Hedge Fund Database

VISTA INVESTMENT MANAGEMENT, LLC

Adviser information for VISTA INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 518 $269.9M
Non-Discretionary 5 $3.8M
Total 523 $273.7M

Clients

Type Number RAUM
Individuals 99 $31.3M
HNW Individuals 76 $204.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $4.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $33.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUM

Identifiers

SEC RIA File Number 801-112652
SEC ERA File Number 801-112652
SEC CIK Numbers 1740140
SEC CRD Numbers 116068
Legal Entity Identifier None

Principal Office

400 PENN CENTER BLVD., SUITE 555
PITTSBURGH
PA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 412-824-5940, Fax: 412-203-2117

Websites

www.vista-im.com www.linkedin.com/company/vista-im/

Chief Compliance Officer

MATTHEW J. VIVERETTE
COO
400 PENN CENTER BLVD., SUITE 555
PITTSBURGH
PA
United States
Tel: 412-253-2427
Fax: 412-203-2117
(Full email address available in API data)

Regulatory Contact

JOHN D. FRANKOLA
PRINCIPAL, CEO
400 PENN CENTER BLVD., SUITE 555
PITTSBURGH
PA
United States
Tel: 412-824-5940
Fax: 412-203-2117
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FRANKOLA, JOHN, DANIEL Individual – PRESIDENT, CHIEF EXECUTIVE OFFICER 08/2002 < 5%
VIVERETTE, MATTHEW, JOSEPH Individual – CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER 02/2018 < 5%
FRANKOLA HOLDINGS, LLC Domestic Entity – MEMBER 10/2022 > 75%
SKYLINE PURSUITS, LLC Domestic Entity – MEMBER 10/2022 10-25%
FRANKOLA, JOHN, DANIEL Individual FRANKOLA HOLDINGS, LLC MEMBER 10/2022 > 75%
VIVERETTE, MATTHEW, JOSEPH Individual SKYLINE PURSUITS, LLC MEMBER 10/2022 > 75%

No. Employees, Historic

10502020202120222023202420253 on 4/1/20203 on 6/30/20204 on 3/30/20213 on 3/31/20223 on 11/15/20223 on 3/31/20234 on 3/31/2024

RAUM, Historic

300M150M0202020212022202320242025121324686 on 4/1/2020121324686 on 6/30/2020185219121 on 3/30/2021212170993 on 3/31/2022212170993 on 11/15/2022207681242 on 3/31/2023273678968 on 3/31/2024

