ALPEN PARTNERS INTERNATIONAL AG
Adviser information for ALPEN PARTNERS INTERNATIONAL AG last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 25 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 197 | $586.0M |
| Non-Discretionary | 195 | $439.3M |
| Total | 392 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 392 | $1.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshopsINVESTMENT CONSOLIDATION AND REPORTING INCLUDING FOR ASSETS NOT UNDER MANAGEMENT |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112639 |
|---|---|
| SEC ERA File Number | 801-112639 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291759 |
| Legal Entity Identifier | 506700EZKW61CIIXXJ42 |
Principal Office
SEESTRASSE 69BAECH
Switzerland
Monday - Friday, 08.00 - 18.00
Tel: 0041581057550, Fax: 0041581057560
Websites
Chief Compliance Officer
ABIGAIL JANE BROWN
SEESTRASSE 69
BAECH
Switzerland
Tel:
0041581057550
C*********@*********************M
(Full email address available in API data)
Regulatory Contact
PIERRE O. GABRIS
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
SEESTRASSE 69
BAECH
Switzerland
Tel:
0041581057550
P**@*********************M
(Full email address available in API data)
Industry Affiliates
| ALPEN PARTNERS AG | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GABRIS, PIERRE, OLIVIER | Individual | – | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 07/2020 | > 75% |
| GABRIS, NICOLAS, JEAN | Individual | – | CHIEF FINANCIAL OFFICER | 07/2020 | < 5% |
| KAMER, CHRISTIAN | Individual | – | SENIOR RELATIONSHIP MANAGER | 01/2017 | < 5% |
| HOMANN, NICLAS | Individual | – | CHIEF OPERATING OFFICER | 03/2023 | < 5% |
| BROWN, ABIGAIL, JANE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
| BLAUTH, ANDRE | Individual | – | SENIOR RELATIONSHIP MANAGER | 10/2021 | < 5% |