HAVERDINK FINANCIAL MANAGEMENT, LLC
Adviser information for HAVERDINK FINANCIAL MANAGEMENT, LLC last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 472 | $171.3M |
| Non-Discretionary | 0 | $0 |
| Total | 472 | $171.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 93 | $29.2M |
| HNW Individuals | 66 | $142.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesCONSULTATION SERVICES, EDUCATIONAL WORKSHOPS AND SEMINARS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112557 |
|---|---|
| SEC ERA File Number | 801-112557 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131236 |
| Legal Entity Identifier | None |
Principal Office
440 W. CENTRE AVENUESUITE 5
PORTAGE
MI
United States
Monday - Friday, 8-5 (ET)
Tel: 269-321-5070, Fax: 269-321-5071
Chief Compliance Officer
KEVIN HAVERDINK
PRESIDENT AND CHIEF COMPLIANCE OFFICER
440 W. CENTRE AVENUE
SUITE 5
PORTAGE
MI
United States
Tel:
269-321-5070
Fax:
269-321-5071
K****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAVERDINK, KEVIN, DEAN | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, AND TRUSTEE OF THE KEVIN AND LAURA HAVERDINK REVOCABLE TRUST | 04/2004 | < 5% |
| HAVERDINK, LAURA, LEE | Individual | – | VP, SECTY, TREASURER AND TRUSTEE OF THE KEVIN AND LAURA HAVERDINK REVOCABLE TRUST | 04/2004 | < 5% |
| THE KEVIN AND LAURA HAVERDINK REVOCABLE TRUST | Domestic Entity | – | TRUST, OWNER OF ALL VOTING SHARES | 02/2022 | > 75% |