SOUTHERN CAPITAL ADVISORS, LLC
Adviser information for SOUTHERN CAPITAL ADVISORS, LLC last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Tennessee, United States |
Employees
Total Number of Employees | 6 |
---|---|
Investment Advisory/Research | 6 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 6 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,637 | $414.3M |
Non-Discretionary | 1 | $134,272 |
Total | 1,638 | $414.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 518 | $145.1M |
HNW Individuals | 123 | $264.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $2.8M |
Charitable organizations | <5 | $329,153 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $1.9M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 500 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMHourly charges |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
---|---|
Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 414.5M |
Portfolio Manager to Program | Sponsor |
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SOUTHERN CAPITAL ADVISORS, LLC WRAP FEE PROGRAM | SOUTHERN CAPITAL ADVISORS, LLC |
Principal Office
3801 NORTH HIGHLAND AVENUEJACKSON
TN
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 731-265-6812, Fax: 731-265-6819
Websites
Chief Compliance Officer
JASON B LOCKRIDGE
CHIEF COMPLIANCE OFFICER
3801 NORTH HIGHLAND AVENUE
JACKSON
TN
United States
Tel:
731-265-6812
Fax:
731-265-6819
J****@******************M
(Full email address available in API data)
Regulatory Contact
CHARLES L JOHNSON
MANAGING MEMBER
3801 NORTH HIGHLAND AVENUE
JACKSON
TN
United States
Tel:
731-265-6812
Fax:
731-265-6819
L**@******************M
(Full email address available in API data)
Industry Affiliates
SOUTHERN CAPITAL CONSULTING, LLC | Accountant or accounting firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
JOHNSON, CHARLES, LEE | Individual | – | MANAGING MEMBER | 11/2017 | > 75% |
Lockridge, Jason, B | Individual | – | MEMBER & CHIEF COMPLIANCE OFFICER | 11/2017 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 232K | 2K | – |
AFLAC INC | COM | 2M | 17K | – |
AMAZON COM INC | COM | 808K | 4K | – |
AMGEN INC | COM | 442K | 1K | – |
APPLE INC | COM | 4M | 20K | – |
ARM HOLDINGS PLC | SPONSORED ADS | 265K | 2K | – |
AUTOZONE INC | COM | 296K | 100 | – |
BANK AMERICA CORP | COM | 242K | 6K | – |
BLACKROCK INC | COM | 1M | 1K | – |
BOEING CO | COM | 27K | 148 | – |
BOEING CO | COM | 364K | 2K | – |
BROADCOM INC | COM | 2M | 1K | – |
CHEVRON CORP NEW | COM | 399K | 3K | – |
CISCO SYS INC | COM | 201K | 4K | – |
COCA COLA CO | COM | 317K | 5K | – |
EXXON MOBIL CORP | COM | 549K | 5K | – |
FIDELITY COVINGTON TRUST | MSCI CONSM DIS | 1M | 14K | – |
FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 234K | 5K | – |
FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 7M | 43K | – |
FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | 4M | 73K | – |
FIDELITY COVINGTON TRUST | CONSMR STAPLES | 385K | 8K | – |
FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 596K | 9K | – |
FIRST HORIZON CORPORATION | COM | 230K | 15K | – |
GE AEROSPACE | COM NEW | 2M | 10K | – |
GE VERNOVA INC | COM | 422K | 2K | – |
GRANITESHARES ETF TR | 2X LONG NVDA DAI | 230K | 3K | – |
HOME DEPOT INC | COM | 315K | 915 | – |
INNOVATOR ETFS TRUST | LADERD ALCTN PWR | 601K | 14K | – |
INNOVATOR ETFS TRUST | QUITY MANAGD FLR | 600K | 19K | – |
INNOVATOR ETFS TRUST | POWER BUFFER SET | 607K | 20K | – |
INTERNATIONAL BUSINESS MACHS | COM | 378K | 2K | – |
INTUIT | COM | 2M | 4K | – |
INTUITIVE SURGICAL INC | COM NEW | 267K | 600 | – |
ISHARES INC | CORE MSCI EMKT | 4M | 83K | – |
ISHARES TR | MSCI USA MIN VOL | 329K | 4K | – |
ISHARES TR | US INDUSTRIALS | 3M | 28K | – |
ISHARES TR | CORE S&P500 ETF | 18M | 34K | – |
ISHARES TR | S&P 500 GRWT ETF | 3M | 36K | – |
ISHARES TR | ISHARES BIOTECH | 301K | 2K | – |
ISHARES TR | U.S. PHARMA ETF | 3M | 40K | – |
ISHARES TR | RUSSELL 2000 ETF | 1M | 5K | – |
ISHARES TR | US CONSUM DISCRE | 3M | 41K | – |
ISHARES TR | U.S. BAS MTL ETF | 225K | 2K | – |
ISHARES TR | CORE S&P US VLU | 22M | 251K | – |
ISHARES TR | U.S. FIN SVC ETF | 3M | 47K | – |
ISHARES TR | S&P 500 VAL ETF | 3M | 14K | – |
ISHARES TR | ISHARES SEMICDTR | 244K | 990 | – |
ISHARES TR | CORE S&P SCP ETF | 8M | 71K | – |
ISHARES TR | RUS MD CP GR ETF | 9M | 86K | – |
ISHARES TR | CORE MSCI EAFE | 13M | 174K | – |
ISHARES TR | RUS MID CAP ETF | 1M | 17K | – |
JOHNSON & JOHNSON | COM | 352K | 2K | – |
JPMORGAN CHASE & CO. | COM | 278K | 1K | – |
LOWES COS INC | COM | 236K | 1K | – |
MERCK & CO INC | COM | 569K | 5K | – |
META PLATFORMS INC | CL A | 353K | 700 | – |
META PLATFORMS INC | CL A | 202K | 400 | – |
MICROSOFT CORP | COM | 3M | 7K | – |
NEW YORK CMNTY BANCORP INC | COM | 119K | 37K | – |
NVIDIA CORPORATION | COM | 597K | 5K | – |
ORACLE CORP | COM | 756K | 5K | – |
PROCTER AND GAMBLE CO | COM | 4M | 22K | – |
REGIONS FINANCIAL CORP NEW | COM | 235K | 12K | – |
SERVICENOW INC | COM | 2M | 2K | – |
SPDR GOLD TR | GOLD SHS | 206K | 956 | – |
SPDR S&P 500 ETF TR | TR UNIT | 230K | 422 | – |
TRACTOR SUPPLY CO | COM | 588K | 2K | – |
TRANSOCEAN LTD | REGISTERED SHS | 96K | 18K | – |
TRUIST FINL CORP | COM | 201K | 5K | – |
UNITED PARCEL SERVICE INC | CL B | 13M | 96K | – |
UNITEDHEALTH GROUP INC | COM | 215K | 422 | – |
VANGUARD INDEX FDS | GROWTH ETF | 1M | 4K | – |
VANGUARD WORLD FD | INF TECH ETF | 816K | 1K | – |
VERIZON COMMUNICATIONS INC | COM | 282K | 7K | – |
WALMART INC | COM | 2M | 32K | – |