PMADVISERS
PUENTES MAYORGA ADVISERS, S.A.S Legal Name
Adviser information for PMADVISERS last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colombia |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $700,000 |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $700,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $700,000 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersMarket timing servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112542 |
|---|---|
| SEC ERA File Number | 801-112542 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292085 |
| Legal Entity Identifier | None |
Principal Office
CALLE 155 # 9 45BOGOTA, CUNDINAMARCA
Colombia
Monday - Friday, 8 - 5
Tel: 57 3144024738, Fax: None
Websites
Chief Compliance Officer
RIGOBERTO PUENTES
CALLE 155 # 9 - 45, 7, 704
BOGOTA
Colombia
Tel:
573124864650
R*******@*************T
(Full email address available in API data)
Regulatory Contact
PABLO PUENTES
CALLE 155 # 9 - 45. 7 - 704
BOGOTA
Colombia
Tel:
573144024738
P*******@*************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Puentes, Pablo, Andres | Individual | – | MANAGER | 10/2009 | 50-75% |
| Puentes, Rigoberto, Alonso | Individual | – | CCO | 10/2009 | 50-75% |