KLEINHENZ & ASSOCIATES, LTD.
Adviser information for KLEINHENZ & ASSOCIATES, LTD. last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 220 | $153.7M |
| Non-Discretionary | 0 | $0 |
| Total | 220 | $153.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $9.7M |
| HNW Individuals | 63 | $144.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-112556 |
|---|---|
| SEC ERA File Number | 801-112556 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146015 |
| Legal Entity Identifier | None |
Principal Office
2602 BERKSHIRE ROADCLEVELAND HEIGHTS
OH
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 216-570-4641, Fax: None
Websites
Chief Compliance Officer
KAREN R. KLEINHENZ
MANAGING MEMBER
2602 BERKSHIRE ROAD
CLEVELAND HEIGHTS
OH
United States
Tel:
216-570-4641
K****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KLEINHENZ, KAREN, ROSE | Individual | – | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | 11/2007 | 50-75% |
| KLEINHENZ, JOHN, EDWARD | Individual | – | MEMBER & CHIEF ECONOMIST | 11/2007 | 25-50% |