Hedge Fund Database

LAIDLAW WEALTH MANAGEMENT LLC

Adviser information for LAIDLAW WEALTH MANAGEMENT LLC last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 22
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,128 $522.3M
Non-Discretionary 43 $8.1M
Total 1,171 $530.4M

Clients

Type Number RAUM
Individuals 319 $115.4M
HNW Individuals 112 $382.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $3.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 11 $28.6M
Other 1 $529,882
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-112592
SEC ERA File Number 801-112592
SEC CIK Numbers 1800608
SEC CRD Numbers 150040
Legal Entity Identifier None

Principal Office

521 FIFTH AVE
12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-953-4951, Fax: 212-697-1096

Websites

www.linkedin.com/company/laidlaw-asset-management/ laidlawwealthmanagement.com

Chief Compliance Officer

ALEX SHTAYNBERGER
521 FIFTH AVE
12TH FLOOR
NEW YORK
NY
United States
Tel: 212-953-4951
Fax: 212-697-1096
(Full email address available in API data)

Regulatory Contact

CHARLES SMULEVITZ
521 FIFTH AVE
12TH FLOOR
NEW YORK
NY
United States
Tel: 212-953-4904
(Full email address available in API data)

Industry Affiliates

LAIDLAW & COMPANY (UK) LTD. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
LAIDLAW & COMPANY INTERNATIONAL, LTD Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LAIDLAW HOLDINGS, LTD Foreign Entity – OWNER 04/2009 > 75%
GARNET TRUST Domestic Entity LAIDLAW HOLDINGS, LTD OWNER 10/2008 50-75%
BUFF TRUST Domestic Entity LAIDLAW HOLDINGS, LTD OWNER 10/2008 50-75%
TESEI, JOHN, PAYSON Individual – TRUSTEE OF THE BUFF TRUST 04/2009 < 5%
TESEI, JOHN, PAYSON Individual – TRUSTEE OF THE GARNET TRUST 04/2009 < 5%
Hassan, Keith Individual – MANAGING PARTNER 02/2018 < 5%
Basis, Theologos, Stavros Individual – CHIEF COMPLIANCE OFFICER 11/2021 < 5%

No. Employees, Historic

5025020192020202120222023202420252 on 5/6/20192 on 5/14/20192 on 6/3/20192 on 9/10/20192 on 12/5/20192 on 12/11/201924 on 3/26/202024 on 5/1/202024 on 6/5/202024 on 6/25/202024 on 6/25/202024 on 8/3/202041 on 10/14/202041 on 10/16/202041 on 12/1/202041 on 12/1/202035 on 3/11/202135 on 3/12/202135 on 4/12/202135 on 8/4/202135 on 11/16/202135 on 2/2/202235 on 2/3/202248 on 3/1/202248 on 7/15/202248 on 9/19/202248 on 12/2/202248 on 12/3/202243 on 3/2/202343 on 3/3/202315 on 7/26/202315 on 7/31/202315 on 8/1/202315 on 1/4/202415 on 1/23/202422 on 2/6/202422 on 2/7/2024

RAUM, Historic

1B500M02019202020212022202320242025107096420 on 5/6/2019107096420 on 5/14/2019107096420 on 6/3/2019107096420 on 9/10/2019107096420 on 12/5/2019107096420 on 12/11/2019332496493 on 3/26/2020332496493 on 5/1/2020332496493 on 6/5/2020332496493 on 6/25/2020332496493 on 6/25/2020332496493 on 8/3/2020332496493 on 10/14/2020332496493 on 10/16/2020332496493 on 12/1/2020332496493 on 12/1/2020776306268 on 3/11/2021776306268 on 3/12/2021776306268 on 4/12/2021776306268 on 8/4/2021776306268 on 11/16/2021776306268 on 2/2/2022776306268 on 2/3/2022995309542 on 3/1/2022995309542 on 7/15/2022995309542 on 9/19/2022995309542 on 12/2/2022995309542 on 12/3/2022886516502 on 3/2/2023886516502 on 3/3/2023572995871 on 7/26/2023572995871 on 7/31/2023572995871 on 8/1/2023572995871 on 1/4/2024572995871 on 1/23/2024530409798 on 2/6/2024530409798 on 2/7/2024