No. Clients, Historic

2001000202020212022202320242025155 on 4/1/2020155 on 6/30/2020157 on 3/30/2021169 on 3/31/2022169 on 11/15/2022172 on 3/31/2023184 on 3/31/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 294K 2K –
ABBOTT LABS COM 788K 8K –
ADOBE INC COM 473K 851 –
AIR PRODS & CHEMS INC COM 394K 2K –
ALPHABET INC CAP STK CL A 2M 10K –
ALPHABET INC CAP STK CL C 868K 5K –
AMAZON COM INC COM 565K 3K –
AMERICAN EXPRESS CO COM 253K 1K –
AMGEN INC COM 1M 4K –
ANSYS INC COM 1M 4K –
APPLE INC COM 2M 11K –
ARBOR REALTY TRUST INC COM 1M 86K –
ARES CAPITAL CORP COM 304K 15K –
ASTRAZENECA PLC SPONSORED ADR 2M 20K –
ATLANTIC UN BANKSHARES CORP COM 301K 9K –
BP PLC SPONSORED ADR 575K 16K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 846K 2K –
BREAD FINANCIAL HOLDINGS INC COM 1M 23K –
CSX CORP COM 971K 29K –
CVS HEALTH CORP COM 384K 7K –
CAPITAL ONE FINL CORP COM 2M 13K –
CHARTER COMMUNICATIONS INC N CL A 255K 854 –
CHEVRON CORP NEW COM 1M 8K –
CISCO SYS INC COM 2M 32K –
COHERENT CORP COM 3M 37K –
COLUMBIA BKG SYS INC COM 652K 33K –
CONOCOPHILLIPS COM 862K 8K –
CONSTELLATION BRANDS INC CL A 3M 11K –
CORNING INC COM 335K 9K –
DISCOVER FINL SVCS COM 1M 10K –
DOMINION ENERGY INC COM 725K 15K –
EOG RES INC COM 2M 13K –
ELEVANCE HEALTH INC COM 2M 4K –
ELI LILLY & CO COM 309K 341 –
F N B CORP COM 399K 29K –
FTI CONSULTING INC COM 607K 3K –
FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 887K 17K –
FIDELITY NATL INFORMATION SV COM 1M 14K –
FIRST BUSINESS FINL SVCS INC COM 2M 57K –
FISERV INC COM 559K 4K –
GE AEROSPACE COM NEW 221K 1K –
GAMING & LEISURE PPTYS INC COM 376K 8K –
GLOBAL PMTS INC COM 258K 3K –
GOLDMAN SACHS GROUP INC COM 755K 2K –
HARTFORD FINL SVCS GROUP INC COM 296K 3K –
HOWMET AEROSPACE INC COM 303K 4K –
ISHARES TR US HOME CONS ETF 223K 2K –
INGREDION INC COM 1M 11K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 2M 31K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 491K 6K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 4M 103K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 265K 9K –
JPMORGAN CHASE & CO. COM 5M 26K –
JOHNSON & JOHNSON COM 287K 2K –
JONES LANG LASALLE INC COM 847K 4K –
KB HOME COM 343K 5K –
KRANESHARES TRUST CSI CHI INTERNET 279K 10K –
L3HARRIS TECHNOLOGIES INC COM 261K 1K –
LABCORP HOLDINGS INC COM SHS 850K 4K –
LAS VEGAS SANDS CORP COM 1M 33K –
LOWES COS INC COM 3M 12K –
MARATHON PETE CORP COM 556K 3K –
MERCK & CO INC COM 1M 12K –
META PLATFORMS INC CL A 421K 835 –
MICROCHIP TECHNOLOGY INC. COM 2M 26K –
MICROSOFT CORP COM 2M 4K –
NETFLIX INC COM 404K 598 –
ORACLE CORP COM 546K 4K –
ORRSTOWN FINL SVCS INC COM 222K 8K –
PNC FINL SVCS GROUP INC COM 3M 20K –
PPG INDS INC COM 213K 2K –
PEPSICO INC COM 2M 12K –
PFIZER INC COM 1M 47K –
PROCTER AND GAMBLE CO COM 547K 3K –
RTX CORPORATION COM 2M 15K –
RESMED INC COM 1M 5K –
RUSH ENTERPRISES INC CL B 2M 63K –
SELECT SECTOR SPDR TR COMMUNICATION 216K 3K –
SELECT SECTOR SPDR TR SBI CONS DISCR 706K 4K –
SELECT SECTOR SPDR TR FINANCIAL 307K 7K –
SELECT SECTOR SPDR TR SBI MATERIALS 862K 10K –
SPDR SER TR S&P BIOTECH 1M 11K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 7K –
SALESFORCE INC COM 215K 837 –
TE CONNECTIVITY LTD SHS 2M 13K –
TJX COS INC NEW COM 467K 4K –
TEXAS INSTRS INC COM 929K 5K –
THE TRADE DESK INC COM CL A 256K 3K –
THERMO FISHER SCIENTIFIC INC COM 3M 5K –
TOWNEBANK PORTSMOUTH VA COM 563K 21K –
TOYOTA MOTOR CORP ADS 344K 2K –
UNITED PARCEL SERVICE INC CL B 402K 3K –
UNITEDHEALTH GROUP INC COM 2M 4K –
VANGUARD WORLD FD COMM SRVC ETF 3M 25K –
