Hedge Fund Database

TOMS CAPITAL INVESTMENT MANAGEMENT LP

Adviser information for TOMS CAPITAL INVESTMENT MANAGEMENT LP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 10 $2.2B
Non-Discretionary 0 $0
Total 10 $2.2B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals <5 $370.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $1.4B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 4 $463.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 55

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-112614
SEC ERA File Number 801-112614
SEC CIK Numbers 1743937
SEC CRD Numbers 291362
Legal Entity Identifier 5493008G0Y8W4B2BWL04

Principal Office

450 WEST 14TH STREET
13TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 212-337-4100, Fax: None

Websites

www.tcim.com

Chief Compliance Officer

JACQUELINE DAGAN
GENERAL COUNSEL
450 WEST 14TH STREET
13TH FLOOR
NEW YORK
NY
United States
Tel: 212-337-4100
(Full email address available in API data)

Regulatory Contact

ANUPKUMAR PATEL
CHIEF FINANCIAL OFFICER
450 WEST 14TH STREET
13TH FLOOR
NEW YORK
NY
United States
Tel: 212-337-4100
(Full email address available in API data)

Industry Affiliates

TCIM GP LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
TCIM MASTER FUND LTD Hedge Fund $1,263.5M $5.0M 120

Control Persons

Name Type Entity Title Since Ownership
TCIM MANAGEMENT GP LLC Domestic Entity – GENERAL PARTNER 06/2017 < 5%
GOTTESMAN, NOAM Individual – LIMITED PARTNER 06/2017 50-75%
PASS, BENJAMIN Individual – CHIEF INVESTMENT OFFICER 06/2017 25-50%
Patel, Anupkumar, Rameshchandra Individual – CHIEF FINANCIAL OFFICER 06/2017 < 5%
GOTTESMAN, NOAM Individual TCIM MANAGEMENT GP LLC MANAGING MEMBER 06/2017 > 75%
DAGAN, JACQUELINE Individual – CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL 10/2023 < 5%

No. Employees, Historic

2010020202021202220232024202516 on 3/30/202016 on 6/30/202016 on 7/1/202017 on 3/26/202117 on 4/23/202117 on 10/1/202118 on 3/17/202217 on 3/30/202317 on 8/15/202317 on 10/30/202319 on 3/26/2024

RAUM, Historic

3B2B0202020212022202320242025783049723 on 3/30/2020783049723 on 6/30/2020783049723 on 7/1/20201366143112 on 3/26/20211366143112 on 4/23/20211366143112 on 10/1/20211888763257 on 3/17/20222067276486 on 3/30/20232067276486 on 8/15/20232067276486 on 10/30/20232207706911 on 3/26/2024

No. Clients, Historic

201002020202120222023202420253 on 3/30/20203 on 6/30/20203 on 7/1/202012 on 3/26/202112 on 4/23/202112 on 10/1/202110 on 3/17/202210 on 3/30/202310 on 8/15/202310 on 10/30/20238 on 3/26/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 117M 211K –
AMAZON COM INC COM 57M 297K –
AMPHENOL CORP NEW CL A 137M 2M –
AMPHENOL CORP NEW CL A 76M 1M –
ATMUS FILTRATION TECHNOLOGIE COM 28M 962K –
AXON ENTERPRISE INC COM 62M 210K –
FLUTTER ENTMT PLC SHS 60M 328K –
GE VERNOVA INC COM 41M 242K –
HESS CORP COM 141M 957K –
HUBSPOT INC COM 103M 175K –
HUBSPOT INC COM 107M 182K –
ILLUMINA INC COM 49M 470K –
INVIVYD INC COM 768K 699K –
KELLANOVA COM 223M 4M –
MARVELL TECHNOLOGY INC COM 37M 526K –
MICROSOFT CORP COM 99M 221K –
PENN ENTERTAINMENT INC COM 18M 940K –
PHILIP MORRIS INTL INC COM 161M 2M –
STARBUCKS CORP COM 65M 837K –
SPDR S&P 500 ETF TR TR UNIT 338M 620K –
STELLANTIS N.V SHS 23M 1M –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 490M 3M –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 70M 400K –
VIKING THERAPEUTICS INC COM 40M 764K –
VESTIS CORPORATION COM SHS 23M 2M –
WESTROCK CO COM 89M 2M –
UNITED STATES STL CORP NEW COM 9M 238K –