FELICITAS GLOBAL PARTNERS, LLC
Adviser information for FELICITAS GLOBAL PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $819.1M |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $819.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $108.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $710.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112594 |
|---|---|
| SEC ERA File Number | 801-112594 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292411 |
| Legal Entity Identifier | None |
Principal Office
65 NORTH RAYMOND AVENUESUITE 315
PASADENA
CA
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 310.461.8990, Fax: 800.536.8085
Chief Compliance Officer
YAN-JUNG LIU
65 NORTH RAYMOND AVENUE
SUITE 315
PASADENA
CA
United States
Tel:
310.461.8990
Fax:
800.536.8085
T***@**************M
(Full email address available in API data)
Industry Affiliates
| FELICITAS CLARITY GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| FELICITAS CYBER GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| FELICITAS DINER GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| FELICITAS SECONDARY FUND II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| FELICITAS TACTICAL OPPORTUNITIES FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| LINDBROOK CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FELICITAS CLARITY, LP | Private Equity Fund | $19.8M | $0.1M | 85 |
| FELICITAS CYBER, LP | Private Equity Fund | $25.6M | $0.0M | 2 |
| FELICITAS DEBT FUND, LP | PRIVATE DEBT AND EQUITY FUND | $120.2M | $0.5M | 138 |
| FELICITAS DINER, LP | Private Equity Fund | $29.8M | $0.0M | 1 |
| FELICITAS SA1, LP | Private Equity Fund | $152.7M | $0.5M | 1 |
| FELICITAS SECONDARY FUND II, LP | Private Equity Fund | $304.2M | $1.0M | 105 |
| FELICITAS SECONDARY FUND, LP | Private Equity Fund | $62.8M | $0.5M | 78 |
| FELICITAS SPV I, LP | Private Equity Fund | $55.9M | $0.0M | 1 |
| FELICITAS TACTICAL OPPORTUNITIES FUND, LP | Venture Capital Fund | $76.1M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHHAY, BONAR, MONY | Individual | – | MANAGING PARTNER | 01/2018 | < 5% |
| FELICITAS INVESTORS LLC | Domestic Entity | – | MEMBER | 12/2017 | 25-50% |
| LINDBROOK CAPITAL, LLC | Domestic Entity | – | MEMBER | 12/2017 | 50-75% |
| CHHAY, BONAR, MONY | Individual | FELICITAS INVESTORS LLC | MANAGING MEMBER | 12/2017 | > 75% |
| TYLER AND TARYN DRITZ REVOCABLE TRUST | Domestic Entity | LINDBROOK CAPITAL, LLC | MANAGING MEMBER | 09/2013 | 25-50% |
| POSEN/DEGAL LIVING TRUST | Domestic Entity | LINDBROOK CAPITAL, LLC | MANAGING MEMBER | 09/2013 | 25-50% |
| DRITZ, TYLER, SAMUEL | Individual | TYLER AND TARYN DRITZ REVOCABLE TRUST | TRUSTEE | 09/2013 | 50-75% |
| POSEN, BENJAMIN, ALAN | Individual | POSEN/DEGAL LIVING TRUST | TRUSTEE | 09/2013 | 50-75% |
| Dritz, Taryn, Sperry | Individual | TYLER AND TARYN DRITZ REVOCABLE TRUST | TRUSTEE | 09/2013 | 50-75% |
| Degal, Norinne, Grace | Individual | POSEN/DEGAL LIVING TRUST | TRUSTEE | 09/2013 | 50-75% |
| Liu, Yan-Jung | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |