SYNERGY FUND MANAGEMENT GROUP LIMITED
Adviser information for SYNERGY FUND MANAGEMENT GROUP LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $518.0M |
| Non-Discretionary | 3 | $124.6M |
| Total | 11 | $642.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $518.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $103.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $21.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 81 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-112597 |
|---|---|
| SEC ERA File Number | 801-112597 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168167 |
| Legal Entity Identifier | None |
Principal Office
11/F, CLUB LUSITANO BUILDING16 ICE HOUSE STREET
CENTRAL
Hong Kong
Monday - Friday, 9-6
Tel: +852 2851 6772, Fax: +852 2851 6367
Chief Compliance Officer
LAU SAU HAN ELIZA
DIRECTOR
11/F, CLUB LUSITANO BUILDING
16 ICE HOUSE STREET
CENTRAL
Hong Kong
Tel:
+852 2851 6780
Fax:
+852 2851 6367
E*******@*************M
(Full email address available in API data)
Industry Affiliates
| SYNERGY FUND MANAGEMENT PTE. LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SYNERGY ASIA MARKET NEUTRAL MASTER FUND | Hedge Fund | $131.4M | $1.0M | 16 |
| SYNERGY ASIA MASTER FUND | Hedge Fund | $70.4M | $0.3M | 43 |
| SYNERGY GLOBAL FUND | Hedge Fund | $83.2M | $0.5M | 28 |
| SYNERGY GLOBAL MARKET NEUTRAL MASTER FUND | Hedge Fund | $77.1M | $0.5M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAU, SAU HAN ELIZA | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2010 | < 5% |
| CHAI, YEHLI | Individual | – | DIRECTOR, BUSINESS MANAGEMENT & CONTROL | 10/2010 | < 5% |
| LAU, SAU HAN ELIZA | Individual | ABDE & ASSOCIATES LIMITED | SOLE SHAREHOLDER OF ABDE & ASSOCIATES LIMITED | 02/2009 | > 75% |
| ABDE & ASSOCIATES LIMITED | Foreign Entity | – | OWNER | 01/2010 | > 75% |
| TSANG, REBECCA | Individual | – | DIRECTOR | 07/2017 | < 5% |