No. Clients, Historic

1,00050002019202020212022202320242025396 on 5/6/2019396 on 5/14/2019396 on 6/3/2019396 on 9/10/2019396 on 12/5/2019396 on 12/11/2019365 on 3/26/2020365 on 5/1/2020365 on 6/5/2020365 on 6/25/2020365 on 6/25/2020365 on 8/3/2020365 on 10/14/2020365 on 10/16/2020365 on 12/1/2020365 on 12/1/2020810 on 3/11/2021810 on 3/12/2021810 on 4/12/2021810 on 8/4/2021810 on 11/16/2021810 on 2/2/2022810 on 2/3/2022984 on 3/1/2022984 on 7/15/2022984 on 9/19/2022984 on 12/2/2022984 on 12/3/2022967 on 3/2/2023967 on 3/3/2023513 on 7/26/2023513 on 7/31/2023513 on 8/1/2023513 on 1/4/2024513 on 1/23/2024443 on 2/6/2024443 on 2/7/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 6M 30K –
AMAZON COM INC COM 3M 16K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
ENERGY TRANSFER L P COM UT LTD PTN 339K 21K –
MICROSOFT CORP COM 8M 17K –
SCHLUMBERGER LTD COM STK 604K 13K –
UNITEDHEALTH GROUP INC COM 751K 1K –
VISA INC COM CL A 561K 2K –
NVIDIA CORPORATION COM 7M 57K –
TESLA INC COM 2M 12K –
VANGUARD WORLD FD INF TECH ETF 2M 4K –
ALPHABET INC CAP STK CL C 3M 17K –
ALPHABET INC CAP STK CL A 971K 5K –
META PLATFORMS INC CL A 2M 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 512K 1K –
AIRBNB INC COM CL A 963K 6K –
VANGUARD WORLD FD CONSUM DIS ETF 322K 1K –
VANGUARD WORLD FD HEALTH CAR ETF 572K 2K –
VANGUARD INDEX FDS REAL ESTATE ETF 1M 12K –
SELECT SECTOR SPDR TR SBI MATERIALS 716K 8K –
SELECT SECTOR SPDR TR COMMUNICATION 1M 12K –
SELECT SECTOR SPDR TR FINANCIAL 2M 57K –
SELECT SECTOR SPDR TR INDL 1M 11K –
SELECT SECTOR SPDR TR SBI CONS STPLS 276K 4K –
ISHARES INC MSCI GBL MIN VOL 1M 11K –
ISHARES INC MSCI EMERG MRKT 905K 16K –
WESTERN ASSET EMERGING MKTS COM 455K 49K –
ETF SER SOLUTIONS DEFIANCE NEXT 593K 14K –
FRANKLIN ETF TR SHRT DUR US GOVT 307K 3K –
ISHARES GOLD TR ISHARES NEW 2M 53K –
SPDR SER TR S&P 400 MDCP GRW 1M 17K –
PIMCO ETF TR ENHAN SHRT MA AC 223K 2K –
SCHWAB STRATEGIC TR US LCAP GR ETF 3M 32K –
ISHARES SILVER TR ISHARES 2M 64K –
SPDR SER TR S&P 600 SMCP GRW 1M 14K –
GLOBAL X FDS GLOBAL X URANIUM 715K 25K –
ISHARES TR MSCI USA MIN VOL 2M 30K –
POWERSHARES ACTIVELY MANAGED VAR RATE INVT 233K 9K –
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 1M 23K –
INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 1M 26K –
AMPLIFY ETF TR BLOCKCHAIN LDR 687K 19K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 719K 13K –
ISHARES TR CMBS ETF 2M 35K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 631K 12K –
GLOBAL X FDS VDEO GAM ESPRT 495K 23K –
ISHARES TR GENOMICS IMMUN 483K 21K –
ISHARES TR SELF DRIVNG EV 447K 16K –
KRANESHARES TRUST QUADRTC INT RT 3M 145K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 2M 34K –
ETF SER SOLUTIONS DEFIANCE QUANT 640K 10K –
FIRST TR EXCHANGE-TRADED FD NASDQ ARTFCIAL 459K 11K –
ISHARES TR SHORT TREAS BD 5M 42K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 4M 57K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 5M 79K –
AMGEN INC COM 752K 2K –
CISCO SYS INC COM 544K 11K –
CHEVRON CORP NEW COM 625K 4K –
DOW INC COM 447K 8K –
INTERNATIONAL BUSINESS MACHS COM 637K 4K –
COCA COLA CO COM 598K 9K –
3M CO COM 473K 5K –
MERCK & CO INC COM 790K 6K –
VERIZON COMMUNICATIONS INC COM 692K 17K –
SCHWAB STRATEGIC TR SHT TM US TRES 289K 6K –
CROWDSTRIKE HLDGS INC CL A 473K 1K –
NETFLIX INC COM 1M 2K –
PALANTIR TECHNOLOGIES INC CL A 4M 148K –
ADVANCED MICRO DEVICES INC COM 1M 8K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 795K 11K –
BROADCOM INC COM 798K 497 –
EATON CORP PLC SHS 309K 986 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 230K 1K –
VALE S A SPONSORED ADS 144K 13K –
ALDEYRA THERAPEUTICS INC COM 56K 17K –
ARCH CAP GROUP LTD ORD 212K 2K –
AMPHENOL CORP NEW CL A 258K 4K –
ASML HOLDING N V N Y REGISTRY SHS 240K 235 –
DECKERS OUTDOOR CORP COM 218K 225 –
ELI LILLY & CO COM 1M 1K –
LAM RESEARCH CORP COM 415K 390 –
PALO ALTO NETWORKS INC COM 1M 4K –
EXXON MOBIL CORP COM 328K 3K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 2M 44K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 27K –
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 1M 21K –
FIRST TR VALUE LINE DIVID IN SHS 572K 14K –
WORLD GOLD TR SPDR GLD MINIS 461K 10K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 2M 9K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 1M 42K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 546K 16K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 561K 3K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 645K 13K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 2M 46K –
ISHARES TR GLOBAL ENERG ETF 269K 6K –
ISHARES TR CRE U S REIT ETF 265K 5K –
VANGUARD WORLD FD CONSUM STP ETF 1M 7K –
SELECT SECTOR SPDR TR TECHNOLOGY 5M 23K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 3M 23K –
SELECT SECTOR SPDR TR SBI CONS DISCR 3M 17K –
GLOBAL X FDS GLOBAL X COPPER 378K 8K –
BANK AMERICA CORP COM 203K 5K –
CASEYS GEN STORES INC COM 337K 884 –
CHIPOTLE MEXICAN GRILL INC COM 219K 4K –
DELL TECHNOLOGIES INC CL C 381K 3K –
GOLDMAN SACHS GROUP INC COM 301K 666 –
MELCO RESORTS AND ENTMNT LTD ADR 189K 25K –
AMERICAN TOWER CORP NEW COM 506K 3K –
DISNEY WALT CO COM 265K 3K –
ELEVANCE HEALTH INC COM 364K 672 –
GE AEROSPACE COM NEW 462K 3K –
HOME DEPOT INC COM 473K 1K –
JOHNSON & JOHNSON COM 554K 4K –
JPMORGAN CHASE & CO. COM 653K 3K –
MICRON TECHNOLOGY INC COM 205K 2K –
ORACLE CORP COM 504K 4K –
PROCTER AND GAMBLE CO COM 517K 3K –
ADOBE INC COM 3M 5K –
COSTCO WHSL CORP NEW COM 1M 2K –
SELECT SECTOR SPDR TR ENERGY 1M 13K –
BLACKSTONE INC COM 215K 2K –
VANECK ETF TRUST GOLD MINERS ETF 225K 7K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 22K –
FIDELITY WISE ORIGIN BITCOIN SHS 249K 5K –
ISHARES TR US INDUSTRIALS 533K 4K –
ISHARES TR US CONSM STAPLES 317K 5K –
ISHARES TR GLB CNS DISC ETF 682K 4K –
VANGUARD WORLD FD COMM SRVC ETF 2M 12K –
INVESCO QQQ TR UNIT SER 1 2M 3K –
ISHARES TR U.S. FINLS ETF 567K 6K –
ISHARES TR US HLTHCARE ETF 488K 8K –
VANGUARD WORLD FD INDUSTRIAL ETF 2M 7K –
ISHARES TR U.S. UTILITS ETF 480K 5K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 4M 115K –
VANGUARD WORLD FD FINANCIALS ETF 1M 15K –
PFIZER INC COM 296K 11K –
ISHARES TR US CONSUM DISCRE 597K 7K –
ISHARES TR U.S. TECH ETF 3M 23K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 208K 3K –
VANGUARD WORLD FD MATERIALS ETF 347K 2K –
SALESFORCE INC COM 594K 2K –
MASTERCARD INCORPORATED CL A 561K 1K –
SERVICENOW INC COM 760K 966 –
PHILIP MORRIS INTL INC COM 217K 2K –
INVESCO QQQ TR UNIT SER 1 5K 120 –
VERTEX PHARMACEUTICALS INC COM 330K 703 –
INVESCO EXCH TRADED FD TR II KBW BK ETF 890K 17K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 500K 16K –
PROSHARES TR SHORT S&P 500 NE 285K 25K –
PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 679K 37K –
PRINCIPAL EXCHANGE TRADED FD US MEGA CP ETF 528K 10K –
INFOSYS LTD SPONSORED ADR 209K 11K –
PROSHARES TR SHORT QQQ 747K 18K –
VANGUARD INDEX FDS VALUE ETF 305K 2K –
VANGUARD INDEX FDS GROWTH ETF 327K 873 –
SCHWAB STRATEGIC TR US SML CAP ETF 255K 5K –
ISHARES TR GLOB INDSTRL ETF 600K 4K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 1M 42K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 201K 4K –
FIRST TR EXCHNG TRADED FD VI VEST NASDAQ 100 299K 15K –
NAVITAS SEMICONDUCTOR CORP COM 72K 18K –
D-WAVE QUANTUM INC COM 58K 50K –
ISHARES TR GBL COMM SVC ETF 1M 13K –
FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 270K 4K –
GOLDMAN SACHS ETF TR ACCES TREASURY 2M 17K –
BRILLIANT EARTH GROUP INC CL A COM 120K 54K –
FIRST TR EXCHANGE-TRADED FD NASDQ OIL GAS 250K 8K –
BROADWIND INC COM NEW 35K 11K –
COINBASE GLOBAL INC COM CL A 360K 2K –
RIVIAN AUTOMOTIVE INC COM CL A 137K 10K –
FREYR BATTERY INC COM NEW 24K 14K –
ELEVANCE HEALTH INC COM 2K 6 –
INVESCO EXCHANGE TRADED FD T S&P 500A EQL 230K 8K –
GLOBAL X FDS GLOBAL X URANIUM 33K 146 –
INSPIRA TECHNOLOGIES OXY BHN SHS 19K 14K –
NAAS TECHNOLOGY INC SPONSORED ADS 74K 31K –