VALOR CAPITAL MANAGEMENT, LLC
Adviser information for VALOR CAPITAL MANAGEMENT, LLC last updated from Form ADV on October 25th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $892.8M |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $892.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 14 | $892.8M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-112560 |
|---|---|
| SEC ERA File Number | 801-112560 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291213 |
| Legal Entity Identifier | None |
Principal Office
30400 DETROIT ROAD,SUITE 201
WESTLAKE
OH
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: (440) 872-6559, Fax: (440) 848-8572
Chief Compliance Officer
LUKE RIPIENSKI
CHIEF COMPLIANCE OFFICER
30400 DETROIT ROAD
SUITE 201
WESTLAKE
OH
United States
Tel:
(440) 514-5266
L*********@*****************M
(Full email address available in API data)
Regulatory Contact
RYAN WARNER
VP OF COMPLIANCE AND SUPERVISION
30400 DETROIT ROAD
201
WESTLAKE
OH
United States
Tel:
(763)347-5805
R******@*****************M
(Full email address available in API data)
Industry Affiliates
| CLARITY INSURANCE MARKETING | Insurance company or agency |
| PROSPERITY CAPITAL ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| C2P ENTERPRISES, LLC | Domestic Entity | – | OWNER | 10/2017 | > 75% |
| ALISON, DAVID, MATTHEW | Individual | – | PRESIDENT AND FOUNDING PARTNER | 03/2021 | < 5% |
| SMITH, JASON, L | Individual | C2P ENTERPRISES, LLC | OWNER | 02/2017 | 25-50% |
| SMITH, JASON, L | Individual | – | CEO | 12/2017 | < 5% |
| RIPIENSKI, LUKE, W | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |