MW INVESTMENT STRATEGY
Adviser information for MW INVESTMENT STRATEGY last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 54 | $43.5M |
| Non-Discretionary | 0 | $0 |
| Total | 54 | $43.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 35 | $43.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $241,376 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112626 |
|---|---|
| SEC ERA File Number | 801-112626 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118433 |
| Legal Entity Identifier | None |
Principal Office
4370 TOWN CENTER BLVD.SUITE 220
EL DORADO HILLS
CA
United States
Monday - Friday, 8:00 A.M. TO 3:00 P.M.
Tel: (916) 608-4284, Fax: None
Websites
Chief Compliance Officer
PAUL NEDERVELD
DIRECTOR OF BUSINESS OPERATIONS
4370 TOWN CENTER BLVD., SUITE 220
EL DORADO HILLS
CA
United States
Tel:
916-608-4284
P***@************M
(Full email address available in API data)
Industry Affiliates
| CITADEL FAMILY INSURANCE SOLUTIONS LLC | Insurance company or agency |
| VAN HULZEN ASSET MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VANHULZEN, CRAIG, DENNIS | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2016 | < 5% |
| VAN HULZEN ASSET MANAGEMENT | Domestic Entity | – | SHAREHOLDER | 10/2016 | > 75% |
| VANHULZEN, CRAIG, DENNIS | Individual | VAN HULZEN ASSET MANAGEMENT | MANAGING MEMBER | 01/2000 | 50-75% |
| WEDBUSH CAPITAL | Domestic Entity | VAN HULZEN ASSET MANAGEMENT | PASSIVE | 07/2011 | 25-50% |
| Nederveld, Paul, Lester | Individual | – | CHIEF COMPLIANCE OFFICERCHIEF FINANCIAL OFFICER AND DIRECTOR OF BUSINESS OPERATIONS | 10/2019 | < 5% |
| NICHOLSON, BRADLEY, ROBERT | Individual | – | SECRETARY | 02/2022 | < 5% |
| WEDBUSH FAMILY PARTNERS LLC | Domestic Entity | WEDBUSH CAPITAL | SHAREHOLDER | 12/2020 | 25-50% |