VANGUARD WORLD FD CONSUM DIS ETF 861K 3K –
VANGUARD WORLD FD ENERGY ETF 515K 4K –
VANGUARD WORLD FD FINANCIALS ETF 356K 4K –
VANGUARD WORLD FD HEALTH CAR ETF 377K 1K –
VANGUARD WORLD FD INF TECH ETF 7M 12K –
VANGUARD WORLD FD MATERIALS ETF 1M 8K –
VENTAS INC COM 285K 6K –
VERTEX PHARMACEUTICALS INC COM 784K 2K –
WP CAREY INC COM 793K 14K –
WESCO INTL INC COM 2M 15K –
WALMART INC COM 246K 4K –
DISNEY WALT CO COM 2M 21K –
WELLS FARGO CO NEW COM 2M 28K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR RUSSELL 2000 ETF 411K 2K –
ISHARES TR CORE S&P MCP ETF 3M 43K –
ISHARES TR CORE S&P SCP ETF 5M 43K –
ISHARES TR MSCI USA MMENTM 266K 1K –
ISHARES TR MSCI USA QLT FCT 5M 32K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 377K 2K –
SPDR SER TR PORTFOLI S&P1500 599K 9K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 809K 2K –
SPDR SER TR PORTFOLIO S&P400 4M 70K –
SPDR SER TR PORTFOLIO S&P500 2M 28K –
SPDR S&P 500 ETF TR TR UNIT 991K 2K –
SPDR SER TR PRTFLO S&P500 VL 202K 4K –
SPDR SER TR PORTFOLIO S&P600 257K 6K –
SPDR SER TR MSCI USA STRTGIC 5M 36K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 577K 3K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 722K 6K –
VANGUARD INDEX FDS LARGE CAP ETF 474K 2K –
VANGUARD INDEX FDS MID CAP ETF 1M 6K –
VANGUARD INDEX FDS SMALL CP ETF 1M 5K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
WISDOMTREE TR US LARGECAP FUND 5M 81K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 586K 5K –
CHINA FD INC COM 313K 31K –
ISHARES TR CORE MSCI EAFE 318K 4K –
ISHARES INC CORE MSCI EMKT 726K 14K –
ISHARES TR INTERNATIONAL SL 881K 27K –
ISHARES TR EAFE SML CP ETF 337K 5K –
INVESCO EXCH TRADED FD TR II INTL BUYBACK 2M 41K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 2M 61K –
SPDR INDEX SHS FDS S&P EMKTSC ETF 1M 24K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 4M 97K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 25K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 3M 59K –
WISDOMTREE TR EMG MKTS SMCAP 2M 33K –
FIRST TR EXCH TRADED FD III INSTL PFD SECS 4M 230K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 269K 15K –
ISHARES TR 0-5YR INVT GR CP 2M 37K –
ISHARES TR CORE TOTAL USD 260K 6K –
ISHARES TR ISHS 5-10YR INVT 215K 4K –
ISHARES TR NATIONAL MUN ETF 317K 3K –
ISHARES TR SHRT NAT MUN ETF 738K 7K –
ISHARES TR BLACKROCK ULTRA 3M 52K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 214K 6K –
INNOVATOR ETFS TRUST US EQUT BUFR AUG 222K 5K –
INNOVATOR ETFS TRUST US EQTY BUFR MAR 284K 7K –
INNOVATOR ETFS TRUST DEFINED WLT SHLD 318K 11K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 4M 224K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 8M 405K –
INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 5M 320K –
POWERSHARES ACTIVELY MANAGED VAR RATE INVT 4M 143K –
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 701K 14K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 977K 19K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 690K 14K –
JANUS DETROIT STR TR HENDRSON AAA CL 6M 124K –
NUVEEN AMT FREE MUN CR INC F COM 140K 11K –
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 198K 16K –
PIMCO ETF TR INTER MUN BD ACT 341K 7K –
SPDR SER TR BLOOMBERG 1-3 MO 3M 33K –
SPDR SER TR PORTFOLIO INTRMD 6M 191K –
SPDR SER TR BLOOMBERG INVT 651K 21K –
SPDR SER TR NUVEEN BLMBRG SH 509K 11K –
SPDR SER TR PORTFOLIO SHORT 4M 122K –
VANECK ETF TRUST IG FLOATING RATE 5M 207K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 9M 112K –