OPTI CAPITAL MANAGEMENT LP
Adviser information for OPTI CAPITAL MANAGEMENT LP last updated from Form ADV on April 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 35 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
120 WEST 45TH STREET, SUITE 3005NEW YORK
NY
United States
Monday - Friday, 8AM - 6PM
Tel: 212.430.2184, Fax: None
Chief Compliance Officer
THOMAS KENNEDY
120 WEST 45TH STREET, SUITE 3005,
NEW YORK
NY
United States
Tel:
212.430.2184
T*******@************M
(Full email address available in API data)
Industry Affiliates
| OPTI OPPORTUNITY ASSOCIATES, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OPTI OPPORTUNITY MASTER FUND, LP | Hedge Fund | $562.2M | $1.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KENNEDY, THOMAS, PATRICK | Individual | – | CFO/COO/CCO | 02/2018 | < 5% |
| LI, XIUPING | Individual | – | LIMITED PARTNER, FOUNDER | 02/2018 | > 75% |
| XPL LLC | Domestic Entity | – | GENERAL PARTNER | 11/2017 | < 5% |
| LI, XIUPING | Individual | XPL LLC | MANAGING MEMBER | 11/2017 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3D SYS CORP DEL | NOTE 11/1 | 16M | – | – |
| 8X8 INC NEW | NOTE 4.000% 2/0 | 15M | – | – |
| ACCOLADE INC | NOTE 0.500% 4/0 | 6M | – | – |
| AFFIRM HLDGS INC | NOTE 11/1 | 22M | – | – |
| ALARM COM HLDGS INC | NOTE 1/1 | 29M | – | – |
| ALPHATEC HLDGS INC | NOTE 0.750% 8/0 | 30M | – | – |
| BANDWIDTH INC | NOTE 0.250% 3/0 | 3M | – | – |
| BENTLEY SYS INC | NOTE 0.125% 1/1 | 40M | – | – |
| BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 2M | – | – |
| BILL HOLDINGS INC | NOTE 4/0 | 9M | – | – |
| BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 8M | – | – |
| BLOCK INC | NOTE 0.125% 3/0 | 13M | – | – |
| BLOCK INC | NOTE 0.250%11/0 | 21M | – | – |
| BLOOM ENERGY CORP | NOTE 3.000% 6/0 | 5M | – | – |
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 73M | – | – |
| BOX INC | NOTE 1/1 | 28M | – | – |
| CONFLUENT INC | NOTE 1/1 | 16M | – | – |
| CUTERA INC | NOTE 2.250% 3/1 | 1M | – | – |
| CUTERA INC | NOTE 2.250% 6/0 | 1M | – | – |
| DAYFORCE INC | NOTE 0.250% 3/1 | 41M | – | – |
| DIGITALOCEAN HLDGS INC | NOTE 12/0 | 8M | – | – |
| DROPBOX INC | NOTE 3/0 | 9M | – | – |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 27M | – | – |
| EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 6M | – | – |
| FASTLY INC | NOTE 3/1 | 43M | – | – |
| FIVE9 INC | NOTE 0.500% 6/0 | 54M | – | – |
| FIVERR INTL LTD | NOTE 11/0 | 21M | – | – |
| FRESHPET INC | NOTE 3.000% 4/0 | 30M | – | – |
| GLAUKOS CORP | NOTE 2.750% 6/1 | 1M | – | – |
| GUARDANT HEALTH INC | NOTE 11/1 | 8M | – | – |
| HEALTH CATALYST INC | NOTE 2.500% 4/1 | 21M | – | – |
| INFINERA CORP | NOTE 3.750% 8/0 | 39M | – | – |
| INNOVIVA INC | NOTE 2.500% 8/1 | 13M | – | – |
| INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 96M | – | – |
| INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 7M | – | – |
| IONIS PHARMACEUTICALS INC | NOTE 4/0 | 7M | – | – |
| LIVEPERSON INC | NOTE 12/1 | 16M | – | – |
| LIVONGO HEALTH INC | NOTE 0.875% 6/0 | 2M | – | – |
| LUMENTUM HLDGS INC | NOTE 0.500% 6/1 | 8M | – | – |
| LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 67M | – | – |
| NOVA LTD | NOTE 10/1 | 41M | – | – |
| NOVOCURE LTD | NOTE 11/0 | 67M | – | – |
| NUVASIVE INC | NOTE 0.375% 3/1 | 45M | – | – |
| OMNICELL COM | NOTE 0.250% 9/1 | 42M | – | – |
| PEGASYSTEMS INC | NOTE 0.750% 3/0 | 10M | – | – |
| Q2 HLDGS INC | NOTE 0.125%11/1 | 12M | – | – |
| RAPID7 INC | NOTE 0.250% 3/1 | 38M | – | – |
| SNAP INC | NOTE 5/0 | 23M | – | – |
| TECHTARGET INC | NOTE 12/1 | 36M | – | – |
| TELADOC HEALTH INC | NOTE 1.250% 6/0 | 20M | – | – |
| TRIPADVISOR INC | NOTE 0.250% 4/0 | 11M | – | – |
| UNITY SOFTWARE INC | NOTE 11/1 | 75M | – | – |
| UPWORK INC | NOTE 0.250% 8/1 | 26M | – | – |
| VAIL RESORTS INC | NOTE 1/0 | 7M | – | – |
| VEECO INSTRS INC DEL | NOTE 3.750% 6/0 | 11M | – | – |
| WIX COM LTD | NOTE 8/1 | 17M | – | – |