WELLSPRING CAPITAL MANAGEMENT GROUP LLC
Adviser information for WELLSPRING CAPITAL MANAGEMENT GROUP LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $3.2B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $3.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 83 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesTRANSACTION FEES AS DESCRIBED IN PART 2A |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-112595 |
|---|---|
| SEC ERA File Number | 801-112595 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291049 |
| Legal Entity Identifier | None |
Principal Office
605 THIRD AVENUE44TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 6 PM
Tel: 212-318-9800, Fax: 212-318-9810
Websites
Chief Compliance Officer
SARAH MUDHO
GENERAL COUNSEL
605 THIRD AVENUE
44TH FLOOR
NEW YORK
NY
United States
Tel:
212-318-9800
Fax:
212-318-9810
S*****@********************M
(Full email address available in API data)
Regulatory Contact
LIAM O'SULLIVAN
CHIEF FINANCIAL OFFICER
605 THIRD AVENUE
44TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 318-9815
Fax:
212-318-9810
L*********@********************M
(Full email address available in API data)
Industry Affiliates
| WCM CONTINUATION FUND GENPAR, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WCM GENPAR IV, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WCM GENPAR V (CAYMAN), L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WCM GENPAR V, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WCM GENPAR VI (OFFSHORE), L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WCM GENPAR VI, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WCM GENPAR VII (OFFSHORE), L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WCM GENPAR VII, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WELLSPRING CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WCM CONTINUATION FUND, L.P. | Private Equity Fund | $840.2M | $1.0M | 10 |
| WELLSPRING CAPITAL PARTNERS VI (OFFSHORE), L.P. | Private Equity Fund | $755.3M | $10.0M | 25 |
| WELLSPRING CAPITAL PARTNERS VI (TE), L.P. | Private Equity Fund | $295.5M | $10.0M | 22 |
| WELLSPRING CAPITAL PARTNERS VI, L.P. | Private Equity Fund | $1,603.0M | $10.0M | 51 |
| WELLSPRING CAPITAL PARTNERS VII (OFFSHORE), L.P. | Private Equity Fund | $25.5M | $7.5M | 4 |
| WELLSPRING CAPITAL PARTNERS VII, L.P. | Private Equity Fund | $9.2M | $1.1M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARLES, ALEXANDER, EDWARD | Individual | – | MEMBER / MANAGER | 03/2017 | 10-25% |
| MORNINGSTAR, JOHN, EDWARD | Individual | – | MEMBER / MANAGER | 03/2017 | 10-25% |
| HARRISON, MATTHEW, GORDON | Individual | – | MEMBER / MANAGER | 03/2017 | 10-25% |
| MUDHO, SARAH, AKOTH | Individual | – | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | 11/2017 | < 5% |
| O'SULLIVAN, LIAM, TIMOTHY | Individual | – | CHIEF FINANCIAL OFFICER | 07/2019 | < 5% |