CESTRIAN CAPITAL RESEARCH, INC

Adviser information for CESTRIAN CAPITAL RESEARCH, INC last updated from Form ADV on February 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0

Services

Advisory Services Publication of periodicals or newsletters
Compensation Subscription feesFixed fees

Identifiers

SEC RIA File Number 801-112621
SEC ERA File Number 801-112621
SEC CIK Numbers None
SEC CRD Numbers 291803
Legal Entity Identifier None

Principal Office

THE OLD MORTAR MILL
AMPNEY CRUCIS
CIRENCESTER
United Kingdom
Monday - Friday, 0900-1700
Tel: +44 7468 346320, Fax: None

Chief Compliance Officer

ALEXANDER L J KING
CHIEF EXECUTIVE OFFICER
THE OLD MORTAR MILL
AMPNEY CRUCIS
CIRENCESTER
United Kingdom
Tel: +447468346320
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
King, Alexander, Leslie John Individual CHIEF EXECUTIVE OFFICER 11/2017 > 75%
King, Mary, Josephine Individual OWNER 11/2017 10-25%

No. Employees, Historic

10502019202020212022202320242 on 7/22/20192 on 3/3/20202 on 3/4/20212 on 2/7/20222 on 7/15/20222 on 2/7/2023