GOOD HARBOR ADVISORS, INC.
Adviser information for GOOD HARBOR ADVISORS, INC. last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 639 | $268.5M |
| Non-Discretionary | 2 | $94,394 |
| Total | 641 | $268.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 192 | $71.2M |
| HNW Individuals | 74 | $193.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $0 |
| Charitable organizations | 1 | $28,794 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $3.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112632 |
|---|---|
| SEC ERA File Number | 801-112632 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143492 |
| Legal Entity Identifier | None |
Principal Office
1 BLACKBURN DRIVEGLOUCESTER
MA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 978-515-7119, Fax: 978-326-7020
Chief Compliance Officer
DONNA CROCKER
PRESIDENT/TREASURER/DIRECTOR
1 BLACKBURN DRIVE
GLOUCESTER
MA
United States
Tel:
978-515-7119
Fax:
978-326-7020
D****@*************M
(Full email address available in API data)
Industry Affiliates
| BABSON & COMPANY | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BABSON, MATTHEW, MILLER | Individual | – | SECRETARY/DIRECTOR | 02/2007 | 50-75% |
| CROCKER, DONNA, IRENE | Individual | – | PRESIDENT/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER | 02/2007 | 50-75% |