FOSUN ASSET MANAGEMENT LIMITED
Adviser information for FOSUN ASSET MANAGEMENT LIMITED last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $783.5M |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $783.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $51.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $731.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-112564 |
|---|---|
| SEC ERA File Number | 801-112564 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288360 |
| Legal Entity Identifier | 2549002EA7KP9UKOHG86 |
Principal Office
UNIT 1201, STANDARD CHARTERED BANK BUILDING4-4A DES VOEUX ROAD CENTRAL, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: 852 2509 2873, Fax: 852 2515 8970
Websites
Chief Compliance Officer
CHOI, CHUN PONG
COMPLIANCE / SENIOR DIRECTOR
UNIT 1201, STANDARD CHARTERED BANK BUILDING
4-4A DES VOEUX ROAD CENTRAL, CENTRAL
HONG KONG
Hong Kong
Tel:
852 2509 2873
Fax:
852 2515 8970
J*********@********M
(Full email address available in API data)
Regulatory Contact
SHEN, ZHAN
CHIEF OPERATING OFFICER / DIRECTOR
UNIT 1201, STANDARD CHARTERED BANK BUILDING
4-4A DES VOEUX ROAD CENTRAL, CENTRAL
HONG KONG
Hong Kong
Tel:
852 2509 2881
Fax:
852 2515 8970
S*******@********M
(Full email address available in API data)
Industry Affiliates
| FOSUN INTERNATIONAL SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersFutures commission merchant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOSUN INTERNATIONAL HOLDINGS LTD. | Foreign Entity | FOSUN HOLDINGS LIMITED | SHAREHOLDER | 05/2005 | > 75% |
| FOSUN ASSET HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 06/2014 | > 75% |
| FOSUN INTERNATIONAL LIMITED | Foreign Entity | FOSUN ASSET HOLDINGS LIMITED | SHAREHOLDER | 04/2014 | > 75% |
| FOSUN HOLDINGS LIMITED | Foreign Entity | FOSUN INTERNATIONAL LIMITED | SHAREHOLDER | 08/2005 | 50-75% |
| GUO, GUANGCHANG | Individual | FOSUN INTERNATIONAL HOLDINGS LTD. | SHAREHOLDER | 09/2004 | > 75% |
| KUNGSEN, SINYUAN | Individual | – | DIRECTOR | 07/2017 | < 5% |
| SHEN, ZHAN | Individual | – | CHIEF OPERATING OFFICER / DIRECTOR | 11/2020 | < 5% |
| LI, TAO | Individual | – | DIRECTOR | 05/2022 | < 5% |
| WANG, JIE FEI | Individual | – | DIRECTOR | 05/2022 | < 5% |
| LIU, HAO MIAO | Individual | – | EXECUTIVE DIRECTOR, LEGAL | 06/2022 | < 5% |
| CHOI, Chun Pong | Individual | – | COMPLIANCE / SENIOR DIRECTOR / CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |