Hedge Fund Database

DIVERSIFIED, LLC

Adviser information for DIVERSIFIED, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 37
Investment Advisory/Research 22
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 17
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,327 $1.4B
Non-Discretionary 235 $107.3M
Total 4,562 $1.6B

Clients

Type Number RAUM
Individuals 1,016 $403.8M
HNW Individuals 463 $1.1B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $36.3M
Pension and profit sharing plans 8 $35.2M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $13.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesSOLICITOR FEES
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 282.3M
Portfolio Manager to Program Sponsor
DIVERSIFIED, LLC DIVERSIFIED, LLC

Identifiers

SEC RIA File Number 801-112580
SEC ERA File Number 801-112580
SEC CIK Numbers 1841991
SEC CRD Numbers 123859
Legal Entity Identifier None

Principal Office

3705 CONCORD PIKE
WILMINGTON
DE
United States
MON - THUR 7:30 - 5; FRI 7:30 - 4, MON - THUR 7:30 - 5; FRI 7:30 - 4
Tel: 302-765-3500, Fax: 302-765-3600

Websites

www.instagram.com/diversifiedllc www.pinterest.com/diversified_llc www.linkedin.com/company/diversifiedllc/ www.facebook.com/diversified-llc-1806127749652017 diversifiedllc.com www.youtube.com/channel/uceiv18j0pgvniqqz7iabdsq twitter.com/diversifiedllc_

Chief Compliance Officer

DAVID LEVY
PARTNER
3705 CONCORD PIKE
WILMINGTON
DE
United States
Tel: 302-765-3500
Fax: 302-765-3600
(Full email address available in API data)

Regulatory Contact

ANTHONY LABARBERA
COO
3705 CONCORD PIKE
WILMINGTON
DE
United States
Tel: 302-765-3500
Fax: 302-765-3600
(Full email address available in API data)

Industry Affiliates

DIVERSIFIED INSURANCE, LLC Insurance company or agency
DIVERSIFIED TAX, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CASH MANAGEMENT, L.P. II CASH FUND, FIXED INCOME $36.3M $0.0M 5

Control Persons

Name Type Entity Title Since Ownership
HORWATH, MICHAEL, TODD Individual – CHIEF INVESTMENT OFFICER 08/2019 < 5%
ROSEN, ANDREW, SCOTT Individual – PARTNER/PRESIDENT 07/2011 50-75%
LEVY, DAVID, Phillip Individual – PARTNER/CHIEF COMPLIANCE OFFICER 07/2011 50-75%
Fisher, Michael, Allen Individual – CHIEF EXECUTIVE OFFICER 09/2019 < 5%
LaBarbera, Anthony Individual – CHIEF OPERATING OFFICER 01/2023 < 5%

No. Employees, Historic

40200201920202021202220232024202511 on 4/16/201911 on 6/6/201911 on 8/1/201911 on 9/10/201911 on 9/26/201913 on 3/19/202013 on 5/21/202013 on 6/17/202013 on 8/24/202013 on 10/1/202013 on 10/21/202013 on 1/4/202113 on 1/5/202119 on 3/10/202119 on 8/31/202119 on 9/3/202119 on 9/30/202119 on 12/22/202124 on 3/22/202224 on 6/1/202224 on 6/17/202224 on 6/17/202224 on 6/27/202224 on 8/18/202224 on 9/9/202224 on 9/19/202224 on 11/7/202232 on 3/30/202332 on 7/11/202332 on 9/5/202332 on 11/27/202332 on 11/27/202332 on 1/22/202437 on 3/4/202437 on 3/4/2024

RAUM, Historic

2B1B02019202020212022202320242025323908994 on 4/16/2019323908994 on 6/6/2019323908994 on 8/1/2019323908994 on 9/10/2019323908994 on 9/26/2019507926753 on 3/19/2020507926753 on 5/21/2020507926753 on 6/17/2020507926753 on 8/24/2020507926753 on 10/1/2020507926753 on 10/21/2020507926753 on 1/4/2021507926753 on 1/5/2021914775966 on 3/10/2021914775966 on 8/31/2021914775966 on 9/3/2021914775966 on 9/30/2021914775966 on 12/22/20211234995220 on 3/22/20221234995220 on 6/1/20221234995220 on 6/17/20221234995220 on 6/17/20221234995220 on 6/27/20221234995220 on 8/18/20221234995220 on 9/9/20221234995220 on 9/19/20221234995220 on 11/7/20221289651590 on 3/30/20231289651590 on 7/11/20231289651590 on 9/5/20231289651590 on 11/27/20231289651590 on 11/27/20231289651590 on 1/22/20241553774222 on 3/4/20241553774222 on 3/4/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025651 on 4/16/2019651 on 6/6/2019651 on 8/1/2019651 on 9/10/2019651 on 9/26/2019622 on 3/19/2020622 on 5/21/2020622 on 6/17/2020622 on 8/24/2020622 on 10/1/2020622 on 10/21/2020622 on 1/4/2021622 on 1/5/20211052 on 3/10/20211052 on 8/31/20211052 on 9/3/20211052 on 9/30/20211052 on 12/22/20211008 on 3/22/20221008 on 6/1/20221008 on 6/17/20221008 on 6/17/20221008 on 6/27/20221008 on 8/18/20221008 on 9/9/20221008 on 9/19/20221008 on 11/7/20221403 on 3/30/20231403 on 7/11/20231403 on 9/5/20231403 on 11/27/20231403 on 11/27/20231403 on 1/22/20241491 on 3/4/20241491 on 3/4/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 631K 6K –
ABBOTT LABS COM 413K 4K –
ABBVIE INC COM 1M 7K –
ACCENTURE PLC IRELAND SHS CLASS A 537K 2K –
ADOBE INC COM 357K 642 –
ALPHABET INC CAP STK CL A 3M 15K –
ALPHABET INC CAP STK CL C 2M 12K –
ALTRIA GROUP INC COM 222K 5K –
AMAZON COM INC COM 2M 10K –
AMERICAN EXPRESS CO COM 440K 2K –
AMERICAN WTR WKS CO INC NEW COM 429K 3K –
AMGEN INC COM 286K 916 –
APPLE INC COM 13M 62K –
APPLIED MATLS INC COM 495K 2K –
ARBOR REALTY TRUST INC COM 205K 14K –
ASML HOLDING N V N Y REGISTRY SHS 274K 268 –
ASTRAZENECA PLC SPONSORED ADR 329K 4K –
AT&T INC COM 426K 22K –
AUTOMATIC DATA PROCESSING IN COM 266K 1K –
BANK AMERICA CORP COM 805K 20K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 6K –
BLACKROCK HEALTH SCIENCES TR COM 482K 12K –
BLACKROCK INC COM 255K 324 –
BONDBLOXX ETF TRUST BLOOMBERG SEVEN 33M 704K –
BROADCOM INC COM 634K 395 –
CAMPBELL SOUP CO COM 274K 6K –
CATERPILLAR INC COM 706K 2K –
CHEVRON CORP NEW COM 859K 5K –
CISCO SYS INC COM 412K 9K –
COCA COLA CO COM 808K 13K –
COMCAST CORP NEW CL A 541K 14K –
CONOCOPHILLIPS COM 255K 2K –
CONSTELLATION ENERGY CORP COM 962K 5K –
CORTEVA INC COM 246K 5K –
COSTCO WHSL CORP NEW COM 434K 511 –
CSX CORP COM 426K 13K –
CVS HEALTH CORP COM 212K 4K –
DEERE & CO COM 356K 953 –
DISNEY WALT CO COM 613K 6K –
DOUBLELINE ETF TRUST COMMERCIAL REAL 13M 259K –
DOW INC COM 317K 6K –
DUPONT DE NEMOURS INC COM 580K 7K –
EATON CORP PLC SHS 272K 868 –
EATON VANCE ENHANCED EQUITY COM 292K 13K –
EATON VANCE RISK-MANAGED DIV COM 132K 15K –
EATON VANCE TAX-MANAGED BUY- COM 234K 17K –
EATON VANCE TAX-MANAGED GLOB COM 180K 22K –
ELI LILLY & CO COM 4M 4K –
ESSENTIAL UTILS INC COM 404K 11K –
ETF SER SOLUTIONS APTUS COLLRD INV 820K 22K –
EXELON CORP COM 441K 13K –
EXXON MOBIL CORP COM 5M 42K –
FACTSET RESH SYS INC COM 261K 638 –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 317K 18K –
FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 371K 2K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 296K 1K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 507K 6K –
FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 251K 6K –
FIRST TR MORNINGSTAR DIVID L SHS 736K 19K –
FIRST TR NASDAQ 100 TECH IND SHS 2M 8K –
FIRST US BANCSHARES INC COM 106K 11K –
FRANKLIN TEMPLETON ETF TR HIGH YIELD CORP 211K 9K –
GARTNER INC COM 285K 634 –
GE AEROSPACE COM NEW 268K 2K –
GLOBAL X FDS US INFR DEV ETF 497K 13K –
GOLDMAN SACHS GROUP INC COM 233K 515 –
HOME DEPOT INC COM 1M 4K –
HONEYWELL INTL INC COM 480K 2K –
ILLINOIS TOOL WKS INC COM 251K 1K –
IMPERIAL OIL LTD COM NEW 363K 5K –
INTEL CORP COM 215K 7K –
INTERNATIONAL BUSINESS MACHS COM 723K 4K –
INTUIT COM 209K 318 –
INTUITIVE SURGICAL INC COM NEW 355K 798 –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 17M 88K –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 3M 25K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 208K 3K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 640K 17K –
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 2M 20K –
INVESCO EXCHANGE TRADED FD T PHARMACEUTICALS 333K 4K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 1M 32K –
INVESCO EXCHANGE TRADED FD T AI AND NEXT GEN 402K 8K –
INVESCO QQQ TR UNIT SER 1 3M 5K –
ISHARES INC MSCI GBL MIN VOL 354K 3K –
ISHARES INC ESG AWR MSCI EM 375K 11K –
ISHARES INC CORE MSCI EMKT 1M 21K –
ISHARES TR RUS 1000 GRW ETF 848K 2K –
ISHARES TR ESG AW MSCI EAFE 1M 14K –
ISHARES TR CALIF MUN BD ETF 236K 4K –
ISHARES TR CORE S&P US VLU 230K 3K –
ISHARES TR MSCI KLD400 SOC 2M 18K –
ISHARES TR CORE INTL AGGR 2M 43K –
ISHARES TR JPMORGAN USD EMG 930K 11K –
ISHARES TR CORE S&P MCP ETF 885K 15K –
ISHARES TR CORE US AGGBD ET 11M 112K –
ISHARES TR RUSSELL 2000 ETF 61M 301K –
ISHARES TR MBS ETF 974K 11K –
ISHARES TR CORE MSCI EAFE 1M 17K –
ISHARES TR SHRT NAT MUN ETF 339K 3K –
ISHARES TR S&P 500 GRWT ETF 279K 3K –
ISHARES TR ESG AWRE USD ETF 484K 21K –
ISHARES TR ESG AWR US AGRGT 673K 14K –
ISHARES TR ESG AWR MSCI USA 796K 7K –
ISHARES TR 0-5YR HI YL CP 358K 8K –
ISHARES TR U.S. FIN SVC ETF 2M 34K –
ISHARES TR IBOXX HI YD ETF 246K 3K –
ISHARES TR CORE S&P500 ETF 46M 85K –
ISHARES TR MSCI INTL QUALTY 243K 6K –
ISHARES TR U.S. MED DVC ETF 3M 56K –
ISHARES TR CORE MSCI INTL 464K 7K –
ISHARES TR MSCI USA VALUE 288K 3K –
ISHARES TR MSCI USA MIN VOL 2M 30K –
ISHARES TR MSCI USA ESG SLC 1M 12K –
ISHARES TR MSCI USA QLT FCT 2M 9K –
ISHARES TR IBOXX INV CP ETF 1M 10K –
ISHARES TR GLOBAL REIT ETF 2M 69K –
ISHARES TR US CONSM STAPLES 216K 3K –
ISHARES TR ESG AWRE 1 5 YR 368K 15K –
ISHARES TR CORE S&P SCP ETF 241K 2K –
ISHARES TR CORE S&P US GWT 850K 7K –
ISHARES TR EAFE GRWTH ETF 1M 14K –
ISHARES TR NATIONAL MUN ETF 3M 27K –
J P MORGAN EXCHANGE TRADED F INCOME ETF 27M 601K –
JOHNSON & JOHNSON COM 1M 8K –
JPMORGAN CHASE & CO. COM 2M 11K –
KEYSIGHT TECHNOLOGIES INC COM 309K 2K –
LAM RESEARCH CORP COM 217K 204 –
LOCKHEED MARTIN CORP COM 1M 3K –
LOWES COS INC COM 381K 2K –
MASTERCARD INCORPORATED CL A 315K 713 –
MCDONALDS CORP COM 770K 3K –
MERCK & CO INC COM 1M 8K –
META PLATFORMS INC CL A 2M 3K –
MICROSOFT CORP COM 7M 16K –
MORGAN STANLEY COM NEW 264K 3K –
NETFLIX INC COM 232K 343 –
NEXTERA ENERGY INC COM 616K 9K –
NIKE INC CL B 374K 5K –
NORFOLK SOUTHN CORP COM 328K 2K –
NOVO-NORDISK A S ADR 874K 6K –
NUSHARES ETF TR NUVEEN ESG LRGCP 221K 3K –
NUSHARES ETF TR NUVEEN ESG SMLCP 610K 16K –
NUSHARES ETF TR NUVEEN ESG US 820K 38K –
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 322K 13K –
NVIDIA CORPORATION COM 7M 61K –
NXP SEMICONDUCTORS N V COM 207K 770 –
ONEOK INC NEW COM 264K 3K –
ORACLE CORP COM 448K 3K –
PARKER-HANNIFIN CORP COM 357K 705 –
PEPSICO INC COM 938K 6K –
PFIZER INC COM 670K 24K –
PHILLIPS 66 COM 270K 2K –
PNC FINL SVCS GROUP INC COM 590K 4K –
POWERSHARES ACTIVELY MANAGED TOTAL RETURN 242K 5K –
PROCTER AND GAMBLE CO COM 1M 8K –
PROGRESSIVE CORP COM 242K 1K –
PROSHARES TR S&P 500 DV ARIST 579K 6K –
QUALCOMM INC COM 309K 2K –
QUANTA SVCS INC COM 279K 1K –
RTX CORPORATION COM 203K 2K –
SALESFORCE INC COM 232K 904 –
SCHWAB STRATEGIC TR US LCAP GR ETF 1M 10K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 92M 1M –
SCHWAB STRATEGIC TR US TIPS ETF 207K 4K –
SCHWAB STRATEGIC TR SHT TM US TRES 226K 5K –
SCHWAB STRATEGIC TR INTL EQTY ETF 3M 76K –
SCHWAB STRATEGIC TR US LCAP VA ETF 804K 11K –
SCHWAB STRATEGIC TR US LRG CAP ETF 251M 4M –
SCHWAB STRATEGIC TR INTL SCEQT ETF 2M 49K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 2M 59K –
SCHWAB STRATEGIC TR US SML CAP ETF 208K 4K –
SELECT SECTOR SPDR TR SBI CONS DISCR 2M 13K –
SELECT SECTOR SPDR TR SBI INT-UTILS 1M 16K –
SELECT SECTOR SPDR TR TECHNOLOGY 666K 3K –
SELECT SECTOR SPDR TR ENERGY 1M 14K –
SELECT SECTOR SPDR TR SBI CONS STPLS 2M 31K –
SELECT SECTOR SPDR TR FINANCIAL 349K 8K –
SELECT SECTOR SPDR TR COMMUNICATION 46M 535K –
SIREN ETF TR DIVCN LDRS ETF 715K 11K –
SOUTHERN CO COM 2M 29K –
SPDR DOW JONES INDL AVERAGE UT SER 1 503K 1K –
SPDR GOLD TR GOLD SHS 647K 3K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 677K 18K –
SPDR INDEX SHS FDS PORTFLO EURP ETF 214K 5K –
SPDR S&P 500 ETF TR TR UNIT 569K 1K –
SPDR SER TR PRTFLO S&P500 HI 329K 8K –
SPDR SER TR PRTFLO S&P500 GW 660K 8K –
SPDR SER TR PORTFLI HIGH YLD 586K 25K –
SPDR SER TR PORTFOLIO INTRMD 214K 7K –
SPDR SER TR S&P 600 SMCP VAL 6M 83K –
SPDR SER TR NUVEEN BLOOMBERG 434K 17K –
SPDR SER TR PORT MTG BK ETF 223K 10K –
SPDR SER TR S&P 600 SMCP GRW 4M 52K –
SPDR SER TR PORTFOLIO S&P600 217K 5K –
SPDR SER TR PORTFLI INTRMDIT 227K 8K –
SPDR SER TR PRTFLO S&P500 VL 536K 11K –
STARBUCKS CORP COM 292K 4K –
STRYKER CORPORATION COM 258K 757 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 377K 2K –
TESLA INC COM 477K 2K –
TEXAS INSTRS INC COM 569K 3K –
THERMO FISHER SCIENTIFIC INC COM 614K 1K –
TJX COS INC NEW COM 275K 2K –
TRANE TECHNOLOGIES PLC SHS 356K 1K –
UNITED PARCEL SERVICE INC CL B 212K 2K –
UNITEDHEALTH GROUP INC COM 2M 3K –
VANECK ETF TRUST JP MRGAN EM LOC 238K 10K –
VANECK ETF TRUST SEMICONDUCTR ETF 38M 145K –
VANGUARD BD INDEX FDS SHORT TRM BOND 315K 4K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 207K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 10K –
VANGUARD INDEX FDS SML CP GRW ETF 361K 1K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INDEX FDS VALUE ETF 2M 9K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 3K –
VANGUARD INDEX FDS MCAP VL IDXVIP 343K 2K –
VANGUARD INDEX FDS EXTEND MKT ETF 2M 15K –
VANGUARD INDEX FDS SM CP VAL ETF 765K 4K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 410K 9K –
VANGUARD MUN BD FDS TAX EXEMPT BD 504K 10K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 3M 35K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 3M 38K –
VANGUARD STAR FDS VG TL INTL STK F 256K 4K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 24K –
VANGUARD WORLD FD INF TECH ETF 5M 9K –
VANGUARD WORLD FD CONSUM STP ETF 629K 3K –
VERIZON COMMUNICATIONS INC COM 486K 12K –
VISA INC COM CL A 1M 5K –
WALMART INC COM 762K 11K –
WELLS FARGO CO NEW COM 403K 7K –
WISDOMTREE TR US SMALLCAP DIVD 339K 11K –
WISDOMTREE TR US MIDCAP DIVID 248K 5K –