CAIN INTERNATIONAL ADVISERS LIMITED
Adviser information for CAIN INTERNATIONAL ADVISERS LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 97 |
|---|---|
| Investment Advisory/Research | 69 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 7 | $3.1B |
| Total | 7 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $201.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $2.2B |
| Sovereign wealth funds and foreign official institutions | 1 | $28.0M |
| Corporations or other businesses | 4 | $649.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 57 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesFEES ON COMMITMENTS, SUBSCRIPTION FEES AND EXIT FEES |
Identifiers
| SEC RIA File Number | 801-112553 |
|---|---|
| SEC ERA File Number | 801-112553 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290217 |
| Legal Entity Identifier | None |
Principal Office
116 UPPER STREETLONDON
United Kingdom
Monday - Friday, 8:00 AM -5:00 PM
Tel: 44 (0)20 7569 9000, Fax: None
Chief Compliance Officer
ELIZABETH BOUDRIS
767 FIFTH AVENUE
NEW YORK
NY
United States
Tel:
212 607 0538
Fax:
17TH FLOOR
E****************@**********M
(Full email address available in API data)
Regulatory Contact
MICHAEL BECKER
DEPUTY CHIEF COMPLIANCE OFFICER
767 FIFTH AVENUE
17TH FLOOR
NEW YORK
NY
United States
Tel:
212 607 0567
M*************@**********M
(Full email address available in API data)
Industry Affiliates
| CAIN INTERNATIONAL EUROPEAN REAL ESTATE OPPORTUNITY FUND I GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CAIN INTERNATIONAL MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| CLEARCOVER INC. | Insurance company or agency |
| CLEARCOVER INSURANCE COMPANY | Insurance company or agency |
| EVERLY LIFE INSURANCE COMPANY | Insurance company or agency |
| FIRST SECURITY BENEFIT LIFE INSURANCE AND ANNUITY COMPANY OF NEW YORK | Insurance company or agency |
| JOHNSTONE BROKERAGE SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MARANON CAPITAL, L.P. | Other investment adviser, including financial planners |
| PANAGRAM CAPITAL CORPORATION ADVISER, LLC | Other investment adviser, including financial planners |
| PANAGRAM STRUCTURED ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| SECURITY BENEFIT LIFE INSURANCE COMPANY | Insurance company or agency |
| SECURITY DISTRIBUTORS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SIXTH AVENUE REINSURANCE CORPORATION | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CI AM UK HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 05/2020 | > 75% |
| GOLDSTEIN, JONATHAN, SIMON | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2016 | < 5% |
| GROUNDWATER, PETER, GRAHAM | Individual | – | CHIEF FINANCIAL OFFICER | 11/2016 | < 5% |
| BOUDRIS, ELIZABETH, CLAIRE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |
| CI AM GP LTD | Foreign Entity | CI AM LP | GENERAL PARTNER | 06/2017 | |
| HOLNE INVESTMENTS LIMITED | Foreign Entity | CAIN INTERNATIONAL II LP | LIMITED PARTNER | 06/2017 | 25-50% |
| GOLDSTEIN, JONATHAN, SIMON | Individual | HOLNE INVESTMENTS LIMITED | SHAREHOLDER | 12/2015 | > 75% |
| ELDRIDGE CH LP LLC | Domestic Entity | CAIN INTERNATIONAL II LP | LIMITED PARTNER | 06/2017 | > 75% |
| ELDRIDGE CH HOLDINGS LLC | Domestic Entity | ELDRIDGE CH LP LLC | MEMBER | 09/2015 | > 75% |
| ELDRIDGE INDUSTRIES, LLC | Domestic Entity | ELDRIDGE CH HOLDINGS LLC | MANAGING MEMBER | 11/2015 | > 75% |
| SBT INVESTORS LLC | Domestic Entity | ELDRIDGE INDUSTRIES, LLC | MEMBER | 07/2010 | > 75% |
| NZC CAPITAL, LLC | Domestic Entity | SBT INVESTORS LLC | MEMBER | 11/2014 | > 75% |
| BOEHLY, TODD, LAWRENCE | Individual | NZC CAPITAL, LLC | MANAGING MEMBER | 11/2014 | > 75% |
| CAIN INTERNATIONAL II LP | Domestic Entity | CI AM LP | LIMITED PARTNER | 07/2018 | > 75% |
| CI AM LP | Foreign Entity | CI AM UK HOLDINGS LIMITED | MEMBER | 05/2020 | > 75% |
| ELDRIDGE CH GP LLC | Domestic Entity | CAIN INTERNATIONAL II LP | GENERAL PARTNER | 06/2017 |