WELLSPRING FINANCIAL PARTNERS
INVESTMENT METRICS, LLC Legal Name
Adviser information for WELLSPRING FINANCIAL PARTNERS last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 385 | $664.0M |
| Non-Discretionary | 6 | $168.9M |
| Total | 391 | $832.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 250 | $71.4M |
| HNW Individuals | 95 | $233.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 46 | $528.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 30 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112630 |
|---|---|
| SEC ERA File Number | 801-112630 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158872 |
| Legal Entity Identifier | None |
Principal Office
4703 E. CAMP LOWELL DRIVESUITE 135
TUCSON
AZ
United States
Monday - Friday, 8:00 - 3:00
Tel: 520-327-1019, Fax: None
Chief Compliance Officer
DEIRDRE KOCHANSKI
DIRECTOR OF PLAN SERVICES
4703 E. CAMP LOWELL DRIVE
SUITE 135
TUSCON
AZ
United States
Tel:
520-327-1019
D*********@***************M
(Full email address available in API data)
Regulatory Contact
PATRICK ZUMBUSCH
PRESIDENT
4703 E. CAMP LOWELL DRIVE
SUITE 135
TUCSON
AZ
United States
Tel:
520-327-1019
P********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZUMBUSCH, PATRICK, JOHN | Individual | – | OWNER, MANAGING MEMBER | 08/2011 | > 75% |
| KOCHANSKI, DEIRDRE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2011 | < 5% |