SOUTHERN CAPITAL ADVISORS, LLC

Adviser information for SOUTHERN CAPITAL ADVISORS, LLC last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,637 $414.3M
Non-Discretionary 1 $134,272
Total 1,638 $414.5M

Clients

Type Number RAUM
Individuals 518 $145.1M
HNW Individuals 123 $264.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.8M
Charitable organizations <5 $329,153
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly charges

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 414.5M
Portfolio Manager to Program Sponsor
SOUTHERN CAPITAL ADVISORS, LLC WRAP FEE PROGRAM SOUTHERN CAPITAL ADVISORS, LLC

Identifiers

SEC RIA File Number 801-112593
SEC ERA File Number 801-112593
SEC CIK Numbers 1909249
SEC CRD Numbers 292275
Legal Entity Identifier None

Principal Office

3801 NORTH HIGHLAND AVENUE
JACKSON
TN
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 731-265-6812, Fax: 731-265-6819

Chief Compliance Officer

JASON B LOCKRIDGE
CHIEF COMPLIANCE OFFICER
3801 NORTH HIGHLAND AVENUE
JACKSON
TN
United States
Tel: 731-265-6812
Fax: 731-265-6819
(Full email address available in API data)

Regulatory Contact

CHARLES L JOHNSON
MANAGING MEMBER
3801 NORTH HIGHLAND AVENUE
JACKSON
TN
United States
Tel: 731-265-6812
Fax: 731-265-6819
(Full email address available in API data)

Industry Affiliates

SOUTHERN CAPITAL CONSULTING, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JOHNSON, CHARLES, LEE Individual MANAGING MEMBER 11/2017 > 75%
Lockridge, Jason, B Individual MEMBER & CHIEF COMPLIANCE OFFICER 11/2017 10-25%

No. Employees, Historic

105020192020202120222023202420253 on 7/12/20193 on 8/23/20193 on 1/2/20203 on 2/26/20203 on 5/6/20203 on 1/20/20214 on 12/15/20214 on 2/4/20225 on 1/9/20235 on 2/8/20235 on 10/31/20236 on 1/2/20246 on 2/9/2024

RAUM, Historic

500M250M02019202020212022202320242025175344879 on 7/12/2019175344879 on 8/23/2019175344879 on 1/2/2020221053084 on 2/26/2020221053084 on 5/6/2020270432401 on 1/20/2021270432401 on 12/15/2021372604117 on 2/4/2022372604117 on 1/9/2023332568750 on 2/8/2023332568750 on 10/31/2023332568750 on 1/2/2024414450101 on 2/9/2024

No. Clients, Historic

70035002019202020212022202320242025350 on 7/12/2019350 on 8/23/2019350 on 1/2/2020375 on 2/26/2020375 on 5/6/2020447 on 1/20/2021447 on 12/15/2021543 on 2/4/2022543 on 1/9/2023597 on 2/8/2023597 on 10/31/2023597 on 1/2/2024644 on 2/9/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 232K 2K
AFLAC INC COM 2M 17K
AMAZON COM INC COM 808K 4K
AMGEN INC COM 442K 1K
APPLE INC COM 4M 20K
ARM HOLDINGS PLC SPONSORED ADS 265K 2K
AUTOZONE INC COM 296K 100
BANK AMERICA CORP COM 242K 6K
BLACKROCK INC COM 1M 1K
BOEING CO COM 27K 148
BOEING CO COM 364K 2K
BROADCOM INC COM 2M 1K
CHEVRON CORP NEW COM 399K 3K
CISCO SYS INC COM 201K 4K
COCA COLA CO COM 317K 5K
EXXON MOBIL CORP COM 549K 5K
FIDELITY COVINGTON TRUST MSCI CONSM DIS 1M 14K
FIDELITY COVINGTON TRUST HIGH DIVID ETF 234K 5K
FIDELITY COVINGTON TRUST MSCI INFO TECH I 7M 43K
FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 4M 73K
FIDELITY COVINGTON TRUST CONSMR STAPLES 385K 8K
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 596K 9K
FIRST HORIZON CORPORATION COM 230K 15K
GE AEROSPACE COM NEW 2M 10K
GE VERNOVA INC COM 422K 2K
GRANITESHARES ETF TR 2X LONG NVDA DAI 230K 3K
HOME DEPOT INC COM 315K 915
INNOVATOR ETFS TRUST LADERD ALCTN PWR 601K 14K
INNOVATOR ETFS TRUST QUITY MANAGD FLR 600K 19K
INNOVATOR ETFS TRUST POWER BUFFER SET 607K 20K
INTERNATIONAL BUSINESS MACHS COM 378K 2K
INTUIT COM 2M 4K
INTUITIVE SURGICAL INC COM NEW 267K 600
ISHARES INC CORE MSCI EMKT 4M 83K
ISHARES TR MSCI USA MIN VOL 329K 4K
ISHARES TR US INDUSTRIALS 3M 28K
ISHARES TR CORE S&P500 ETF 18M 34K
ISHARES TR S&P 500 GRWT ETF 3M 36K
ISHARES TR ISHARES BIOTECH 301K 2K
ISHARES TR U.S. PHARMA ETF 3M 40K
ISHARES TR RUSSELL 2000 ETF 1M 5K
ISHARES TR US CONSUM DISCRE 3M 41K
ISHARES TR U.S. BAS MTL ETF 225K 2K
ISHARES TR CORE S&P US VLU 22M 251K
ISHARES TR U.S. FIN SVC ETF 3M 47K
ISHARES TR S&P 500 VAL ETF 3M 14K
ISHARES TR ISHARES SEMICDTR 244K 990
ISHARES TR CORE S&P SCP ETF 8M 71K
ISHARES TR RUS MD CP GR ETF 9M 86K
ISHARES TR CORE MSCI EAFE 13M 174K
ISHARES TR RUS MID CAP ETF 1M 17K
JOHNSON & JOHNSON COM 352K 2K
JPMORGAN CHASE & CO. COM 278K 1K
LOWES COS INC COM 236K 1K
MERCK & CO INC COM 569K 5K
META PLATFORMS INC CL A 353K 700
META PLATFORMS INC CL A 202K 400
MICROSOFT CORP COM 3M 7K
NEW YORK CMNTY BANCORP INC COM 119K 37K
NVIDIA CORPORATION COM 597K 5K
ORACLE CORP COM 756K 5K
PROCTER AND GAMBLE CO COM 4M 22K
REGIONS FINANCIAL CORP NEW COM 235K 12K
SERVICENOW INC COM 2M 2K
SPDR GOLD TR GOLD SHS 206K 956
SPDR S&P 500 ETF TR TR UNIT 230K 422
TRACTOR SUPPLY CO COM 588K 2K
TRANSOCEAN LTD REGISTERED SHS 96K 18K
TRUIST FINL CORP COM 201K 5K
UNITED PARCEL SERVICE INC CL B 13M 96K
UNITEDHEALTH GROUP INC COM 215K 422
VANGUARD INDEX FDS GROWTH ETF 1M 4K
VANGUARD WORLD FD INF TECH ETF 816K 1K
VERIZON COMMUNICATIONS INC COM 282K 7K
WALMART INC COM 2M 32K