
| RENOLD, STEFAN, ANDREAS | Individual | – | CHIEF INVESTMENT OFFICER (QUANT) & PARTNER | 09/2009 | < 5% |
| BYMAN, MARTIN, RICHARD | Individual | – | HEAD OF US OFFICE | 11/2020 | < 5% |